Capital One CEO

PA 2021 Community Banks / Credit Unions

DOJ Fraud

Penalty

$637,950

Outcome

Capital One CEO to Pay Civil Penalty for Violating Antitrust Pre-Transaction Notification Requirements

DOJ took enforcement action against Capital One CEO in PA in 2021 involving fraud violations in the Community Banks / Credit Unions sector.

Penalty: $637,950

Violation types: Fraud
Entity type: Financial Institution
Penalty type: Settlement
Location: PA

Source: DOJ Press Release — Capital One CEO to Pay Civil Penalty for Violating Antitrust Pre-Transaction Notification Requirements

Crucible's compliance monitoring for Community Banks / Credit Unions would have detected the patterns underlying this enforcement action.

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