Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Bank of America, N.A. and FIA Card Services, N.A. , 2014 Community Banks / Credit Unions $727M
Manhattan Attorney And New York State Attorney General Announce $714 Million Proposed , NY 2015 Community Banks / Credit Unions $714M
Reaches , TX 2013 Community Banks / Credit Unions $700M
Obtains $629 Million , 2023 Community Banks / Credit Unions $700M
Equifax, Inc. , 2019 Community Banks / Credit Unions $700M
Citibank, N.A.; Department Stores National Bank; and Citicorp Credit Services, Inc. (USA) , 2015 Community Banks / Credit Unions $700M
Reaches Fair Lending , VA 2013 Community Banks / Credit Unions $660M
U.S. Bank National Association Cincinnati, OH 2011 Community Banks / Credit Unions $613M
Western Union Admits Anti-Money Laundering and Consumer Fraud Violations, Forfeits $586 Million in , CA 2017 Community Banks / Credit Unions $586M
SunTrust Mortgage, Inc. , 2014 Community Banks / Credit Unions $540M
Corinthian Colleges, Inc. d/b/a Everest College, WyoTech, and Heald College , 2014 Community Banks / Credit Unions $530M
Agrees to $215 Million , AZ 2024 Community Banks / Credit Unions $500M
Reaches , CA 2021 Community Banks / Credit Unions $474M
Obtains $20,000 , FL 2020 Community Banks / Credit Unions $474M
Reaches $3 Million , TN 2019 Community Banks / Credit Unions $474M
JUSTICE DEPARTMENT REACHES $3 MILLION , TN 2019 Community Banks / Credit Unions $474M
Future Income Payments, LLC, Scott Kohn, and related entities , 2018 Community Banks / Credit Unions $436M
Capital One, National Association McLean, VA 2008 Community Banks / Credit Unions $390M
Cryptocurrency Money Launderer , CA 2025 Community Banks / Credit Unions $384.5M
Lloyds Banking Group Admits Wrongdoing in LIBOR Investigation, , CT 2014 Community Banks / Credit Unions $370M
Rabobank, N.A. Indio, CA 2009 Community Banks / Credit Unions $369M
Bank , CA 2018 Community Banks / Credit Unions $368.7M
Citibank, N.A. , 2018 Community Banks / Credit Unions $335M
Reaches $335 Million , CA 2011 Community Banks / Credit Unions $335M
PEAKS Trust 2009-1 et al. , 2020 Community Banks / Credit Unions $330M
Manhattan Attorney Announces $102 Million , NY 2013 Community Banks / Credit Unions $329M
SunTrust Mortgage , 2014 Community Banks / Credit Unions $320M
JPMorgan Chase Bank, N.A.; and Chase Bank USA, N.A. , 2013 Community Banks / Credit Unions $309M
New York-Based Hair Product Companies That Violated Bank Secrecy Act , NJ 2014 Community Banks / Credit Unions $300M
State Street Corporation , MA 2021 Community Banks / Credit Unions $290M
Announces Global Environmental Bankruptcy , NY 2010 Community Banks / Credit Unions $270M
Synchrony Bank, f/k/a GE Capital Retail Bank , 2014 Community Banks / Credit Unions $259M
Nexus Services, Inc., Libre by Nexus, Inc., Micheal Donovan, Richard Moore, and Evan Ajin , 2021 Community Banks / Credit Unions $231M
Bank of America, N.A. , 2022 Community Banks / Credit Unions $225M
First Tennessee Bank N.A. , GA 2015 Community Banks / Credit Unions $212.5M
Agrees to Civil , OH 2020 Community Banks / Credit Unions $205M
Discover Bank , 2012 Community Banks / Credit Unions $200M
Former Business Professor , NY 2016 Community Banks / Credit Unions $200M
Convicted Lab Owner Ordered To Forfeit Over $187 Million In Health Care Fraud Proceeds , 2018 Community Banks / Credit Unions $187M
Aequitas Capital Management, Inc., et al. , 2017 Community Banks / Credit Unions $183.3M
Block, Inc. , 2025 Community Banks / Credit Unions $175M
Student CU Connect CUSO, LLC , 2019 Community Banks / Credit Unions $168M
Barclays Bank PLC Admits Misconduct Related to Submissions for the London Interbank Offered Rate and the Euro Interbank , NY 2012 Community Banks / Credit Unions $160M
Wachovia Bank, N.A. Charlotte, NC 2003 Community Banks / Credit Unions $160M
Consumer Advocacy Center Inc., d/b/a Premier Student Loan Center; True Count Staffing Inc., d/b/a SL Account Management; Prime Consulting LLC, d/b/a Financial Preparation Services; Albert Kim; Kaine Wen; and Tuong Nguyen , 2019 Community Banks / Credit Unions $148M
Capital One Bank , 2012 Community Banks / Credit Unions $140M
USAA Federal Savings Bank San Antonio, TX 2016 Community Banks / Credit Unions $140M
Banamex USA Century City, CA 2015 Community Banks / Credit Unions $140M
CashCall, Inc.; WS Funding, LLC; Delbert Services Corporation; and J. Paul Reddam , 2013 Community Banks / Credit Unions $134.1M
Former Second Chance Body Armor President , MI 2018 Community Banks / Credit Unions $132M
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