Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Summit Bank Burlington, WA 2013 Community Banks / Credit Unions $300,000
Cedar County Attorney , MO 2026 Community Banks / Credit Unions $296,140
Dansville woman , NY 2026 Community Banks / Credit Unions $283,954
Bank of the West SAN FRANCISCO, CA 2021 Community Banks / Credit Unions $281,000
Willamette Valley Bank SALEM, OR 2019 Community Banks / Credit Unions $275,000
City Bank Lubbock, TX 2013 Community Banks / Credit Unions $275,000
Village Capital and Investment, LLC , 2018 Community Banks / Credit Unions $268,869
PHLoans.com, Inc. , 2020 Community Banks / Credit Unions $260,000
Moneytree, Inc. , 2016 Community Banks / Credit Unions $255,000
Former Attorney Charged with Stealing , OK 2024 Community Banks / Credit Unions $250,000
San Diego Man , CA 2025 Community Banks / Credit Unions $250,000
Former San Leandro City Council Member , 2026 Community Banks / Credit Unions $250,000
Greenville Man , 2025 Community Banks / Credit Unions $250,000
Tennessee Commerce Bank FRANKLIN, TN 2019 Community Banks / Credit Unions $250,000
New Gloucester Man , ME 2026 Community Banks / Credit Unions $250,000
AMERICAN EXPRESS CENTURION BANK SALT LAKE CITY, UT 2009 Community Banks / Credit Unions $250,000
Serial Bank Robber , MA 2025 Community Banks / Credit Unions $250,000
Winnebago County Woman , IL 2026 Community Banks / Credit Unions $250,000
Dunkirk man , NY 2026 Community Banks / Credit Unions $250,000
Former Bank Employee , OK 2026 Community Banks / Credit Unions $250,000
WORLD'S FOREMOST BANK SIDNEY, NE 2011 Community Banks / Credit Unions $250,000
Davit Gasparyan, a/k/a David Gasparyan , 2016 Community Banks / Credit Unions $250,000
North Charleston Woman , SC 2025 Community Banks / Credit Unions $250,000
East Weymouth Woman , 2025 Community Banks / Credit Unions $250,000
Fayette County Woman , VA 2026 Community Banks / Credit Unions $250,000
Proficio Bank Cottonwood Heights, UT 2016 Community Banks / Credit Unions $250,000
Caddo County Woman , 2026 Community Banks / Credit Unions $250,000
Political consultant , MT 2025 Community Banks / Credit Unions $250,000
First Electronic Bank Sandy, UT 2013 Community Banks / Credit Unions $250,000
First Electronic Bank Sandy, UT 2015 Community Banks / Credit Unions $250,000
R M K Financial Corporation d/b/a Majestic Home Loans , 2015 Community Banks / Credit Unions $250,000
Miami Valley Bank Lakeview, OH 2010 Community Banks / Credit Unions $250,000
FIRST LEHIGH BANK WALNUTPORT, PA 1998 Community Banks / Credit Unions $250,000
New Jersey Pawn Shop and its Owner , NJ 2022 Community Banks / Credit Unions $240,000
Washington, D.C. Man Sentenced for Fraud Schemes Involving COVID-19 Protective Equipment, Tax Refunds, and Class Action , WA 2020 Community Banks / Credit Unions $235,807
Service 1st Mortgage, Inc. , 2020 Community Banks / Credit Unions $230,000
Guarantee Mortgage Corporation , 2015 Community Banks / Credit Unions $228,000
Michigan Nonprofit Organizations , MI 2023 Community Banks / Credit Unions $225,887
Chesterfield woman , VA 2026 Community Banks / Credit Unions $225,000
BUTLER BANK LOWELL, MA 2011 Community Banks / Credit Unions $225,000
Accelerate Mortgage, LLC , 2020 Community Banks / Credit Unions $225,000
California Pacific Bank SAN FRANCISCO, CA 2019 Community Banks / Credit Unions $225,000
Second Defendant in Lows Gang Fraud Case , MN 2025 Community Banks / Credit Unions $220,000
Hastings State Bank Hastings, NE 2012 Community Banks / Credit Unions $220,000
First-Ever , FL 2022 Community Banks / Credit Unions $208,332
FREEDOM BANK DELEON, TX 1992 Community Banks / Credit Unions $206,000
RAB Performance Recoveries, LLC , 2020 Community Banks / Credit Unions $204,000
Washington Federal Bank, N.A. Seattle, WA 2016 Community Banks / Credit Unions $200,000
Peoples Bank and Trust Company RYAN, OK 2019 Community Banks / Credit Unions $200,000
Herring Bank Amarillo, TX 2017 Community Banks / Credit Unions $200,000
← PrevPage 13 of 62Next →