Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Navient Corporation, Navient Solutions, Inc. and Pioneer Credit Recovery, Inc. , 2017 Community Banks / Credit Unions $120M
Sprint Corporation , 2014 Community Banks / Credit Unions $120M
Cellco Partnership d/ba/ Verizon Wireless , 2015 Community Banks / Credit Unions $120M
Settlement Successfully Releases More than $115 Million in Alleged Corruption Proceeds to People in Kazakhstan , NJ 2015 Community Banks / Credit Unions $115.2M
Freedom Mortgage Corp. , NJ 2016 Community Banks / Credit Unions $113M
Freedom Mortgage Corporation , NJ 2016 Community Banks / Credit Unions $113M
Principal of A&O Entities , TX 2010 Community Banks / Credit Unions $100M
Bicycle Casino , CA 2021 Community Banks / Credit Unions $100M
Wells Fargo Bank, N.A. , 2016 Community Banks / Credit Unions $100M
Texas Businessman , TX 2010 Community Banks / Credit Unions $100M
Virginia , MD 2013 Community Banks / Credit Unions $100M
Lawyer for A&O Entities , TX 2010 Community Banks / Credit Unions $100M
Acting Manhattan Attorney Announces , FL 2021 Community Banks / Credit Unions $100M
StratFS, LLC f/k/a Strategic Financial Solutions, LLC, et al. , 2024 Community Banks / Credit Unions $100M
Newcastle, Washington, man , WA 2026 Community Banks / Credit Unions $100M
TD Bank, N.A. , 2020 Community Banks / Credit Unions $97M
American Express Centurion Bank and American Express Bank, FSB , 2017 Community Banks / Credit Unions $95M
Navy Federal Credit Union Vienna, VA 2017 Community Banks / Credit Unions $95M
Navy Federal Credit Union , 2024 Community Banks / Credit Unions $95M
Colfax Capital Corporation, Culver Capital, LLC, Ronald Wilson, and William Collins , 2014 Community Banks / Credit Unions $92M
Synapse Financial Technologies, Inc. , 2025 Community Banks / Credit Unions $90M
Apple Inc. , 2024 Community Banks / Credit Unions $89M
Goldman Sachs Bank USA , 2024 Community Banks / Credit Unions $89M
Secures Over $3 Million Redlining , PA 2023 Community Banks / Credit Unions $87M
American Express Bank, FSB , 2012 Community Banks / Credit Unions $85M
American Express Centurion Bank , 2012 Community Banks / Credit Unions $85M
USAA Federal Savings Bank San Antonio, TX 2017 Community Banks / Credit Unions $85M
Manhattan Attorney Announces $85 Million , NY 2015 Community Banks / Credit Unions $85M
American Express Travel Related Services Company, Inc. , 2012 Community Banks / Credit Unions $85M
Nationstar Mortgage, LLC d/b/a Mr. Cooper , 2020 Community Banks / Credit Unions $85M
Branch Banking & Trust Company, N.A. , GA 2016 Community Banks / Credit Unions $83M
Manhattan Attorney Announces Bankruptcy , NY 2019 Community Banks / Credit Unions $82.1M
Trustee Program Reaches $81.6 Million , MD 2015 Community Banks / Credit Unions $81.6M
Bank of America, N.A. , 2023 Community Banks / Credit Unions $80.4M
and Consumer Financial Protection Bureau Reach $98 Million , MI 2013 Community Banks / Credit Unions $80M
Ally Financial Inc. and Ally Bank , 2013 Community Banks / Credit Unions $80M
PHH , MN 2017 Community Banks / Credit Unions $75M
Settlement Reached at Allied Chemical and Ironton Coke Superfund Site in Ohio , KY 2010 Community Banks / Credit Unions $75M
Manhattan Attorney Announces $72.6 Million , NY 2021 Community Banks / Credit Unions $72.6M
JPMorgan’s Investment Bank in Hong Kong , NY 2016 Community Banks / Credit Unions $72M
Chemoil , CA 2016 Community Banks / Credit Unions $71M
Franklin American Mortgage Company , CO 2015 Community Banks / Credit Unions $70M
SSM Group, Hydra Financial Limited Fund, CMG Group, LLC, DJR Group, LLC, BCD Group, LLC, et al. , 2014 Community Banks / Credit Unions $69M
Civil Rights Division Secures $68M , TX 2026 Community Banks / Credit Unions $68M
ServiceLink Holdings, LLC, as a successor to Lender Processing Services, Inc., , 2017 Community Banks / Credit Unions $65M
City National Bank Los Angeles, CA 2022 Community Banks / Credit Unions $65M
M&T Bank , NY 2016 Community Banks / Credit Unions $64M
Longmeadow Woman , CT 2025 Community Banks / Credit Unions $62.2M
New Jersey Couple , NJ 2026 Community Banks / Credit Unions $62M
Nearly 78,000 Service Members to Begin Receiving $60 Million Under Department of Justice , DE 2015 Community Banks / Credit Unions $60M
← PrevPage 3 of 63Next →