Greenwich Investment Advisor
DOJ
Embezzlement
Penalty
$9.1 million
Outcome
Greenwich Investment Advisor Pleads Guilty to Tax Evasion
Details
Greenwich Investment Advisor — DOJ Enforcement (2025)
DOJ took enforcement action against Greenwich Investment Advisor in CT in 2025 involving embezzlement violations in the Community Banks / Credit Unions sector.
Penalty: $9.1 million
Violation types: Embezzlement
Entity type: Financial Institution
Penalty type: Criminal
Location: CT
Source: DOJ Press Release — Greenwich Investment Advisor Pleads Guilty to Tax Evasion
How Crucible Prevents This
Crucible's financial controls enforce segregation of duties and dual-approval requirements to prevent unauthorized fund diversion.
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