Compliance Violation Case Library

3,071 documented enforcement actions across 65 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Anadarko Petroleum Corp. , NY 2014 Community Banks / Credit Unions $5.2B
Wells Fargo Bank, N.A. , 2022 Community Banks / Credit Unions $3.7B
TD Bank, N.A. and TD Bank USA, N.A. Wilmington, DE 2018 Community Banks / Credit Unions $3.1B
Progrexion Marketing, Inc.; PGX Holdings, Inc.; Progrexion Teleservices, Inc.; eFolks, LLC; CreditRepair.com, Inc.; John C. Heath, Attorney at Law, PLLC, d/b/a/ Lexington Law , 2019 Community Banks / Credit Unions $2.7B
HSBC Bank USA, N.A. and HSBC Holdings plc McLean (HQ) / New York, NY 2006 Community Banks / Credit Unions $1.9B
S&P (Standard & Poor's) , AZ 2015 Community Banks / Credit Unions $1.4B
Reaches $470 Million Joint State-Federal , IA 2016 Community Banks / Credit Unions $968M
Announces $5.5 Million , NY 2013 Community Banks / Credit Unions $904.5M
and State Partners Secure $864 Million , CT 2017 Community Banks / Credit Unions $864M
Announces Approximately $773 Million , MI 2010 Community Banks / Credit Unions $773M
Bank of America, N.A. and FIA Card Services, N.A. , 2014 Community Banks / Credit Unions $727M
Manhattan Attorney And New York State Attorney General Announce $714 Million Proposed , NY 2015 Community Banks / Credit Unions $714M
Equifax, Inc. , 2019 Community Banks / Credit Unions $700M
Reaches Fair Lending , VA 2013 Community Banks / Credit Unions $660M
U.S. Bank National Association Cincinnati, OH 2011 Community Banks / Credit Unions $613M
Western Union Admits Anti-Money Laundering and Consumer Fraud Violations, Forfeits $586 Million in , CA 2017 Community Banks / Credit Unions $586M
SunTrust Mortgage, Inc. , 2014 Community Banks / Credit Unions $540M
Corinthian Colleges, Inc. d/b/a Everest College, WyoTech, and Heald College , 2014 Community Banks / Credit Unions $530M
Future Income Payments, LLC, Scott Kohn, and related entities , 2018 Community Banks / Credit Unions $436M
Capital One, National Association McLean, VA 2008 Community Banks / Credit Unions $390M
Cryptocurrency Money Launderer , CA 2025 Community Banks / Credit Unions $384.5M
Rabobank, N.A. Indio, CA 2009 Community Banks / Credit Unions $369M
Bank , CA 2018 Community Banks / Credit Unions $368.7M
PEAKS Trust 2009-1 et al. , 2020 Community Banks / Credit Unions $330M
Manhattan Attorney Announces $102 Million , NY 2013 Community Banks / Credit Unions $329M
SunTrust Mortgage , 2014 Community Banks / Credit Unions $320M
JPMorgan Chase Bank, N.A.; and Chase Bank USA, N.A. , 2013 Community Banks / Credit Unions $309M
Announces Global Environmental Bankruptcy , NY 2010 Community Banks / Credit Unions $270M
Synchrony Bank, f/k/a GE Capital Retail Bank , 2014 Community Banks / Credit Unions $259M
Nexus Services, Inc., Libre by Nexus, Inc., Micheal Donovan, Richard Moore, and Evan Ajin , 2021 Community Banks / Credit Unions $231M
Bank of America, N.A. , 2022 Community Banks / Credit Unions $225M
First Tennessee Bank N.A. , GA 2015 Community Banks / Credit Unions $212.5M
Regions Bank , 2022 Community Banks / Credit Unions $191M
Convicted Lab Owner Ordered To Forfeit Over $187 Million In Health Care Fraud Proceeds , 2018 Community Banks / Credit Unions $187M
Aequitas Capital Management, Inc., et al. , 2017 Community Banks / Credit Unions $183.3M
Block, Inc. , 2025 Community Banks / Credit Unions $175M
Student CU Connect CUSO, LLC , 2019 Community Banks / Credit Unions $168M
Wachovia Bank, N.A. Charlotte, NC 2003 Community Banks / Credit Unions $160M
USAA Federal Savings Bank San Antonio, TX 2016 Community Banks / Credit Unions $140M
CashCall, Inc.; WS Funding, LLC; Delbert Services Corporation; and J. Paul Reddam , 2013 Community Banks / Credit Unions $134.1M
Settlement Successfully Releases More than $115 Million in Alleged Corruption Proceeds to People in Kazakhstan , NJ 2015 Community Banks / Credit Unions $115.2M
State Street Corporation , MA 2021 Community Banks / Credit Unions $115M
Freedom Mortgage Corporation , NJ 2016 Community Banks / Credit Unions $113M
TD Bank, N.A. , 2020 Community Banks / Credit Unions $97M
Navy Federal Credit Union , 2024 Community Banks / Credit Unions $95M
Navy Federal Credit Union Vienna, VA 2017 Community Banks / Credit Unions $95M
American Express Centurion Bank and American Express Bank, FSB , 2017 Community Banks / Credit Unions $95M
Colfax Capital Corporation, Culver Capital, LLC, Ronald Wilson, and William Collins , 2014 Community Banks / Credit Unions $92M
Synapse Financial Technologies, Inc. , 2025 Community Banks / Credit Unions $90M
Apple Inc. , 2024 Community Banks / Credit Unions $89M
Page 1 of 62Next →