3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| FORTRESS BANK | WESTBY, WI | 2008 | Community Banks / Credit Unions | $9,300 | |
| COMMUNITY TRUST & BANKING COMPANY | OOLTEWAH, TN | 2007 | Community Banks / Credit Unions | $9,275 | |
| CARROLL BANK AND TRUST | HUNTINGDON, TN | 2011 | Community Banks / Credit Unions | $9,240 | |
| Graham Savings and Loan, SSB | Graham, TX | 2012 | Community Banks / Credit Unions | $9,205 | |
| VALLEY BANK AND TRUST CO. | SCOTTSBLUFF, NE | 2009 | Community Banks / Credit Unions | $9,200 | |
| Wolf River Community Bank | Hortonville, WI | 2012 | Community Banks / Credit Unions | $9,095 | |
| Woori America Bank | New York, NY | 2012 | Community Banks / Credit Unions | $9,070 | |
| FIRST STATE BANK AND TRUST COMPANY, INC. | CARUTHERSVILLE, MO | 2007 | Community Banks / Credit Unions | $9,020 | |
| WESTERN STATE BANK | DEVILS LAKE, ND | 2007 | Community Banks / Credit Unions | $9,005 | |
| HEIGHTS BANK, THE | PEORIA HEIGHTS, IL | 2008 | Community Banks / Credit Unions | $9,000 | |
| SUMITOMO BANK OF CALIFORNIA | SAN FRANCISCO, CA | 1998 | Community Banks / Credit Unions | $9,000 | |
| PETEFISH, SKILES & CO. | VIRGINIA, IL | 2011 | Community Banks / Credit Unions | $9,000 | |
| INTEGRITY BANK | CAMP HILL, PA | 2011 | Community Banks / Credit Unions | $9,000 | |
| VIST BANK | WYOMISSING, PA | 2011 | Community Banks / Credit Unions | $9,000 | |
| BANK OF THE WEST | WALNUT CREEK, CA | 1998 | Community Banks / Credit Unions | $9,000 | |
| Vantage Point Bank | Horsham, PA | 2017 | Community Banks / Credit Unions | $9,000 | |
| Union State Bank | Kewaunee, WI | 2012 | Community Banks / Credit Unions | $9,000 | |
| AMERICANWEST BANK | SPOKANE, WA | 2005 | Community Banks / Credit Unions | $9,000 | |
| FARMERS STATE BANK | WATERLOO, IA | 2006 | Community Banks / Credit Unions | $9,000 | |
| SAVINGS BANK OF MENDOCINO COUNTY | UKIAH, CA | 2010 | Community Banks / Credit Unions | $8,855 | |
| NORTHPOINTE BANK | GRAND RAPIDS, MI | 2011 | Community Banks / Credit Unions | $8,850 | |
| State Bank & Trust | Winfield, AL | 2013 | Community Banks / Credit Unions | $8,800 | |
| REPUBLIC FIRST BANK | PHILADELPHIA, PA | 2009 | Community Banks / Credit Unions | $8,750 | |
| CITIZENS UNION BANK OF SHELBYVILLE | SHELBYVILLE, KY | 2008 | Community Banks / Credit Unions | $8,650 | |
| PORT WASHINGTON STATE BANK | PORT WASHINGTON, WI | 2005 | Community Banks / Credit Unions | $8,600 | |
| UNION BANK AND TRUST COMPANY | POTTSVILLE, PA | 2010 | Community Banks / Credit Unions | $8,575 | |
| COMMUNITY BANK & TRUST | SHEBOYGAN, WI | 2007 | Community Banks / Credit Unions | $8,550 | |
| ABBYBANK | ABBOTSFORD, WI | 2010 | Community Banks / Credit Unions | $8,500 | |
| Capmark Bank | Midvale, UT | 2012 | Community Banks / Credit Unions | $8,500 | |
| HARLEYSVILLE SAVINGS BANK | HARLEYSVILLE, PA | 2011 | Community Banks / Credit Unions | $8,500 | |
| NORTH DALLAS BANK & TRUST CO. | DALLAS, TX | 2011 | Community Banks / Credit Unions | $8,500 | |
| Heritage Bank | Erlanger, KY | 2017 | Community Banks / Credit Unions | $8,500 | |
| SEATTLE SAVINGS BANK | SEATTLE, WA | 2008 | Community Banks / Credit Unions | $8,500 | |
| NEW RESOURCE BANK | SAN FRANCISCO, CA | 2010 | Community Banks / Credit Unions | $8,500 | |
| UNITED BANK | ZEBULON, GA | 2009 | Community Banks / Credit Unions | $8,470 | |
| FARMERS BANK, THE | FRANKFORT, IN | 2008 | Community Banks / Credit Unions | $8,450 | |
| MUTUAL COMMUNITY SAVINGS BANK, SSB | DURHAM, NC | 1996 | Community Banks / Credit Unions | $8,450 | |
| FINANCE FACTORS, LTD | HONOLULU, HI | 2010 | Community Banks / Credit Unions | $8,450 | |
| PACIFIC CONTINENTAL BANK | EUGENE, OR | 2008 | Community Banks / Credit Unions | $8,400 | |
| BANK OF HARLAN, THE | HARLAN, KY | 2010 | Community Banks / Credit Unions | $8,315 | |
| MIFFLIN COUNTY SAVINGS BANK | LEWISTOWN, PA | 2009 | Community Banks / Credit Unions | $8,295 | |
| PEOPLES STATE BANK | PRAIRIE DU CHIEN, WI | 2008 | Community Banks / Credit Unions | $8,265 | |
| Freedom Bank | COLUMBIA FALLS, MT | 2022 | Community Banks / Credit Unions | $8,250 | |
| FIRST EXCHANGE BANK | MANNINGTON, WV | 2009 | Community Banks / Credit Unions | $8,225 | |
| First Jackson Bank, Inc. | Stevenson, AL | 2012 | Community Banks / Credit Unions | $8,140 | |
| SALT LICK DEPOSIT BANK | SALT LICK, KY | 2006 | Community Banks / Credit Unions | $8,100 | |
| BRIDGEWATER BANK | BLOOMINGTON, MN | 2008 | Community Banks / Credit Unions | $8,085 | |
| AMERICAN BANK & TRUST OF THE CUMBERLANDS | LIVINGTON, TN | 2011 | Community Banks / Credit Unions | $8,085 | |
| CENTRAL STATE BANK | CLAYTON, IL | 2004 | Community Banks / Credit Unions | $8,050 | |
| CITIZENS BANK OF LAFAYETTE | LAFAYETTE, TN | 2010 | Community Banks / Credit Unions | $8,005 |