3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| United Commercial Bank | SAN FRANCISCO, CA | 2019 | Community Banks / Credit Unions | $10,000 | |
| SECURITY BANK & TRUST COMPANY OF ALBANY | ALBANY, GA | 2005 | Community Banks / Credit Unions | $10,000 | |
| SMITHFIELD STATE BANK OF SMITHFIELD, PA. | SMITHFIELD, PA | 2006 | Community Banks / Credit Unions | $10,000 | |
| Bank of Louisiana | New Orleans, LA | 2013 | Community Banks / Credit Unions | $10,000 | |
| ROYAL BANK AMERICA | NARBERTH, PA | 2008 | Community Banks / Credit Unions | $10,000 | |
| ESSEX SAVING BANK | ESSEX, CT | 2011 | Community Banks / Credit Unions | $10,000 | |
| LINCOLN PARK SAVINGS BANK | CHICAGO, IL | 2007 | Community Banks / Credit Unions | $10,000 | |
| BANK OF LOUISIANA | NEW ORLEANS, LA | 2012 | Community Banks / Credit Unions | $10,000 | |
| COMMUNITY STATE BANK | AUSTIN, TX | 2010 | Community Banks / Credit Unions | $10,000 | |
| Crown Bank | EDINA, MN | 2019 | Community Banks / Credit Unions | $10,000 | |
| FIRST FARMERS & MERCHANTS STATE BANK OF GRAND MEADOW | GRAND MEADOW, MN | 2000 | Community Banks / Credit Unions | $10,000 | |
| AMERICAN STATE BANK | LAWRENCEBURG, IN | 2005 | Community Banks / Credit Unions | $10,000 | |
| CENTRAL CAROLINA BANK AND TRUST COMPANY | DURHAM, NC | 1997 | Community Banks / Credit Unions | $10,000 | |
| New Millenium Bank | New Brunswick, NJ | 2012 | Community Banks / Credit Unions | $10,000 | |
| FREEDOM BANK | DELEON, TX | 1992 | Community Banks / Credit Unions | $10,000 | |
| BANK OF BELLEVUE;BOONE STATE BANK & TRUST CO.;STANDARD STATE BANK & TRUST COMPANY INDEPENDENCE;TRI-COUNTY BANK & TRUST | BELLEVUE;BOONE;INDEPENDENCE;BELLEVUE, | 1994 | Community Banks / Credit Unions | $10,000 | |
| Summit Bank | Burlington, WA | 2015 | Community Banks / Credit Unions | $10,000 | |
| FIRSTAR BANK PORTAGE;FIRSTAR BANK MADISON | PORTAGE;MADISON, | 1996 | Community Banks / Credit Unions | $10,000 | |
| WHEATLAND BANK | NAPERVILLE, IL | 2011 | Community Banks / Credit Unions | $10,000 | |
| Montgomery Bank & Trust (In Receivership) | Ailey, GA | 2018 | Community Banks / Credit Unions | $10,000 | |
| COMMUNITY BANK | ALTON, IA | 2010 | Community Banks / Credit Unions | $10,000 | |
| ORIENTAL BANK AND TRUST | SAN JUAN, | 2005 | Community Banks / Credit Unions | $10,000 | |
| BANK OF WESTMINSTER | WESTMINSTER, CA | 1993 | Community Banks / Credit Unions | $10,000 | |
| BRIMFIELD BANK | BRIMFIELD, IL | 2007 | Community Banks / Credit Unions | $10,000 | |
| HIGH DESERT STATE BANK | ALBUQUERQUE, NM | 2007 | Community Banks / Credit Unions | $9,900 | |
| UNITED CENTRAL BANK | GARLAND, TX | 2011 | Community Banks / Credit Unions | $9,850 | |
| TRIUMPH SAVINGS BANK, SSB | DALLAS, TX | 2011 | Community Banks / Credit Unions | $9,825 | |
| VERMILLION STATE BANK | VERMILLION, MN | 2010 | Community Banks / Credit Unions | $9,800 | |
| THE PEOPLES BANK OF BULLITT COUNTY | SHEPHERDSVILLE, KY | 2002 | Community Banks / Credit Unions | $9,800 | |
| Alma Bank | Astoria, NY | 2013 | Community Banks / Credit Unions | $9,755 | |
| Madison County Community Bank | Madison, FL | 2022 | Community Banks / Credit Unions | $9,750 | |
| CLINTON SAVNGS BANK | CLINTON, MA | 2010 | Community Banks / Credit Unions | $9,740 | |
| MAIN STREET BANK CORP. | WHEELING, WV | 2009 | Community Banks / Credit Unions | $9,600 | |
| THE OHIO VALLEY BANK COMPANY | GALLIPOLIS, OH | 2011 | Community Banks / Credit Unions | $9,600 | |
| The Monitor Bank | Big Prairie, OH | 2015 | Community Banks / Credit Unions | $9,600 | |
| Gibsland Bank & Trust Company | Gibsland, LA | 2018 | Community Banks / Credit Unions | $9,600 | |
| JEFFERSON STATE BANK | SAN ANTONIO, TX | 2006 | Community Banks / Credit Unions | $9,550 | |
| UNION BANK & TRUST COMPANY | LINCOLN, NE | 2006 | Community Banks / Credit Unions | $9,500 | |
| CENTRAL CO-OPERATIVE BANK | SOMERVILLE, MA | 2010 | Community Banks / Credit Unions | $9,500 | |
| NORTHSTAR BANK OF TEXAS | DENTON, TX | 2011 | Community Banks / Credit Unions | $9,500 | |
| DARBY BANK AND TRUST COMPANY | VIDALIA, GA | 2008 | Community Banks / Credit Unions | $9,500 | |
| CENTURY BANK OF GEORGIA | CARTERSVILLE, GA | 2011 | Community Banks / Credit Unions | $9,500 | |
| COMMUNITY BANK | RACELAND, LA | 2010 | Community Banks / Credit Unions | $9,500 | |
| First Western Trust Bank | Denver, CO | 2012 | Community Banks / Credit Unions | $9,500 | |
| STATE CENTRAL BANK | KEOKUK, IA | 2009 | Community Banks / Credit Unions | $9,500 | |
| Farmers Bank & Trust | GREAT BEND, KS | 2021 | Community Banks / Credit Unions | $9,500 | |
| THE EXCHANGE BANK OF ALABAMA | ALTOONA, AL | 2011 | Community Banks / Credit Unions | $9,460 | |
| EAST BOSTON SAVINGS BANK | BOSTON, MA | 2009 | Community Banks / Credit Unions | $9,430 | |
| American Bank & Trust Wisconsin | Cuba City, WI | 2016 | Community Banks / Credit Unions | $9,385 | |
| The Bank of New Glarus | NEW GLARUS, WI | 2023 | Community Banks / Credit Unions | $9,375 |