Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Go Direct Lenders, Inc. , 2020 Community Banks / Credit Unions $150,000
RIVER CITY BANK, INC. LOUISVILLE, KY 2011 Community Banks / Credit Unions $145,000
Branch Banking and Trust Company Winston-Salem, NC 2015 Community Banks / Credit Unions $140,000
1ST FINANCIAL BANK USA DAKOTA DUNES, SD 2009 Community Banks / Credit Unions $140,000
Nationwide Equities Corporation , 2021 Community Banks / Credit Unions $140,000
Farmers Exchange Bank Neshkoro, WI 2018 Community Banks / Credit Unions $140,000
Shelby Savings Bank, SSB CENTER, TX 2022 Community Banks / Credit Unions $140,000
Bank of Louisiana NEW ORLEANS, LA 2019 Community Banks / Credit Unions $136,100
Synovus Bank Columbus, GA 2013 Community Banks / Credit Unions $135,050
BANK OF THE WEST SAN FRANCISCO, CA 2011 Community Banks / Credit Unions $135,000
Doral Bank San Juan, 2013 Community Banks / Credit Unions $135,000
ALSIP BANK AND TRUST ALSIP, IL 1990 Community Banks / Credit Unions $133,500
GREENBANK GREENVILLE, TN 2011 Community Banks / Credit Unions $132,000
Renasant Bank Tupelo, MS 2021 Community Banks / Credit Unions $132,000
Bank of England ENGLAND, AR 2021 Community Banks / Credit Unions $129,800
L.A. County Sheriff’s Deputy , 2026 Community Banks / Credit Unions $127,000
FARMERS DEPOSIT BANK EMINENCE, KY 2005 Community Banks / Credit Unions $125,000
Northwestern Bank Traverse City, MI 2013 Community Banks / Credit Unions $125,000
NORTH FORK BANK MATTITUCK, NY 2007 Community Banks / Credit Unions $125,000
STERLING SAVINGS BANK SPOKANE, WA 2009 Community Banks / Credit Unions $125,000
Northwestern Bank TRAVERSE CITY, MI 2020 Community Banks / Credit Unions $125,000
Gwinnett Community Bank Duluth, GA 2016 Community Banks / Credit Unions $125,000
STATE BANK OF SPRINGFIELD SPRINGFIELD, MN 1996 Community Banks / Credit Unions $125,000
First NBC Bank NEW ORLEANS, LA 2019 Community Banks / Credit Unions $125,000
SpiritBank Tulsa, OK 2017 Community Banks / Credit Unions $125,000
DORAL BANK CATANO, 2007 Community Banks / Credit Unions $125,000
Pacific Valley Bank Salinas, CA 2016 Community Banks / Credit Unions $125,000
CONNECTICUT BANK OF COMMERCE STAMFORD, CT 2004 Community Banks / Credit Unions $125,000
BOUNDARY WATERS STATE BANK ELY, MN 1992 Community Banks / Credit Unions $125,000
WELLS FARGO FINANCIAL BANK SIOUX FALLS, SD 2009 Community Banks / Credit Unions $125,000
Citizens Bank & Trust Company Eastman, GA 2013 Community Banks / Credit Unions $125,000
USA BANK PORT CHESTER, NY 2009 Community Banks / Credit Unions $125,000
The Evangeline Bank and Trust Company Ville Platte, LA 2015 Community Banks / Credit Unions $123,000
Vallejo Woman , CA 2022 Community Banks / Credit Unions $116,900
First California Bank Westlake Village, CA 2013 Community Banks / Credit Unions $110,000
Bancorp Bank, The Wilmington, DE 2012 Community Banks / Credit Unions $110,000
Bank of England ENGLAND, AR 2024 Community Banks / Credit Unions $110,000
THE BANK OF WALNUT WALNUT, MS 1995 Community Banks / Credit Unions $110,000
The Citizens Bank of Logan, Ohio Logan, OH 2015 Community Banks / Credit Unions $105,000
Anderson Brothers Bank MULLINS, SC 2020 Community Banks / Credit Unions $105,000
Arcola Homestead Savings Bank Arcola, IL 2014 Community Banks / Credit Unions $105,000
Arcola Homestead Savings Bank Arcola, IL 2015 Community Banks / Credit Unions $105,000
The Park Avenue Bank New York, NY 2014 Community Banks / Credit Unions $105,000
Grand Rivers Community Bank GRAND CHAIN, IL 2024 Community Banks / Credit Unions $105,000
University Bank Ann Arbor, MI 2014 Community Banks / Credit Unions $105,000
Grand Rivers Community Bank GRAND CHAIN, IL 2021 Community Banks / Credit Unions $105,000
FDIC Enforcement , 1986 Community Banks / Credit Unions $104,000
BANK OF AGRICULTURE AND COMMERCE STOCKTON, CA 2009 Community Banks / Credit Unions $100,000
Former CEO of Souktel, Inc., , DE 2022 Community Banks / Credit Unions $100,000
Northwestern Bank Traverse City, MI 2013 Community Banks / Credit Unions $100,000
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