Compliance Violation Case Library

3,071 documented enforcement actions across 65 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Apple Inc. , 2024 Community Banks / Credit Unions $89M
Secures Over $3 Million Redlining , PA 2023 Community Banks / Credit Unions $87M
Manhattan Attorney Announces $85 Million , NY 2015 Community Banks / Credit Unions $85M
USAA Federal Savings Bank San Antonio, TX 2017 Community Banks / Credit Unions $85M
American Express Centurion Bank , 2012 Community Banks / Credit Unions $85M
Nationstar Mortgage, LLC d/b/a Mr. Cooper , 2020 Community Banks / Credit Unions $85M
American Express Bank, FSB , 2012 Community Banks / Credit Unions $85M
American Express Travel Related Services Company, Inc. , 2012 Community Banks / Credit Unions $85M
Branch Banking & Trust Company, N.A. , GA 2016 Community Banks / Credit Unions $83M
Manhattan Attorney Announces Bankruptcy , NY 2019 Community Banks / Credit Unions $82.1M
Trustee Program Reaches $81.6 Million , MD 2015 Community Banks / Credit Unions $81.6M
Bank of America, N.A. , 2023 Community Banks / Credit Unions $80.4M
Ally Financial Inc. and Ally Bank , 2013 Community Banks / Credit Unions $80M
and Consumer Financial Protection Bureau Reach $98 Million , MI 2013 Community Banks / Credit Unions $80M
PHH , MN 2017 Community Banks / Credit Unions $75M
Settlement Reached at Allied Chemical and Ironton Coke Superfund Site in Ohio , KY 2010 Community Banks / Credit Unions $75M
Manhattan Attorney Announces $72.6 Million , NY 2021 Community Banks / Credit Unions $72.6M
JPMorgan’s Investment Bank in Hong Kong , NY 2016 Community Banks / Credit Unions $72M
Chemoil , CA 2016 Community Banks / Credit Unions $71M
Franklin American Mortgage Company , CO 2015 Community Banks / Credit Unions $70M
SSM Group, Hydra Financial Limited Fund, CMG Group, LLC, DJR Group, LLC, BCD Group, LLC, et al. , 2014 Community Banks / Credit Unions $69M
Civil Rights Division Secures $68M , TX 2026 Community Banks / Credit Unions $68M
City National Bank Los Angeles, CA 2022 Community Banks / Credit Unions $65M
ServiceLink Holdings, LLC, as a successor to Lender Processing Services, Inc., , 2017 Community Banks / Credit Unions $65M
M&T Bank , NY 2016 Community Banks / Credit Unions $64M
Longmeadow Woman , CT 2025 Community Banks / Credit Unions $62.2M
New Jersey Couple , NJ 2026 Community Banks / Credit Unions $62M
Reaches $60 Million , DE 2014 Community Banks / Credit Unions $60M
Toyota Motor Credit Corporation , 2023 Community Banks / Credit Unions $60M
ITT Educational Services, Inc. , 2014 Community Banks / Credit Unions $60M
Northern Resolution Group, LLC, Douglas MacKinnon, Mark Gray, Enhanced Acquisitions, LLC, and Delray Capital, LLC, , 2016 Community Banks / Credit Unions $60M
Statement of Acting Attorney David C. Weiss on the Wilmington Trust Corporation , DE 2017 Community Banks / Credit Unions $60M
Nearly 78,000 Service Members to Begin Receiving $60 Million Under Department of Justice , DE 2015 Community Banks / Credit Unions $60M
Douglas MacKinnon, Amy MacKinnon, Mary-Kate MacKinnon, and Matthew MacKinnon , 2021 Community Banks / Credit Unions $60M
American Express Centurion Bank , 2013 Community Banks / Credit Unions $59.5M
American Express Bank, FSB , 2013 Community Banks / Credit Unions $59.5M
American Express Travel Related Services Company, Inc. , 2013 Community Banks / Credit Unions $59.5M
Prime Capital Ventures CEO , NY 2025 Community Banks / Credit Unions $55M
BrightSpeed Solutions, Inc. and Kevin Howard , 2021 Community Banks / Credit Unions $54M
Regions Bank , AL 2016 Community Banks / Credit Unions $52.4M
Société Générale , 2017 Community Banks / Credit Unions $50M
Diebold Inc. , OH 2013 Community Banks / Credit Unions $50M
Attorney’s Office Reaches Forfeiture , FL 2014 Community Banks / Credit Unions $50M
Trustee Program Reaches $50 Million , MI 2015 Community Banks / Credit Unions $50M
Diebold Incorporated , OH 2013 Community Banks / Credit Unions $50M
Regions Bank , 2015 Community Banks / Credit Unions $49M
Settles False Claims Act Allegations <br /> Against National Home Builder and Mortgage Lender , NC 2009 Community Banks / Credit Unions $48M
United Shore Financial Services LLC , MI 2016 Community Banks / Credit Unions $48M
U.S. Bank National Association , 2014 Community Banks / Credit Unions $48M
Credit Suisse’s Investment Bank in Hong Kong , NY 2018 Community Banks / Credit Unions $47M
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