EMPIRE STATE BANK

NEW YORK, NY 1994 Community Banks / Credit Unions
FDIC Civil Money Penalty Removal Prohibition
Penalty
$75,000

Outcome

DECISION AND ORDER

Details

EMPIRE STATE BANK — FDIC Enforcement (1994)

FDIC took enforcement action against EMPIRE STATE BANK in NEW YORK, NY in 1994 involving civil money penalty, removal prohibition violations in the Community Banks / Credit Unions sector.

Penalty: $75,000

Violation types: Civil Money Penalty, Removal Prohibition
Entity type: Financial Institution
Penalty type: Civil Money Penalty
Location: NEW YORK, NY

Source: FDIC ED&O — FDIC-92-140e, FDIC-92-350k

How Crucible Prevents This

Crucible's banking compliance controls enforce regulatory requirements and flag violations before they escalate to civil money penalties. Crucible's personnel compliance controls enforce background check requirements and monitor for prohibited activities by institution-affiliated parties.

Source: FDIC ED&O — FDIC-92-140e, FDIC-92-350k

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