Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
The Union Bank MARKSVILLE, LA 2019 Community Banks / Credit Unions $12,400
First Secure Bank and Trust Co. PALOS HILLS, IL 2025 Community Banks / Credit Unions $12,375
THE COTTONPORT BANK COTTONPORT, LA 2001 Community Banks / Credit Unions $12,250
STATE BANK & TRUST FARGO, ND 2007 Community Banks / Credit Unions $12,050
M&I GREATER MILWAUKEE BANK;M&I Marshall & Illsley Bank MILWAUKEE;N/A, 1997 Community Banks / Credit Unions $12,000
RELIANCE SAVINGS BANK ALTOONA, PA 2011 Community Banks / Credit Unions $12,000
SunFirst Bank St. George, UT 2015 Community Banks / Credit Unions $12,000
DORAL BANK CATANO, 2007 Community Banks / Credit Unions $12,000
South Ottumwa Savings Bank Ottumwa, IA 2013 Community Banks / Credit Unions $12,000
NORSTATES BANK WAUKEGAN, IL 2011 Community Banks / Credit Unions $12,000
BayCoast Bank SWANSEA, MA 2025 Community Banks / Credit Unions $12,000
VALLEY BANK MOLINE, IL 2008 Community Banks / Credit Unions $12,000
EMPIRE STATE BANK NEW YORK, NY 1993 Community Banks / Credit Unions $12,000
Bank of England ENGLAND, AR 2024 Community Banks / Credit Unions $12,000
UNICO BANK IRONDALE, MO 2001 Community Banks / Credit Unions $12,000
WESTERN BANK COAHOMA, TX 2011 Community Banks / Credit Unions $12,000
FIRST BANK TROY, NC 2004 Community Banks / Credit Unions $12,000
The Farmers Bank and Savings Company POMEROY, OH 2025 Community Banks / Credit Unions $12,000
EXCEL BANK SEDALIA, MO 2011 Community Banks / Credit Unions $12,000
First Chatham Bank SAVANNAH, GA 2022 Community Banks / Credit Unions $12,000
MARION CENTER BANK MARION CENTER, PA 2009 Community Banks / Credit Unions $12,000
FIRST COMMUNITY BANK OF CRAWFORD COUNTY VAN BUREN, AR 2007 Community Banks / Credit Unions $12,000
THE COULEE STATE BANK LA CROSSE, WI 2004 Community Banks / Credit Unions $12,000
FDIC Enforcement , 1984 Community Banks / Credit Unions $12,000
First Secure Bank and Trust Co. PALOS HILLS, IL 2022 Community Banks / Credit Unions $11,625
BANK OF LUXEMBURG LUXEMBURG, WI 2009 Community Banks / Credit Unions $11,600
BANK OF NEW MADRID NEW MADRID, MO 2003 Community Banks / Credit Unions $11,600
Cheyenne State Bank Cheyenne, WY 2012 Community Banks / Credit Unions $11,550
FDIC Enforcement , 1981 Community Banks / Credit Unions $11,500
MID PENN BANK MILLERSBURG, PA 2011 Community Banks / Credit Unions $11,300
BankOrion Orion, IL 2014 Community Banks / Credit Unions $11,285
SUMMIT BANK BURLINGTON, WA 2010 Community Banks / Credit Unions $11,280
BANK OF KAMPSVILLE KAMPSVILLE, IL 2010 Community Banks / Credit Unions $11,280
ANDERSON BROTHERS BANK MULLINS, SC 2008 Community Banks / Credit Unions $11,200
Finance Factors, Ltd. Honolulu, HI 2014 Community Banks / Credit Unions $11,165
DEWITT BANK & TRUST COMPANY DE WITT, AR 2005 Community Banks / Credit Unions $11,150
THE RICHLAND TRUST COMPANY MANSFIELD, OH 2006 Community Banks / Credit Unions $11,100
MURPHY BANK FRESNO, CA 2011 Community Banks / Credit Unions $11,000
REPUBLIC BANK OF CHICAGO DARIEN, IL 2005 Community Banks / Credit Unions $11,000
MONROE BANK & TRUST MONROE, MI 2011 Community Banks / Credit Unions $11,000
Community State Bank St. Charles, MI 2012 Community Banks / Credit Unions $11,000
Bank of Sun Prairie Sun Prairie, WI 2012 Community Banks / Credit Unions $11,000
The Delaware County Bank and Trust Company Lewis Center, OH 2012 Community Banks / Credit Unions $11,000
MID PENN BANK MILLERSBURG, PA 2011 Community Banks / Credit Unions $11,000
FIRST SENTRY BANK, INC. HUNTINGTON, WV 2006 Community Banks / Credit Unions $10,875
CITIZENS BANK AND TRUST COMPANY CHILLICOTHE, MO 2006 Community Banks / Credit Unions $10,800
Southwest Capital Bank Albuquerque, NM 2018 Community Banks / Credit Unions $10,800
Institution for Savings in Newburyport and its Vicinity Newburyport, MA 2015 Community Banks / Credit Unions $10,650
Illini Bank Springfield, IL 2015 Community Banks / Credit Unions $10,600
UNITED BANK OSSEO, WI 2011 Community Banks / Credit Unions $10,500
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