Manager Of Investment Firm
DOJ
Embezzlement
Penalty
$10 million
Outcome
Manager Of Investment Firm Pleads Guilty To Defrauding Investors In “Pre-IPO” Scheme
Details
Manager Of Investment Firm — DOJ Enforcement (2026)
DOJ took enforcement action against Manager Of Investment Firm in NY in 2026 involving embezzlement violations in the Community Banks / Credit Unions sector.
Penalty: $10 million
Violation types: Embezzlement
Entity type: Financial Institution
Penalty type: Criminal
Location: NY
Source: DOJ Press Release — Manager Of Investment Firm Pleads Guilty To Defrauding Investors In “Pre-IPO” Scheme
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