Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
CITIZENS STATE BANK MILES, TX 2010 Community Banks / Credit Unions $10,500
CHOICE FINANCIAL GROUP GRAFTON, ND 2007 Community Banks / Credit Unions $10,430
BANK FORWARD (F/K/A SECURITY STATE BANK OF NORTH DAKOTA) HANNAFORD, ND 2007 Community Banks / Credit Unions $10,400
SIMMESPORT STATE BANK SIMMESPORT, LA 2001 Community Banks / Credit Unions $10,400
FRANCES SLOCUM BANK AND TRUST COMPANY WABASH, IN 2001 Community Banks / Credit Unions $10,400
MOUNTAIN 1ST BANK & TRUST COMPANY HENDERSONVILLE, NC 2010 Community Banks / Credit Unions $10,395
Belmont Savings Bank Belmont, MA 2012 Community Banks / Credit Unions $10,360
CENTURY BANK LUCEDALE, MS 2008 Community Banks / Credit Unions $10,255
Community Bank of Central Wisconsin Colby, WI 2012 Community Banks / Credit Unions $10,185
AMERICREST BANK OKLAHOMA CITY, OK 2002 Community Banks / Credit Unions $10,150
Crest Savings Bank Wildwood, NJ 2018 Community Banks / Credit Unions $10,100
NEW MILLENNIUM BANK NEW BRUNSWICK, NJ 2010 Community Banks / Credit Unions $10,045
AMERICAN CITY BANK OF TULLAHOMA TULLAHOMA, TN 2012 Community Banks / Credit Unions $10,010
SIGNATURE BANK BAD AXE, MI 2011 Community Banks / Credit Unions $10,010
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2006 Community Banks / Credit Unions $10,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $10,000
THE PEOPLES STATE BANK ELLETTSVILLE, IN 2001 Community Banks / Credit Unions $10,000
AMERICAN STATE BANK LAWRENCEBURG, IN 2005 Community Banks / Credit Unions $10,000
FREEDOM BANK DELEON, TX 1992 Community Banks / Credit Unions $10,000
THE PROVIDENT BANK JERSEY CITY, NJ 2003 Community Banks / Credit Unions $10,000
Valley Central Savings Bank Reading, OH 2012 Community Banks / Credit Unions $10,000
THE OLLA STATE BANK OLLA, LA 1991 Community Banks / Credit Unions $10,000
Pacific International Bank Seattle, WA 2013 Community Banks / Credit Unions $10,000
LINCOLN SAVINGS BANK CEDAR FALLS, IA 2006 Community Banks / Credit Unions $10,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $10,000
FIRSTRUST SAVINGS BANK CONSHOHOCKEN, PA 2009 Community Banks / Credit Unions $10,000
TriStar Bank Dickson, TN 2012 Community Banks / Credit Unions $10,000
COMMUNITY STATE BANK AUSTIN, TX 2010 Community Banks / Credit Unions $10,000
CLEARFIELD BANK & TRUST COMPANY CLEARFIELD, PA 2005 Community Banks / Credit Unions $10,000
New Millenium Bank New Brunswick, NJ 2012 Community Banks / Credit Unions $10,000
CITIZENS BANK AND TRUST OF WEST GEORGIA CARROLLTON, GA 2011 Community Banks / Credit Unions $10,000
Pacific City Bank LOS ANGELES, CA 2020 Community Banks / Credit Unions $10,000
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2006 Community Banks / Credit Unions $10,000
INTERNATIONAL BANK OF COMMERCE LAREDO, TX 2010 Community Banks / Credit Unions $10,000
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2006 Community Banks / Credit Unions $10,000
FIRST COMMERCIAL BANK BLOOMINGTON, MN 2011 Community Banks / Credit Unions $10,000
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2006 Community Banks / Credit Unions $10,000
Valley Bank Moline, IL 2015 Community Banks / Credit Unions $10,000
First Covenant Bank Commerce, GA 2014 Community Banks / Credit Unions $10,000
CENTRAL CAROLINA BANK AND TRUST COMPANY DURHAM, NC 1997 Community Banks / Credit Unions $10,000
United Commercial Bank SAN FRANCISCO, CA 2019 Community Banks / Credit Unions $10,000
ESSEX SAVING BANK ESSEX, CT 2011 Community Banks / Credit Unions $10,000
Sterling Bank Houston, TX 2012 Community Banks / Credit Unions $10,000
The First State Bank Camargo, OK 2014 Community Banks / Credit Unions $10,000
Sonoma Valley Bank Sonoma, CA 2012 Community Banks / Credit Unions $10,000
SECURITY BANK & TRUST COMPANY OF ALBANY ALBANY, GA 2005 Community Banks / Credit Unions $10,000
ORIENTAL BANK AND TRUST SAN JUAN, 2009 Community Banks / Credit Unions $10,000
BANK OF BELLEVUE;BOONE STATE BANK & TRUST CO.;STANDARD STATE BANK & TRUST COMPANY INDEPENDENCE;TRI-COUNTY BANK & TRUST BELLEVUE;BOONE;INDEPENDENCE;BELLEVUE, 1994 Community Banks / Credit Unions $10,000
ORIENTAL BANK AND TRUST SAN JUAN, 2005 Community Banks / Credit Unions $10,000
THE COMMUNITY BANK LOGANVILLE, GA 2006 Community Banks / Credit Unions $10,000
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