Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
SAVANNA-THOMSON STATE BANK THOMSON, IL 2003 Community Banks / Credit Unions $25,000
Sherman County Bank Loup City, NE 2012 Community Banks / Credit Unions $25,000
HASTINGS STATE BANK HASTINGS, NE 2011 Community Banks / Credit Unions $25,000
FIRST BANK OF EUNICE EUNICE, LA 1993 Community Banks / Credit Unions $25,000
PEOPLE'S SAVINGS BANK OF BROCKTON SOUTH EASTON, MA 2001 Community Banks / Credit Unions $25,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2009 Community Banks / Credit Unions $25,000
Haven Trust Bank Duluth, GA 2012 Community Banks / Credit Unions $25,000
First State Bank Cranford, NJ 2013 Community Banks / Credit Unions $25,000
CITY BANK LUBBOCK, TX 2007 Community Banks / Credit Unions $25,000
Casey State Bank Casey, IL 2013 Community Banks / Credit Unions $25,000
CALVERT BANK CALVERT CITY, KY 2005 Community Banks / Credit Unions $25,000
FIRST SECURITY STATE BANK CRANFILLS GAP, TX 2002 Community Banks / Credit Unions $25,000
Alma Exchange Bank and Trust Alma, GA 2013 Community Banks / Credit Unions $25,000
Harbour Portfolio Advisors, LLC; National Asset Advisors, LLC; and National Asset Mortgage, LLC , 2020 Community Banks / Credit Unions $25,000
Pinnacle Bank Lincoln, NE 2013 Community Banks / Credit Unions $25,000
Hastings State Bank Hastings, NE 2012 Community Banks / Credit Unions $25,000
AMERICAN BANK CENTER DICKINSON, ND 2010 Community Banks / Credit Unions $25,000
USA BANK PORT CHESTER, NY 2009 Community Banks / Credit Unions $25,000
First State Bank Mesquite, TX 2013 Community Banks / Credit Unions $25,000
COLORADO CAPITAL BANK CASTLE ROCK, CO 2016 Community Banks / Credit Unions $25,000
PEOPLES BANK CLIFTON, TN 2004 Community Banks / Credit Unions $25,000
GREENE COUNTY BANK GREENVILLE, TN 2008 Community Banks / Credit Unions $25,000
First Intercontinental Bank Doraville, GA 2013 Community Banks / Credit Unions $25,000
Fort Gibson State Bank FORT GIBSON, OK 2022 Community Banks / Credit Unions $25,000
First State Bank Chico, TX 2013 Community Banks / Credit Unions $25,000
EUROBANK SAN JUAN, 2010 Community Banks / Credit Unions $25,000
Frontier Bank OMAHA, NE 2019 Community Banks / Credit Unions $25,000
The Farmers Bank Forsyth, GA 2012 Community Banks / Credit Unions $25,000
FREEDOM BANK OF SOUTHERN MISSOURI CASSVILLE, MO 2007 Community Banks / Credit Unions $25,000
YAMPA VALLEY BANK STEAMBOAT SPRINGS, CO 2010 Community Banks / Credit Unions $25,000
JENNINGS STATE BANK SPRING GROVE, MN 2009 Community Banks / Credit Unions $25,000
Edgebrook Bank Chicago, IL 2017 Community Banks / Credit Unions $25,000
BLUE SPRINGS BANK BLUE SPRINGS, MO 1995 Community Banks / Credit Unions $25,000
AztecAmerica Bank BERWYN, IL 2019 Community Banks / Credit Unions $25,000
HOME BANKING COMPANY SELMER, TN 2009 Community Banks / Credit Unions $25,000
FIRST STATE BANK SHELTON, NE 2010 Community Banks / Credit Unions $25,000
First Capital Bank Kingfisher, OK 2015 Community Banks / Credit Unions $25,000
FIRST STATE BANK SHELTON, NE 2010 Community Banks / Credit Unions $25,000
ROCKY MOUNTAIN BANK & TRUST FLORENCE FLORENCE, CO 2011 Community Banks / Credit Unions $25,000
United Commercial Bank San Francisco, CA 2016 Community Banks / Credit Unions $25,000
Pan American Bank Los Angeles, CA 2014 Community Banks / Credit Unions $25,000
New Millennium Bank New Brunswick, NJ 2012 Community Banks / Credit Unions $25,000
GATEWAY BUSINESS BANK CERRITOS, CA 2011 Community Banks / Credit Unions $25,000
LENA STATE BANK LENA, IL 2002 Community Banks / Credit Unions $25,000
Citizens Bank Spencer, TN 2013 Community Banks / Credit Unions $25,000
Pan American Bank Los Angeles, CA 2013 Community Banks / Credit Unions $25,000
BANTERRA BANK MARION, IL 2010 Community Banks / Credit Unions $25,000
First State Bank Cranford, NJ 2014 Community Banks / Credit Unions $25,000
Sherman County Bank Loup City, NE 2012 Community Banks / Credit Unions $25,000
First Louisiana Bank Shreveport, LA 2012 Community Banks / Credit Unions $25,000
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