3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| Great Western Bank | Watertown, SD | 2013 | Community Banks / Credit Unions | $40,810 | |
| Oriental Bank | SAN JUAN, PR | 2021 | Community Banks / Credit Unions | $40,500 | |
| TSB Bank | Lomira, WI | 2016 | Community Banks / Credit Unions | $40,000 | |
| Herring Bank | AMARILLO, TX | 2021 | Community Banks / Credit Unions | $40,000 | |
| BANK OF THE WEST (FOMERLY COMMERCIAL FEDERAL BANK, OMAHA, NE);FARMERS TRUST SAVINGS BANK | SAN FRANCISCO;EARLING, | 2010 | Community Banks / Credit Unions | $40,000 | |
| First State Bank | Ida Grove, IA | 2012 | Community Banks / Credit Unions | $40,000 | |
| United Commercial Bank | San Francisco, CA | 2014 | Community Banks / Credit Unions | $40,000 | |
| UNITED COMMERCIAL BANK | SAN FRANCISCO, CA | 2011 | Community Banks / Credit Unions | $40,000 | |
| FIRST BANK AND TRUST COMPANY OF ILLINOIS | PALANTINE, IL | 2006 | Community Banks / Credit Unions | $40,000 | |
| Access Funding, LLC; Access Holding, LLC; Reliance Funding, LLC; Lee Jundanian; Raffi Boghosian; Michael Borkowski; and Charles Smith | , | 2016 | Community Banks / Credit Unions | $40,000 | |
| Libertad Bank SSB | Austin, TX | 2012 | Community Banks / Credit Unions | $40,000 | |
| SEATTLE BANK | SEATTLE, WA | 2011 | Community Banks / Credit Unions | $40,000 | |
| First United Security Bank | Thomasville, AL | 2014 | Community Banks / Credit Unions | $40,000 | |
| Sherman County Bank | Loup City, NE | 2012 | Community Banks / Credit Unions | $40,000 | |
| RIVER CITY BANK, INC. | LOUISVILLE, KY | 2007 | Community Banks / Credit Unions | $39,515 | |
| PLANTERS BANK & TRUST COMPANY | INDIANOLA, MS | 2007 | Community Banks / Credit Unions | $39,400 | |
| Unity Bank | AUGUSTA, WI | 2022 | Community Banks / Credit Unions | $39,000 | |
| DORAL BANK | SAN JUAN, | 2009 | Community Banks / Credit Unions | $38,030 | |
| MAYWOOD-PROVISO STATE BANK | MAYWOOD, IL | 1996 | Community Banks / Credit Unions | $37,500 | |
| Bank of Lake Mills | Lake Mills, WI | 2017 | Community Banks / Credit Unions | $37,000 | |
| PANHANDLE STATE BANK | SANDPOINT, ID | 2007 | Community Banks / Credit Unions | $36,975 | |
| Former USPS employees | , GA | 2026 | Community Banks / Credit Unions | $36,402 | |
| Pawn U.S.A., Inc. | , | 2016 | Community Banks / Credit Unions | $36,367 | |
| FARMERS & MERCHANTS STATE BANK | BOISE, ID | 2006 | Community Banks / Credit Unions | $36,290 | |
| RANCHERS BANKS | BELEN, NM | 2001 | Community Banks / Credit Unions | $35,950 | |
| Bank OZK | LITTLE ROCK, AR | 2022 | Community Banks / Credit Unions | $35,000 | |
| Iowa Trust & Savings Bank | Emmetsburg, IA | 2012 | Community Banks / Credit Unions | $35,000 | |
| CONNECTICUT BANK OF COMMERCE | STAMFORD, CT | 2004 | Community Banks / Credit Unions | $35,000 | |
| RiverBank | POCAHONTAS, AR | 2024 | Community Banks / Credit Unions | $35,000 | |
| United Southern Bank | Hopkinsville, KY | 2017 | Community Banks / Credit Unions | $35,000 | |
| Truist Bank | CHARLOTTE, NC | 2025 | Community Banks / Credit Unions | $35,000 | |
| Bank of England | ENGLAND, AR | 2024 | Community Banks / Credit Unions | $35,000 | |
| UNITED COMMERCIAL BANK | SAN FRANCISCO, CA | 2011 | Community Banks / Credit Unions | $35,000 | |
| River Bank & Trust | PRATTVILLE, AL | 2023 | Community Banks / Credit Unions | $35,000 | |
| Goppert State Service Bank | GARNETT, KS | 2022 | Community Banks / Credit Unions | $35,000 | |
| Premier Bank of the South | CULLMAN, AL | 2020 | Community Banks / Credit Unions | $35,000 | |
| FIRST MIDWEST BANK | CENTERVILLE, SD | 2011 | Community Banks / Credit Unions | $35,000 | |
| RiverBank | POCAHONTAS, AR | 2022 | Community Banks / Credit Unions | $35,000 | |
| Vantage Point Bank | Horsham, PA | 2017 | Community Banks / Credit Unions | $35,000 | |
| First State Bank | Crossett, AR | 2016 | Community Banks / Credit Unions | $35,000 | |
| First Guaranty Bank | Martin, KY | 2018 | Community Banks / Credit Unions | $35,000 | |
| People's Bank and Trust Company of Pickett County | Byrdstown, TN | 2016 | Community Banks / Credit Unions | $35,000 | |
| COLORADO CAPITAL BANK | CASTLE ROCK, CO | 2016 | Community Banks / Credit Unions | $35,000 | |
| EAST BOSTON SAVINGS BANK | BOSTON, MA | 2011 | Community Banks / Credit Unions | $35,000 | |
| Bank of Ozarks | Little Rock, AR | 2014 | Community Banks / Credit Unions | $35,000 | |
| Farmers State Bank | Bertram, TX | 2015 | Community Banks / Credit Unions | $35,000 | |
| Union Bank & Trust Company | Oxford, NC | 2018 | Community Banks / Credit Unions | $35,000 | |
| SILVER STATE BANK | HENDERSON, NV | 2011 | Community Banks / Credit Unions | $35,000 | |
| United Central Bank | Garland, TX | 2013 | Community Banks / Credit Unions | $35,000 | |
| Millington Savings Bank | Millington, NJ | 2014 | Community Banks / Credit Unions | $35,000 |