Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
United Bank of Iowa IDA GROVE, IA 2021 Community Banks / Credit Unions $8,000
Richland State Bank RAYVILLE, LA 2020 Community Banks / Credit Unions $8,000
EvaBank Eva, AL 2012 Community Banks / Credit Unions $8,000
PEOPLES BANK PARAGOULD, AR 2004 Community Banks / Credit Unions $8,000
HILLCREST BANK OVERLAND PARK, KS 2009 Community Banks / Credit Unions $8,000
Hawthorn Bank Jefferson City, MO 2012 Community Banks / Credit Unions $8,000
Peoples Independent Bank Boaz, AL 2012 Community Banks / Credit Unions $8,000
First Bank & Trust, Paris, IL 2017 Community Banks / Credit Unions $8,000
UNITED BANK OF MICHIGAN GRAND RAPIDS, MI 2011 Community Banks / Credit Unions $8,000
SECURITY STATE BANK ANSLEY, NE 2008 Community Banks / Credit Unions $8,000
COMMUNITY BANKS MILLERSBURG, PA 2003 Community Banks / Credit Unions $8,000
STOCK YARDS BANK & TRUST COMPANY LOUISVILLE, KY 2004 Community Banks / Credit Unions $8,000
Cache Valley Bank LOGAN, UT 2022 Community Banks / Credit Unions $8,000
M C BANK & TRUST COMPANY MORGAN CITY, LA 2001 Community Banks / Credit Unions $8,000
GREATER ROME BANK ROME, GA 2010 Community Banks / Credit Unions $8,000
SCOTIABANK DE PUERTO RICO HATO REY, 2003 Community Banks / Credit Unions $8,000
MID AMERICA BANK JANESVILLE, WI 2011 Community Banks / Credit Unions $8,000
THE BATH STATE BANK BATH, IN 2011 Community Banks / Credit Unions $8,000
GRANT SQUARE BANK & TRUST COMPANY OKLAHOMA CITY, OK 1992 Community Banks / Credit Unions $8,000
THE STATE BANK OF STELLA STELLA, NE 1991 Community Banks / Credit Unions $8,000
PEOPLES BANK OF THE SOUTH LA FOLLETTE, TN 2010 Community Banks / Credit Unions $8,000
UNION STATE BANK PELL CITY, AL 2011 Community Banks / Credit Unions $8,000
SECURITY STATE BANK ANAMOSA, IA 2005 Community Banks / Credit Unions $8,000
The Gerber State Bank Argenta, IL 2012 Community Banks / Credit Unions $8,000
LIBERTY STATE BANK LEBANON, TN 1999 Community Banks / Credit Unions $8,000
THE FIRST STATE BANK OF BURLINGAME BURLINGAME, KS 2009 Community Banks / Credit Unions $8,000
High Point Bank and Trust Company High Point, NC 2012 Community Banks / Credit Unions $8,000
FARMERS & MERCHANTS BANK MONTICELLO, FL 1999 Community Banks / Credit Unions $8,000
GRANT SQUARE BANK AND TRUST COMPANY OKLAHOMA CITY, OK 1992 Community Banks / Credit Unions $8,000
FARMERS SAVINGS BANK WEVER, IA 2009 Community Banks / Credit Unions $8,000
WESTBOROUGH SAVINGS BANK WESTBOROUGH, MA 2006 Community Banks / Credit Unions $8,000
FIRST SERVICE BANK GREENBRIER, AR 2009 Community Banks / Credit Unions $8,000
NEW YORK COMMUNITY BANK WESTBURY, NY 2004 Community Banks / Credit Unions $8,000
VERMILLION STATE BANK VERMILLION, MN 2011 Community Banks / Credit Unions $8,000
BANK OF WISCONSIN DELLS WISCONSIN DELLS, WI 2006 Community Banks / Credit Unions $7,900
Citizens State Bank of La Crosse La Crosse, WI 2013 Community Banks / Credit Unions $7,900
Park Bank HOLMEN, WI 2018 Community Banks / Credit Unions $7,850
Park Bank HOLMEN, WI 2019 Community Banks / Credit Unions $7,850
WESTERN BANK COAHOMA, TX 2011 Community Banks / Credit Unions $7,805
BANK OF GUAM HAGATNA, GU 2008 Community Banks / Credit Unions $7,780
AMERICAN RIVER BANK SACRAMENTO, CA 2009 Community Banks / Credit Unions $7,770
THE DART BANK MASON, MI 2011 Community Banks / Credit Unions $7,750
Peoples Exchange Bank Stanton, KY 2013 Community Banks / Credit Unions $7,700
REGENT BANK NOWATA, OK 2011 Community Banks / Credit Unions $7,700
THE DIME BANK HONESDALE, PA 2010 Community Banks / Credit Unions $7,620
Bay Bank Green Bay, WI 2012 Community Banks / Credit Unions $7,590
EMPIRE STATE BANK NEW YORK, NY 1993 Community Banks / Credit Unions $7,500
First NBC Bank NEW ORLEANS, LA 2023 Community Banks / Credit Unions $7,500
Pinehurst Bank St. Paul, MN 2012 Community Banks / Credit Unions $7,500
STATE BANK OF HAMBURG HAMBURG, MN 2004 Community Banks / Credit Unions $7,500
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