Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
COMMUNITY MUTUAL SAVINGS BANK WHITE PLAINS, NY 2006 Community Banks / Credit Unions $20,000
HOMESTREET BANK SEATTLE, WA 2006 Community Banks / Credit Unions $20,000
Las Cruces Man , NM 2025 Community Banks / Credit Unions $20,000
FIRST SECURITY STATE BANK CHARLESTON, MO 2006 Community Banks / Credit Unions $20,000
Holbrook Co-operative Bank Holbrook, MA 2012 Community Banks / Credit Unions $20,000
Peoples Bank Tulsa, OK 2013 Community Banks / Credit Unions $20,000
First Security Bank of Deer Lodge DEER LODGE, MT 2020 Community Banks / Credit Unions $20,000
BANK OF LINCOLNWOOD LINCOLNWOOD, IL 1993 Community Banks / Credit Unions $20,000
THE OLLA STATE BANK OLLA, LA 1992 Community Banks / Credit Unions $20,000
Legacy Bank Wiley, CO 2013 Community Banks / Credit Unions $20,000
Northwestern Bank Traverse City, MI 2013 Community Banks / Credit Unions $20,000
STATE BANK OF PARK RAPIDS PARK RAPIDS, MN 2010 Community Banks / Credit Unions $20,000
PrimeSouth Bank Blackshear, GA 2014 Community Banks / Credit Unions $20,000
CITIZENS STATE BANK OF MILFORD MILFORD, IL 1996 Community Banks / Credit Unions $20,000
BANK OF EUREKA SPRINGS EUREKA SPRINGS, AR 1992 Community Banks / Credit Unions $20,000
FARMERS AND MERCHANTS BANK MONTICELLO, FL 2010 Community Banks / Credit Unions $20,000
Passumpsic Savings Bank St. Johnsbury, VT 2016 Community Banks / Credit Unions $20,000
Mid America Bank JEFFERSON CITY, MO 2021 Community Banks / Credit Unions $20,000
Spring Valley Bank WYOMING, OH 2024 Community Banks / Credit Unions $19,800
Badger Bank FORT ATKINSON, WI 2019 Community Banks / Credit Unions $19,600
Georgia Woman , FL 2026 Community Banks / Credit Unions $19,500
DURDEN BANKING COMPANY, INC. TWIN CITY, GA 2003 Community Banks / Credit Unions $19,236
WEST BANK WEST DES MOINES, IA 2009 Community Banks / Credit Unions $18,920
BANK OF CLOVIS, THE CLOVIS, NM 2010 Community Banks / Credit Unions $18,825
Bank of Bluffs BLUFFS, IL 2019 Community Banks / Credit Unions $18,812
Wisconsin River Bank SAUK CITY, WI 2020 Community Banks / Credit Unions $18,500
POLK COUNTY BANK JOHNSTON, IA 2011 Community Banks / Credit Unions $18,095
THE BANK OF WAYNESBORO WAYNESBORO, TN 2011 Community Banks / Credit Unions $18,095
Ohnward Bank & Trust Cascade, IA 2013 Community Banks / Credit Unions $18,040
THE PEOPLES BANK & TRUST COMPANY TUPELO, MS 2004 Community Banks / Credit Unions $17,900
CATHAY BANK LOS ANGELES, CA 2011 Community Banks / Credit Unions $17,710
FirstBank Puerto Rico SANTURCE, PR 2019 Community Banks / Credit Unions $17,700
Marine Bank & Trust Company Vero Beach, FL 2021 Community Banks / Credit Unions $17,625
LIBERTY BANK OF NEW YORK NEW YORK, NY 2006 Community Banks / Credit Unions $17,500
West Pointe Bank Oshkosh, WI 2012 Community Banks / Credit Unions $17,500
CROSS KEYS BANK ST. JOSEPH, LA 2009 Community Banks / Credit Unions $17,335
REGIONAL MISSOURI BANK MARCELINE, MO 2010 Community Banks / Credit Unions $17,325
Cape Bank Cape May Court House, NJ 2012 Community Banks / Credit Unions $17,250
Attorney General Moody Announces Arrest Of Escambia Man For Exploiting More Than $17 , FL 2026 Community Banks / Credit Unions $17,000
Quaint Oak Bank SOUTHAMPTON, PA 2025 Community Banks / Credit Unions $17,000
NORTH MILWAUKEE STATE BANK MILWAUKEE, WI 1999 Community Banks / Credit Unions $17,000
Heritage Bank OLYMPIA, WA 2021 Community Banks / Credit Unions $17,000
CITIZENS STATE BANK HUDSON, WI 2007 Community Banks / Credit Unions $17,000
FIDELITY SAVINGS BANK PITTSBURGH, PA 2009 Community Banks / Credit Unions $17,000
FLANAGAN STATE BANK FLANAGAN, IL 2012 Community Banks / Credit Unions $17,000
FIRST GUARANTY BANK HAMMOND, LA 2009 Community Banks / Credit Unions $17,000
THE MONITOR BANK BIG PRAIRIE, OH 2002 Community Banks / Credit Unions $17,000
Bank of Lake Mills Lake Mills, WI 2017 Community Banks / Credit Unions $16,802
Oakwood Bank PIGEON FALLS, WI 2025 Community Banks / Credit Unions $16,750
Glacier Bank KALISPELL, MT 2020 Community Banks / Credit Unions $16,750
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