Compliance Violation Case Library

3,137 documented enforcement actions across 47 regulated industries

EntityLocationYearIndustryPenaltyDeaths
World's Foremost Bank Sidney, NE 2014 Community Banks / Credit Unions $1M
Former Philadelphia Deputy Sheriff , PA 2025 Community Banks / Credit Unions $1M
Arizona Man Charged With Conspiracy To Commit Bank Fraud And Theft Of $1 Million In Federal Grants For HIV Programs , AZ 2026 Community Banks / Credit Unions $1M
Driver Loan, LLC, and Angelo Jose Sarjeant , 2020 Community Banks / Credit Unions $1M
New York Man , ME 2025 Community Banks / Credit Unions $1M
New York Men , ME 2026 Community Banks / Credit Unions $1M
Former Suffolk County Corrections Officer , 2025 Community Banks / Credit Unions $1M
Former , NJ 2017 Community Banks / Credit Unions $1M
Edfinancial Services , 2022 Community Banks / Credit Unions $1M
Bank Insider , NJ 2026 Community Banks / Credit Unions $1M
Comenity Bank WILMINGTON, DE 2024 Community Banks / Credit Unions $1M
Western Benefits Group, LLC , 2024 Community Banks / Credit Unions $974,590
Choice Money Transfer, Inc. d/b/a Small World Money Transfer , 2022 Community Banks / Credit Unions $950,000
LendUp Loans, LLC , 2020 Community Banks / Credit Unions $950,000
Independence Bank EAST GREENWICH, RI 2023 Community Banks / Credit Unions $928,000
National Consumer Bankruptcy Law Firm , MT 2021 Community Banks / Credit Unions $900,000
Port Huron Resident , MI 2026 Community Banks / Credit Unions $900,000
REPUBLIC BANK & TRUST COMPANY LOUISVILLE, KY 2011 Community Banks / Credit Unions $900,000
Former Non-Profit Executive Director and City Development Official , MI 2025 Community Banks / Credit Unions $900,000
Former OU Football Player Sentenced to the Maximum Penalty for Defrauding Investors of Nearly $900,000 , OK 2018 Community Banks / Credit Unions $900,000
All American Check Cashing, Inc., Mid-State Finance, Inc. (d/b/a Thrifty Check Advance), and Michael Gray , 2016 Community Banks / Credit Unions $899,350
Kansas City Woman , KS 2025 Community Banks / Credit Unions $881,324
Yorba Capital Management, LLC and Daniel Portilla, Jr. , 2021 Community Banks / Credit Unions $860,000
PLAINS COMMERCE BANK HOVEN, SD 2010 Community Banks / Credit Unions $850,000
FCO Holding, Inc., Fair Collections & Outsourcing, Inc., Fair Collections & Outsourcing of New England, Inc., FCO Worldwide, Inc. and Michael E. Sobota , 2019 Community Banks / Credit Unions $850,000
BEACH BANK MIAMI BEACH, FL 2006 Community Banks / Credit Unions $800,000
United International Bank Flushing, NY 2014 Community Banks / Credit Unions $785,286
Two , AZ 2026 Community Banks / Credit Unions $768,900
Envios de Valores La Nacional Corp. , 2020 Community Banks / Credit Unions $750,000
SettleIt, Inc. , 2021 Community Banks / Credit Unions $750,000
Former Southern Maryland , MD 2021 Community Banks / Credit Unions $735,825
Franklin Loan Corporation , 2014 Community Banks / Credit Unions $730,000
Candy Kern-Fuller, Howard Sutter III, and Upstate Law Group LLC , 2020 Community Banks / Credit Unions $725,000
Settlement Agent Sentenced for Misappropriating Closing Funds , VA 2021 Community Banks / Credit Unions $715,000
Settlement Agent , VA 2021 Community Banks / Credit Unions $715,000
Springstone Financial, LLC , 2015 Community Banks / Credit Unions $700,000
Servicio UniTeller, Inc. , 2022 Community Banks / Credit Unions $700,000
Y King S Corp., d/b/a Herbies Auto Sales , 2016 Community Banks / Credit Unions $700,000
Performant Recovery, Inc. , 2024 Community Banks / Credit Unions $700,000
Newton Psychologist , MA 2025 Community Banks / Credit Unions $700,000
Lead Defendant in Multi-State SNAP and PUA Fraud Conspiracy , CT 2026 Community Banks / Credit Unions $700,000
Cazenovia Man , NY 2026 Community Banks / Credit Unions $686,000
First Bank & Trust BROOKINGS, SD 2008 Community Banks / Credit Unions $685,000
Private Asset Manager, Majority Owner , NY 2024 Community Banks / Credit Unions $680,000
Permanent Injunction and $650,000 Civil Penalty Imposed on Experian Consumer Services for Allegedly Sending Commercial E , CA 2023 Community Banks / Credit Unions $650,000
Experian Consumer Services , CA 2023 Community Banks / Credit Unions $650,000
WEX Bank SANDY, UT 2024 Community Banks / Credit Unions $650,000
Prime Choice Funding, Inc. , 2020 Community Banks / Credit Unions $645,000
Cross River Bank Teaneck, NJ 2018 Community Banks / Credit Unions $641,750
Capital One CEO , PA 2021 Community Banks / Credit Unions $637,950
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