Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Washington Federal Bank, N.A. Seattle, WA 2016 Community Banks / Credit Unions $200,000
Asset Recovery Associates, Inc. , 2019 Community Banks / Credit Unions $200,000
Peoples Bank and Trust Company RYAN, OK 2019 Community Banks / Credit Unions $200,000
Bluestem Brands, Inc.; Bluestem Enterprises, Inc.; and Bluestem Sales, Inc., also doing business as Fingerhut and Gettington.com , 2018 Community Banks / Credit Unions $200,000
Herring Bank Amarillo, TX 2017 Community Banks / Credit Unions $200,000
Servis One, Inc., d/b/a BSI Financial Services , 2019 Community Banks / Credit Unions $200,000
Washington Federal Bank, N.A. , 2020 Community Banks / Credit Unions $200,000
Cash Express, LLC , 2018 Community Banks / Credit Unions $200,000
Central Bank Lebanon, MO 2012 Community Banks / Credit Unions $200,000
Lighthouse Title, Inc. , 2014 Community Banks / Credit Unions $200,000
Grant County Deposit Bank Williamstown, KY 2014 Community Banks / Credit Unions $195,000
First Central Savings Bank Glen Cove, NY 2016 Community Banks / Credit Unions $195,000
First Central Savings Bank Glen Cove, NY 2013 Community Banks / Credit Unions $195,000
First Bank of Delaware Wilmington, DE 2012 Community Banks / Credit Unions $190,000
Transportation Alliance Bank, Inc. Ogden, UT 2015 Community Banks / Credit Unions $180,000
The Bank of Oswego LAKE OSWEGO, OR 2023 Community Banks / Credit Unions $175,000
River City Bank Sacramento, CA 2013 Community Banks / Credit Unions $175,000
Summit Bank Burlington, WA 2013 Community Banks / Credit Unions $175,000
California Pacific Bank SAN FRANCISCO, CA 2020 Community Banks / Credit Unions $175,000
Metropolitan Bank & Trust Company Baton Rouge, LA 1990 Community Banks / Credit Unions $175,000
The Bank of Oswego Lake Oswego, OR 2015 Community Banks / Credit Unions $175,000
The Bank of Oswego LAKE OSWEGO, OR 2019 Community Banks / Credit Unions $175,000
Frank Ronald Gebase, Jr. , 2022 Community Banks / Credit Unions $175,000
New Frontier Bank Greeley, CO 2015 Community Banks / Credit Unions $175,000
MIZRAHI TEFAHOT BANK, LTD. LOS ANGELES, CA 2011 Community Banks / Credit Unions $175,000
United Commercial Bank San Francisco, CA 2013 Community Banks / Credit Unions $175,000
FirstBank NASHVILLE, TN 2021 Community Banks / Credit Unions $172,500
The Bancorp Bank Wilmington, DE 2012 Community Banks / Credit Unions $172,000
United Community Bank Blairsville, GA 2017 Community Banks / Credit Unions $165,385
FIRST COMMUNITY BANK OF CRAWFORD COUNTY VAN BUREN, AR 2007 Community Banks / Credit Unions $165,000
Bank of Louisiana New Orleans, LA 2017 Community Banks / Credit Unions $164,511
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2005 Community Banks / Credit Unions $160,000
FIRST BANK OF BEVERLY HILLS CALABASAS, CA 2011 Community Banks / Credit Unions $160,000
Texas Man , NM 2025 Community Banks / Credit Unions $160,000
First Federal Savings Bank of Elizabethtown Elizabethtown, KY 2015 Community Banks / Credit Unions $160,000
Former Palatka Housing Authority Employee , FL 2025 Community Banks / Credit Unions $155,706
Oriental Bank San Juan, 2017 Community Banks / Credit Unions $153,850
Bank of Lake Mills Lake Mills, WI 2017 Community Banks / Credit Unions $151,000
THE OLLA STATE BANK OLLA, LA 1991 Community Banks / Credit Unions $150,000
Sacramento Woman , CA 2025 Community Banks / Credit Unions $150,000
Gwinnett Community Bank Duluth, GA 2016 Community Banks / Credit Unions $150,000
Prime Marketing Holdings, LLC , 2016 Community Banks / Credit Unions $150,000
United Commercial Bank SAN FRANCISCO, CA 2020 Community Banks / Credit Unions $150,000
ADVANTA BANK CORP. DRAPER, UT 2009 Community Banks / Credit Unions $150,000
New Frontier Bank Greeley, CO 2015 Community Banks / Credit Unions $150,000
BANK OF GLEASON GLEASON, TN 2005 Community Banks / Credit Unions $150,000
Go Direct Lenders, Inc. , 2020 Community Banks / Credit Unions $150,000
COMMERCE BANK & TRUST COMPANY;1-800-EAST-WEST MORTGAGE COMPANY WORCESTER;N/A, 2010 Community Banks / Credit Unions $150,000
United International Bank Flushing, NY 2014 Community Banks / Credit Unions $150,000
FIRST COMMUNITY BANK OF CRAWFORD COUNTY VAN BUREN, AR 2007 Community Banks / Credit Unions $150,000
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