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Schroder & Co. Bank AG Reaches Resolution under Justice Department's Swiss Bank Program and

Unknown 2015 Community Banks / Credit Unions
DOJ Excluded Individual
Penalty
$1 million

Outcome

Schroder & Co. Bank AG Reaches Resolution under Justice Department's Swiss Bank Program and Agrees to Pay $10.3 Million Penalty

Details

Schroder & Co. Bank AG Reaches Resolution under Justice Department's Swiss Bank Program and — DOJ Enforcement (2015)

Outcome: Schroder & Co. Bank AG Reaches Resolution under Justice Department's Swiss Bank Program and Agrees to Pay $10.3 Million Penalty

How Crucible Prevents This

Crucible's compliance monitoring for Community Banks / Credit Unions would have detected the patterns underlying this enforcement action.

Source: DOJ Press Release — Schroder & Co. Bank AG Reaches Resolution under Justice Department's Swiss Bank Program and Agrees to Pay $10.3 Million Penalty

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