Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
BANK OF BELLEVUE;BOONE STATE BANK & TRUST CO.;STANDARD STATE BANK & TRUST COMPANY INDEPENDENCE;TRI-COUNTY BANK & TRUST BELLEVUE;BOONE;INDEPENDENCE;BELLEVUE, 1994 Community Banks / Credit Unions $10,000
THE COMMUNITY BANK LOGANVILLE, GA 2006 Community Banks / Credit Unions $10,000
FAR WEST BANK PROVO, UT 2004 Community Banks / Credit Unions $10,000
SOUTHWEST BANK OF ST. LOUIS ST. LOUIS, MO 2002 Community Banks / Credit Unions $10,000
Brunswick Women , ME 2010 Community Banks / Credit Unions $10,000
EVABANK EVA, AL 2010 Community Banks / Credit Unions $10,000
Valley Bank Moline, IL 2015 Community Banks / Credit Unions $10,000
First Southern Bank Patterson, GA 2014 Community Banks / Credit Unions $10,000
Sterling Bank Houston, TX 2012 Community Banks / Credit Unions $10,000
Bank of Louisiana New Orleans, LA 2013 Community Banks / Credit Unions $10,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $10,000
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2006 Community Banks / Credit Unions $10,000
NORTHWEST SAVINGS BANK WARREN, PA 2011 Community Banks / Credit Unions $10,000
FREEDOM BANK DELEON, TX 1992 Community Banks / Credit Unions $10,000
The Citizens State Bank and Trust Company Woodbine, KS 2016 Community Banks / Credit Unions $10,000
THE PROVIDENT BANK JERSEY CITY, NJ 2003 Community Banks / Credit Unions $10,000
Glennville Bank Glennville, GA 2013 Community Banks / Credit Unions $10,000
THE BANK OBERLIN, KS 2005 Community Banks / Credit Unions $10,000
AMERICAN STATE BANK LAWRENCEBURG, IN 2005 Community Banks / Credit Unions $10,000
GRABILL BANK GRABILL, IN 2009 Community Banks / Credit Unions $10,000
FIRST FARMERS & MERCHANTS STATE BANK OF GRAND MEADOW GRAND MEADOW, MN 2000 Community Banks / Credit Unions $10,000
BRIMFIELD BANK BRIMFIELD, IL 2007 Community Banks / Credit Unions $10,000
Sonoma Valley Bank Sonoma, CA 2012 Community Banks / Credit Unions $10,000
SECURITY FIRST BANK LINCOLN, NE 2007 Community Banks / Credit Unions $10,000
FIRSTAR BANK PORTAGE;FIRSTAR BANK MADISON PORTAGE;MADISON, 1996 Community Banks / Credit Unions $10,000
Bank of Louisiana New Orleans, LA 2013 Community Banks / Credit Unions $10,000
BANK OF WESTMINSTER WESTMINSTER, CA 1993 Community Banks / Credit Unions $10,000
THE BANK OF COMMERCE AMMON, ID 2011 Community Banks / Credit Unions $10,000
HOMETOWN BANK, A COOPERATIVE BANK WEBSTER, MA 2010 Community Banks / Credit Unions $10,000
Bank of Camilla Camilla, GA 2014 Community Banks / Credit Unions $10,000
THE OLLA STATE BANK OLLA, LA 1991 Community Banks / Credit Unions $10,000
CENTREBANK VEEDERSBURG, IN 2000 Community Banks / Credit Unions $10,000
Alliance Bank Central Texas Waco, TX 2015 Community Banks / Credit Unions $10,000
FIRSTRUST SAVINGS BANK CONSHOHOCKEN, PA 2009 Community Banks / Credit Unions $10,000
FIRST SOUTHERN BANK COLUMBIA, MS 2010 Community Banks / Credit Unions $10,000
TriStar Bank Dickson, TN 2012 Community Banks / Credit Unions $10,000
HUME BANK HUME, MO 2010 Community Banks / Credit Unions $10,000
University Bank Ann Arbor, MI 2012 Community Banks / Credit Unions $10,000
Rockland Trust Company ROCKLAND, MA 2024 Community Banks / Credit Unions $10,000
FREEDOM BANK DELEON, TX 1992 Community Banks / Credit Unions $10,000
Montgomery Bank & Trust (In Receivership) Ailey, GA 2018 Community Banks / Credit Unions $10,000
First Covenant Bank Commerce, GA 2014 Community Banks / Credit Unions $10,000
CLAYTON BANK AND TRUST KNOXVILLE, TN 2010 Community Banks / Credit Unions $10,000
COMMUNITY BANK BLOUNTSVILLE, AL 2007 Community Banks / Credit Unions $10,000
PEOPLES BANK OF PA. (N/K/A PFC BANK) FORD CITY, PA 1996 Community Banks / Credit Unions $10,000
MIDLAND BANK LEE'S SUMMIT, MO 1999 Community Banks / Credit Unions $10,000
STATE BANK OF PARK RAPIDS PARK RAPIDS, MN 2011 Community Banks / Credit Unions $10,000
ESSEX SAVING BANK ESSEX, CT 2011 Community Banks / Credit Unions $10,000
United Commercial Bank San Francisco, CA 2014 Community Banks / Credit Unions $10,000
PROVIDENT SAVINGS BANK JERSEY CITY, NJ 1996 Community Banks / Credit Unions $10,000
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