Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
USA Service Finance, LLC , 2019 Community Banks / Credit Unions $54,625
Bank of Lake Mills Wilmington, DE 2017 Community Banks / Credit Unions $54,000
Former Director of Boston Nonprofit , 2025 Community Banks / Credit Unions $53,977
The Coastal Bank Savannah, GA 2012 Community Banks / Credit Unions $53,550
Pioneer Community Bank Iaeger, WV 2017 Community Banks / Credit Unions $52,750
Mid America Bank Janesville, WI 2015 Community Banks / Credit Unions $50,000
Labette Bank Altamont, KS 2015 Community Banks / Credit Unions $50,000
EMPIRE STATE BANK NEW YORK, NY 1994 Community Banks / Credit Unions $50,000
PATRIOT BANK HOUSTON, TX 2016 Community Banks / Credit Unions $50,000
The Park Avenue Bank New York, NY 2014 Community Banks / Credit Unions $50,000
New Frontier Bank Greeley, CO 2015 Community Banks / Credit Unions $50,000
BANK OF HYDRO HYDRO, OK 1989 Community Banks / Credit Unions $50,000
ELDERTON STATE BANK ELDERTON, PA 2004 Community Banks / Credit Unions $50,000
Bank of Jackson County (In Receivership) Graceville, FL 2018 Community Banks / Credit Unions $50,000
D. L. EVANS BANK BURLEY, ID 2010 Community Banks / Credit Unions $50,000
FIRST BANK PINEVILLE, LA 1995 Community Banks / Credit Unions $50,000
MID-MISSOURI BANK SPRINGFIELD, MO 2011 Community Banks / Credit Unions $50,000
INTERSTATE NET BANK (CURRENTLY ISN BANK) CHERRY HILL, NJ 2009 Community Banks / Credit Unions $50,000
BANK OF HYDRO HYDRO, OK 1992 Community Banks / Credit Unions $50,000
FIRST STATE BANK PARKIN, AR 2004 Community Banks / Credit Unions $50,000
CITIZENS BANK & TRUST COMPANY SPRINGHILL, LA 1994 Community Banks / Credit Unions $50,000
New Millennium Bank New Brunswick, NJ 2012 Community Banks / Credit Unions $50,000
STATE BANK OF HERSCHER HERSCHER, IL 2016 Community Banks / Credit Unions $50,000
Hypotec, Inc. , 2020 Community Banks / Credit Unions $50,000
BANK OF HYDRO HYDRO, OK 1992 Community Banks / Credit Unions $50,000
New Frontier Bank Greeley, CO 2015 Community Banks / Credit Unions $50,000
SOUTH SHORE SAVINGS BANK SOUTH WEYMOUTH, MA 2010 Community Banks / Credit Unions $50,000
THE STATE BANK OF ROCKY ROCKY, OK 1990 Community Banks / Credit Unions $50,000
FIRSTBANK OF COLORADO LAKEWOOD, CO 2010 Community Banks / Credit Unions $50,000
BANK OF THE OZARKS LITTLE ROCK, AR 2010 Community Banks / Credit Unions $50,000
Inland Northwest Bank Spokane, WA 2013 Community Banks / Credit Unions $50,000
Blue Hills Bank, subsequently merged with Rockland Trust Company, Rockland Massachusetts BOSTON, MA 2021 Community Banks / Credit Unions $50,000
BANK OF HYDRO HYDRO, OK 1989 Community Banks / Credit Unions $50,000
FIRST MARINER BANK BALTIMORE, MD 2009 Community Banks / Credit Unions $50,000
United International Bank Flushing, NY 2014 Community Banks / Credit Unions $50,000
Treasurer of Labor Union , MA 2026 Community Banks / Credit Unions $49,000
FRONTIER BANK EVERETT, WA 2008 Community Banks / Credit Unions $48,895
COASTAL COMMUNITY BANK PANAMA CITY BEACH, FL 2010 Community Banks / Credit Unions $48,455
River Bank Stoddard, WI 2013 Community Banks / Credit Unions $47,500
State Bank of De Kalb DE KALB, TX 2024 Community Banks / Credit Unions $47,500
Monroe Bank & Trust Monroe, MI 2018 Community Banks / Credit Unions $46,800
BANCORPSOUTH BANK TUPELO, MS 2011 Community Banks / Credit Unions $46,500
SAVINGS BANK OF MENDOCINO COUNTY UKIAH, CA 2008 Community Banks / Credit Unions $45,375
The Elkhart State Bank El khart, TX 2017 Community Banks / Credit Unions $45,000
VALLEY BANK MOLINE, IL 2011 Community Banks / Credit Unions $45,000
HILLS BANK AND TRUST COMPANY HILLS, IA 2004 Community Banks / Credit Unions $43,700
BANK OF THE CASCADES BEND, OR 2008 Community Banks / Credit Unions $43,550
Truist Bank CHARLOTTE, NC 2025 Community Banks / Credit Unions $43,000
COMMUNITY TRUST BANK IRVINGTON, IL 1991 Community Banks / Credit Unions $41,850
The Park Bank Madison, WI 2012 Community Banks / Credit Unions $41,000
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