Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
CITIZENS FIRST BANK WARTBURG, TN 2009 Community Banks / Credit Unions $16,535
JUSTIN STATE BANK JUSTIN, TX 2011 Community Banks / Credit Unions $16,500
First Federal Savings Bank of Elizabethtown Elizabethtown, KY 2012 Community Banks / Credit Unions $16,500
THE PRAIRIE STATE BANK AUGUSTA, KS 2005 Community Banks / Credit Unions $16,500
WEST GATE BANK LINCOLN, NE 2003 Community Banks / Credit Unions $16,400
FIRST STATE BANK NEW LONDON, WI 2010 Community Banks / Credit Unions $16,300
Blue Grass Savings Bank Blue Grass, IA 2022 Community Banks / Credit Unions $16,250
CITIZENS BUSINESS BANK ONTARIO, CA 2009 Community Banks / Credit Unions $16,200
COMMONWEATLH BANK AND TRUST COMPANY LOUSIVILLE, KY 2010 Community Banks / Credit Unions $16,170
PEOPLES STATE BANK WAUSAU, WI 2006 Community Banks / Credit Unions $16,100
WAUWATOSA SAVINGS BANK WAUWATOSA, WI 2002 Community Banks / Credit Unions $16,000
FIRST COMMUNITY BANK OF BATESVILLE BATESVILLE, AR 2005 Community Banks / Credit Unions $16,000
PeoplesBank, a Codorus Valley Company YORK, PA 2023 Community Banks / Credit Unions $16,000
Edgebrook Bank Chicago, IL 2017 Community Banks / Credit Unions $16,000
WEST POINTE BANK OSHKOSH, WI 2009 Community Banks / Credit Unions $15,950
SUN SECURITY BANK ELLINGTON, MO 2009 Community Banks / Credit Unions $15,900
Park Bank Milwaukee, WI 2014 Community Banks / Credit Unions $15,800
NORTHWEST GEORGIA BANK RINGGOLD, GA 2007 Community Banks / Credit Unions $15,600
THE DICKINSON COUNTY BANK ENTERPRISE, KS 2005 Community Banks / Credit Unions $15,600
WEST BANK WEST DES MOINES, IA 2010 Community Banks / Credit Unions $15,500
Citizens Bank MUKWONAGO, WI 2019 Community Banks / Credit Unions $15,500
CENTRAL CO-OPERATIVE BANK SOMERVILLE, MA 2011 Community Banks / Credit Unions $15,400
Simmesport State Bank Simmesport, LA 2013 Community Banks / Credit Unions $15,400
Fortifi Bank BERLIN, WI 2020 Community Banks / Credit Unions $15,375
Bancroft State Bank Bancroft, WI 2014 Community Banks / Credit Unions $15,065
SEATTLE BANK SEATTLE, WA 2009 Community Banks / Credit Unions $15,050
THE CITIZENS BANK OF PHILADELPHIA, MISSISSIPPI PHILADELPHIA, MS 2011 Community Banks / Credit Unions $15,030
USA BANK PORT CHESTER, NY 2009 Community Banks / Credit Unions $15,000
HILLS BANK AND TRUST COMPANY HILLS, IA 2004 Community Banks / Credit Unions $15,000
Peoples Bank CLIFTON, TN 2022 Community Banks / Credit Unions $15,000
RESOURCE BANK MANDEVILLE, LA 2005 Community Banks / Credit Unions $15,000
The Union Bank BEULAH, ND 2019 Community Banks / Credit Unions $15,000
FirstSecure Bank & Trust Co. Palos Hills, IL 2016 Community Banks / Credit Unions $15,000
The Bank of Fincastle FINCASTLE, VA 2020 Community Banks / Credit Unions $15,000
TENNESSEE STATE BANK GATLINBURG, TN 1997 Community Banks / Credit Unions $15,000
CENTRAL BANK OF GEOGIA ELLAVILLE, GA 2011 Community Banks / Credit Unions $15,000
Commercial Bank of Oak Grove, Mo. OAK GROVE, MO 2018 Community Banks / Credit Unions $15,000
SunFirst Bank St. George, UT 2015 Community Banks / Credit Unions $15,000
SouthernTrust Bank MARION, IL 2026 Community Banks / Credit Unions $15,000
FIRST STATE BANK ELMORE CITY, OK 1994 Community Banks / Credit Unions $15,000
Sunrise Bank Dakota ONIDA, SD 2020 Community Banks / Credit Unions $15,000
BANNER BANK WALLA WALLA, WA 2003 Community Banks / Credit Unions $15,000
EVABANK EVA, AL 2010 Community Banks / Credit Unions $15,000
Great Western Bank Watertown, SD 2017 Community Banks / Credit Unions $15,000
MILLENNIA COMMUNITY BANK GREENVILLE, NC 2005 Community Banks / Credit Unions $15,000
HOWARD SAVINGS BANK GLENVIEW, IL 1996 Community Banks / Credit Unions $15,000
SIGNATURE BANK BAD AXE, MI 2011 Community Banks / Credit Unions $15,000
CITIZENS STATE BANK HUDSON, WI 2007 Community Banks / Credit Unions $15,000
Commercial Bank of Oak Grove, Mo. OAK GROVE, MO 2019 Community Banks / Credit Unions $15,000
NORCROWN BANK LIVINGSTON, NJ 2005 Community Banks / Credit Unions $15,000
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