Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Gunnison Valley Bank Gunnison, UT 2021 Community Banks / Credit Unions $510,000
Lake Oswego Resident , OR 2025 Community Banks / Credit Unions $509,000
South Boston Man , 2026 Community Banks / Credit Unions $500,000
Missouri Woman , KS 2026 Community Banks / Credit Unions $500,000
Afni, Inc. , 2020 Community Banks / Credit Unions $500,000
First Fed Bank PORT ANGELES, WA 2024 Community Banks / Credit Unions $500,000
Bank of Louisiana NEW ORLEANS, LA 2020 Community Banks / Credit Unions $500,000
Maxitransfers Corporation , 2019 Community Banks / Credit Unions $500,000
MONTEREY COUNTY BANK MONTEREY, CA 2010 Community Banks / Credit Unions $500,000
Bank of Louisiana New Orleans, LA 2016 Community Banks / Credit Unions $500,000
JRHBW Realty, Inc., d/b/a RealtySouth; TitleSouth, LLC , 2014 Community Banks / Credit Unions $500,000
Attorney General Bonta Announces Conviction In Placer County Elder Abuse Case , CA 2026 Community Banks / Credit Unions $500,000
Canadian man , NY 2025 Community Banks / Credit Unions $500,000
Cross River Bank Teaneck, NJ 2018 Community Banks / Credit Unions $493,500
Tennessee Commerce Bank Franklin, TN 2014 Community Banks / Credit Unions $485,000
Former Escrow Officer , 2026 Community Banks / Credit Unions $460,415
Sovereign Lending Group, Inc. , 2020 Community Banks / Credit Unions $460,000
FDIC Enforcement , 1989 Community Banks / Credit Unions $460,000
Comenity Capital Bank Salt Lake City, UT 2015 Community Banks / Credit Unions $450,000
Wise US Inc. , 2025 Community Banks / Credit Unions $450,000
Miami Valley Bank Lakeview, OH 2014 Community Banks / Credit Unions $450,000
Oriental Bank SAN JUAN, PR 2024 Community Banks / Credit Unions $447,125
Magnolia Bank, Incorporated Magnolia, KY 2022 Community Banks / Credit Unions $425,000
Willamette Valley Bank SALEM, OR 2022 Community Banks / Credit Unions $425,000
Mortgage Master, Inc. , 2013 Community Banks / Credit Unions $425,000
Former President and CEO of the Minneapolis Regional Chamber of Commerce , HI 2025 Community Banks / Credit Unions $425,000
York Tax Preparer , PA 2025 Community Banks / Credit Unions $400,000
WEST COAST BANK LAKE OSWEGO, OR 2011 Community Banks / Credit Unions $390,000
Woman Sentenced for Cocaine Conspiracy and Multiple Fraud Schemes , 2026 Community Banks / Credit Unions $377,000
FDIC Enforcement , 1988 Community Banks / Credit Unions $375,640
New Jersey Man , NJ 2026 Community Banks / Credit Unions $375,000
Duwamish River , WA 2024 Community Banks / Credit Unions $360,000
Truist Bank CHARLOTTE, NC 2025 Community Banks / Credit Unions $352,900
Bradford County Man , PA 2025 Community Banks / Credit Unions $350,634
Eastern District of California Obtains Nation’s First Civil , CA 2021 Community Banks / Credit Unions $350,000
Department of Justice and Army Corps of Engineers Reach a , FL 2018 Community Banks / Credit Unions $350,000
Peoples Savings Bank Crawfordsville, IA 2016 Community Banks / Credit Unions $350,000
Owner of Local Restaurant , OR 2025 Community Banks / Credit Unions $350,000
HIGHLAND COMMUNITY BANK CHICAGO, IL 1991 Community Banks / Credit Unions $337,800
Florida Resorts , FL 2023 Community Banks / Credit Unions $325,000
Cadence Bank TUPELO, MS 2022 Community Banks / Credit Unions $320,500
Springfield Business Owner , 2026 Community Banks / Credit Unions $316,062
Transportation Alliance Bank, Inc. d/b/a TAB Bank OGDEN, UT 2023 Community Banks / Credit Unions $315,000
Kansas City Tax Preparer , KS 2025 Community Banks / Credit Unions $312,656
FIRST BANK OF DELAWARE WILMINGTON, DE 2008 Community Banks / Credit Unions $304,000
FARMERS BANK OF VINE GROVE VINE GROVE, KY 2002 Community Banks / Credit Unions $304,000
WEBBANK SALT LAKE CITY, UT 2010 Community Banks / Credit Unions $300,000
Republic Bank & Trust Company Louisville, KY 2018 Community Banks / Credit Unions $300,000
Summit Bank Burlington, WA 2013 Community Banks / Credit Unions $300,000
Sigue Corporation, SGS Corporation, and GroupEx Corporation , 2020 Community Banks / Credit Unions $300,000
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