Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Citizens Bank Spencer, TN 2013 Community Banks / Credit Unions $25,000
HASTINGS STATE BANK HASTINGS, NE 2011 Community Banks / Credit Unions $25,000
SAVANNA-THOMSON STATE BANK THOMSON, IL 2003 Community Banks / Credit Unions $25,000
FIRST BANK OF EUNICE EUNICE, LA 1993 Community Banks / Credit Unions $25,000
First Louisiana Bank Shreveport, LA 2012 Community Banks / Credit Unions $25,000
AMERICAN BANK CENTER DICKINSON, ND 2010 Community Banks / Credit Unions $25,000
BEST BANK BOULDER, CO 2001 Community Banks / Credit Unions $25,000
First Bank McComb, MS 2012 Community Banks / Credit Unions $25,000
Frontier Bank OMAHA, NE 2019 Community Banks / Credit Unions $25,000
Sherman County Bank Loup City, NE 2012 Community Banks / Credit Unions $25,000
Alma Exchange Bank and Trust Alma, GA 2013 Community Banks / Credit Unions $25,000
First State Bank Mesquite, TX 2013 Community Banks / Credit Unions $25,000
Sherman County Bank Loup City, NE 2012 Community Banks / Credit Unions $25,000
UBank HUNTINGTON, TX 2024 Community Banks / Credit Unions $25,000
EUROBANK SAN JUAN, 2010 Community Banks / Credit Unions $25,000
First Partners Bank Vestavia Hills, AL 2013 Community Banks / Credit Unions $25,000
AztecAmerica Bank BERWYN, IL 2019 Community Banks / Credit Unions $25,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2009 Community Banks / Credit Unions $25,000
ROCKY MOUNTAIN BANK & TRUST FLORENCE FLORENCE, CO 2011 Community Banks / Credit Unions $25,000
United Commercial Bank San Francisco, CA 2016 Community Banks / Credit Unions $25,000
LENA STATE BANK LENA, IL 2002 Community Banks / Credit Unions $25,000
PEOPLE'S SAVINGS BANK OF BROCKTON SOUTH EASTON, MA 2001 Community Banks / Credit Unions $25,000
YAMPA VALLEY BANK STEAMBOAT SPRINGS, CO 2010 Community Banks / Credit Unions $25,000
Hastings State Bank Hastings, NE 2012 Community Banks / Credit Unions $25,000
CITY BANK LUBBOCK, TX 2007 Community Banks / Credit Unions $25,000
First State Bank Cranford, NJ 2016 Community Banks / Credit Unions $25,000
FIRST SECURITY STATE BANK CRANFILLS GAP, TX 2002 Community Banks / Credit Unions $25,000
New Millennium Bank New Brunswick, NJ 2012 Community Banks / Credit Unions $25,000
Pan American Bank Los Angeles, CA 2013 Community Banks / Credit Unions $25,000
Pan American Bank Los Angeles, CA 2014 Community Banks / Credit Unions $25,000
Farmers Exchange Bank Louisville, AL 2013 Community Banks / Credit Unions $25,000
PEOPLES BANK CLIFTON, TN 2004 Community Banks / Credit Unions $25,000
USA BANK PORT CHESTER, NY 2009 Community Banks / Credit Unions $25,000
ROCKY MOUNTAIN BANK & TRUST FLORENCE FLORENCE, CO 2011 Community Banks / Credit Unions $25,000
First Intercontinental Bank Doraville, GA 2013 Community Banks / Credit Unions $25,000
HOME BANKING COMPANY SELMER, TN 2009 Community Banks / Credit Unions $25,000
ARKANSAS VALLEY STATE BANK BROKEN ARROW, OK 2003 Community Banks / Credit Unions $25,000
FREEDOM BANK OF SOUTHERN MISSOURI CASSVILLE, MO 2007 Community Banks / Credit Unions $25,000
Pinnacle Bank Lincoln, NE 2013 Community Banks / Credit Unions $25,000
The Park Avenue Bank New York, NY 2014 Community Banks / Credit Unions $25,000
The Farmers Bank Forsyth, GA 2012 Community Banks / Credit Unions $25,000
First Capital Bank Kingfisher, OK 2015 Community Banks / Credit Unions $25,000
BANTERRA BANK MARION, IL 2010 Community Banks / Credit Unions $25,000
FIRST STATE BANK SHELTON, NE 2010 Community Banks / Credit Unions $25,000
First State Bank Chico, TX 2013 Community Banks / Credit Unions $25,000
First State Bank Cranford, NJ 2014 Community Banks / Credit Unions $25,000
BENJAMIN FRANKLIN SAVINGS BANK FRANKLIN, MA 2004 Community Banks / Credit Unions $25,000
ROCKY MOUNTAIN BANK & TRUST FLORENCE FLORENCE, CO 2011 Community Banks / Credit Unions $25,000
Casey State Bank Casey, IL 2013 Community Banks / Credit Unions $25,000
CALVERT BANK CALVERT CITY, KY 2005 Community Banks / Credit Unions $25,000
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