3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| GATEWAY BUSINESS BANK | CERRITOS, CA | 2011 | Community Banks / Credit Unions | $25,000 | |
| ROCKY MOUNTAIN BANK & TRUST FLORENCE | FLORENCE, CO | 2011 | Community Banks / Credit Unions | $25,000 | |
| BANTERRA BANK | MARION, IL | 2010 | Community Banks / Credit Unions | $25,000 | |
| Casey State Bank | Casey, IL | 2013 | Community Banks / Credit Unions | $25,000 | |
| ROCKY MOUNTAIN BANK & TRUST FLORENCE | FLORENCE, CO | 2011 | Community Banks / Credit Unions | $25,000 | |
| First United Bank and Trust Company | Durant, OK | 2013 | Community Banks / Credit Unions | $24,640 | |
| TEMECULA VALLEY BANK | TEMECULA, CA | 2009 | Community Banks / Credit Unions | $24,600 | |
| Fredericksburg Gold & Pawn, Inc. | , | 2016 | Community Banks / Credit Unions | $24,570 | |
| SYRINGA BANK | BOISE, ID | 2007 | Community Banks / Credit Unions | $24,480 | |
| Metro Bank | Pell City, AL | 2013 | Community Banks / Credit Unions | $24,200 | |
| Farmers and Merchants Bank | MILFORD, NE | 2021 | Community Banks / Credit Unions | $24,000 | |
| Maryland Practice Management Company Issued CIA Stipulated Penalty Demand | , MD | 2014 | Community Banks / Credit Unions | $24,000 | |
| Sage Bank | Lowell, MA | 2015 | Community Banks / Credit Unions | $24,000 | |
| NORTHWEST GEORGIA BANK | RINGGOLD, GA | 2010 | Community Banks / Credit Unions | $23,485 | |
| Key Financial Corporation | Clearwater, FL | 2004 | Community Banks / Credit Unions | $23,100 | |
| MID AMERICA BANK | LINN, MO | 2010 | Community Banks / Credit Unions | $23,000 | |
| Horicon Bank | HORICON, WI | 2023 | Community Banks / Credit Unions | $23,000 | |
| BANGOR SAVINGS BANK | BANGOR, ME | 2007 | Community Banks / Credit Unions | $22,715 | |
| Farmers Exchange Bank | Louisville, AL | 2014 | Community Banks / Credit Unions | $22,504 | |
| FIRST COMMUNITY BANK OF CRAWFORD COUNTY | VAN BUREN, AR | 2007 | Community Banks / Credit Unions | $22,500 | |
| FIRST COMMUNITY BANK OF CRAWFORD COUNTY | VAN BUREN, AR | 2007 | Community Banks / Credit Unions | $22,500 | |
| OMNI BANK | METAIRIE, LA | 2006 | Community Banks / Credit Unions | $22,330 | |
| FIRST AMERICAN BANK | ARTESIA, NM | 2011 | Community Banks / Credit Unions | $22,200 | |
| MAINSOURCE BANK | GREENSBURG, IN | 2010 | Community Banks / Credit Unions | $22,000 | |
| REPUBLIC BANK & TRUST COMPANY | LOUISVILLE, KY | 2009 | Community Banks / Credit Unions | $22,000 | |
| VALLEY BANK | FORT LAUDERDALE, FL | 2010 | Community Banks / Credit Unions | $22,000 | |
| GREAT SOUTHERN BANK | REEDS SPRINGS, MO | 2011 | Community Banks / Credit Unions | $21,935 | |
| Bank of Kampsville | Kampsville, IL | 2016 | Community Banks / Credit Unions | $21,819 | |
| First State Bank of Burnet | BURNET, TX | 2019 | Community Banks / Credit Unions | $21,700 | |
| EMIGRANT BANK | NEW YORK, NY | 2011 | Community Banks / Credit Unions | $21,650 | |
| KENNEBUNK SAVINGS BANK | KENNEBUNK, ME | 2009 | Community Banks / Credit Unions | $21,525 | |
| CARROLLTON BANK | CARROLLTON, IL | 2007 | Community Banks / Credit Unions | $21,250 | |
| Eric V. Sancho d/b/a Lead Publisher | , | 2015 | Community Banks / Credit Unions | $21,151 | |
| First Northern Bank of Dixon | Dixon, CA | 2017 | Community Banks / Credit Unions | $21,000 | |
| Former Postal Worker | , KS | 2026 | Community Banks / Credit Unions | $20,832 | |
| FIRST SECURITY BANK | SEARCY, AR | 2005 | Community Banks / Credit Unions | $20,700 | |
| COMMERCIAL STATE BANK | ANDREWS, TX | 2009 | Community Banks / Credit Unions | $20,535 | |
| Spotsylvania Gold & Pawn, Inc. | , | 2016 | Community Banks / Credit Unions | $20,209 | |
| First Security Bank of Deer Lodge | DEER LODGE, MT | 2020 | Community Banks / Credit Unions | $20,000 | |
| THE OLLA STATE BANK | OLLA, LA | 1992 | Community Banks / Credit Unions | $20,000 | |
| Bank of Coushatta | Coushatta, LA | 2013 | Community Banks / Credit Unions | $20,000 | |
| PrimeSouth Bank | Blackshear, GA | 2014 | Community Banks / Credit Unions | $20,000 | |
| TriCentury Bank | Simpson, KS | 2012 | Community Banks / Credit Unions | $20,000 | |
| Colorado East Bank & Trust | Lamar, CO | 2012 | Community Banks / Credit Unions | $20,000 | |
| STATE BANK OF PARK RAPIDS | PARK RAPIDS, MN | 2010 | Community Banks / Credit Unions | $20,000 | |
| HOMESTREET BANK | SEATTLE, WA | 2006 | Community Banks / Credit Unions | $20,000 | |
| THE OLLA STATE BANK | OLLA, LA | 1990 | Community Banks / Credit Unions | $20,000 | |
| BANK OF LINCOLNWOOD | LINCOLNWOOD, IL | 1993 | Community Banks / Credit Unions | $20,000 | |
| COMMUNITY MUTUAL SAVINGS BANK | WHITE PLAINS, NY | 2006 | Community Banks / Credit Unions | $20,000 | |
| BANK OF EUREKA SPRINGS | EUREKA SPRINGS, AR | 1992 | Community Banks / Credit Unions | $20,000 |