3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| OCEAN BANK | MIAMI, FL | 2006 | Community Banks / Credit Unions | $7,500 | |
| Pinehurst Bank | St. Paul, MN | 2012 | Community Banks / Credit Unions | $7,500 | |
| STATE BANK OF HAMBURG | HAMBURG, MN | 2004 | Community Banks / Credit Unions | $7,500 | |
| West Texas State Bank | Odessa, TX | 2013 | Community Banks / Credit Unions | $7,500 | |
| EMPIRE STATE BANK | NEW YORK, NY | 1994 | Community Banks / Credit Unions | $7,500 | |
| Pinehurst Bank | St. Paul, MN | 2012 | Community Banks / Credit Unions | $7,500 | |
| EXCEL BANK | SEDALIA, MO | 2011 | Community Banks / Credit Unions | $7,500 | |
| Pan Pacific Bank | Fremont, CA | 2012 | Community Banks / Credit Unions | $7,500 | |
| BANCO DEL COMERICO DE PUERTO RICO | CAGUAS, | 1994 | Community Banks / Credit Unions | $7,500 | |
| BSB BANK & TRUST COMPANY | BINGHAMTON, NY | 2001 | Community Banks / Credit Unions | $7,500 | |
| NOVATO COMMUNITY BANK | NOVATO, CA | 2001 | Community Banks / Credit Unions | $7,500 | |
| EMPIRE STATE BANK | NEW YORK, NY | 1993 | Community Banks / Credit Unions | $7,500 | |
| Pinehurst Bank | St. Paul, MN | 2012 | Community Banks / Credit Unions | $7,500 | |
| First NBC Bank | NEW ORLEANS, LA | 2023 | Community Banks / Credit Unions | $7,500 | |
| CITIZENS STATE BANK | MORLAND, KS | 2004 | Community Banks / Credit Unions | $7,500 | |
| GUARANTY BANK & TRUST COMPANY | NEW ROADS, LA | 1995 | Community Banks / Credit Unions | $7,500 | |
| SERVIS FIRST BANK | BIRMINGHAM, AL | 2011 | Community Banks / Credit Unions | $7,500 | |
| American Bank of Oklahoma | COLLINSVILLE, OK | 2025 | Community Banks / Credit Unions | $7,500 | |
| Decatur State Bank | Decatur, AR | 2012 | Community Banks / Credit Unions | $7,500 | |
| Bank of Montgomery | Montgomery, LA | 2012 | Community Banks / Credit Unions | $7,500 | |
| EMPIRE STATE BANK | NEW YORK, NY | 1994 | Community Banks / Credit Unions | $7,500 | |
| BankTrust Financial | Henderson, KY | 2013 | Community Banks / Credit Unions | $7,500 | |
| CROSSTOWN STATE BANK OF HAM LAKE, INC. | HAM LAKE, MN | 1993 | Community Banks / Credit Unions | $7,500 | |
| Citizens State Bank | WOODVILLE, TX | 2021 | Community Banks / Credit Unions | $7,500 | |
| Pan Pacific Bank | Fremont, CA | 2012 | Community Banks / Credit Unions | $7,500 | |
| STATE BANK OF SOUTHERN UTAH | CEDAR CITY, UT | 2010 | Community Banks / Credit Unions | $7,500 | |
| FIRST ACADIANA BANK | EUNICE, LA | 1993 | Community Banks / Credit Unions | $7,500 | |
| Pinehurst Bank | St. Paul, MN | 2012 | Community Banks / Credit Unions | $7,500 | |
| First NBC Bank | NEW ORLEANS, LA | 2023 | Community Banks / Credit Unions | $7,500 | |
| CENTRAL STATE BANK | CLAYTON, IL | 2005 | Community Banks / Credit Unions | $7,500 | |
| PANORA STATE BANK | PANORA, IA | 2005 | Community Banks / Credit Unions | $7,500 | |
| FIRST ACADIANA BANK | EUNICE, LA | 1993 | Community Banks / Credit Unions | $7,500 | |
| Pan Pacific Bank | Fremont, CA | 2012 | Community Banks / Credit Unions | $7,500 | |
| Pan Pacific Bank | Fremont, CA | 2012 | Community Banks / Credit Unions | $7,500 | |
| COMMERCE BANK AND TRUST COMPANY | WORCESTER, MA | 2006 | Community Banks / Credit Unions | $7,500 | |
| BUSEY BANK | CHAMPAIGN, IL | 2010 | Community Banks / Credit Unions | $7,445 | |
| NORTHWEST SAVINGS BANK | WARREN, PA | 2008 | Community Banks / Credit Unions | $7,405 | |
| SEAWAY COMMUNITY BANK | SAINT CLAIR, MI | 2011 | Community Banks / Credit Unions | $7,400 | |
| THE CONVERSE COUNTY BANK | DOUGLAS, WY | 2007 | Community Banks / Credit Unions | $7,385 | |
| BANK OF STOCKTON | STOCKTON, CA | 2010 | Community Banks / Credit Unions | $7,315 | |
| CITIZENS COMMUNITY BANK | HAHIRA, GA | 2010 | Community Banks / Credit Unions | $7,315 | |
| SOUTHERN MISSOURI BANK AND TRUST COMPANY | POPLAR BLUFF, MO | 2002 | Community Banks / Credit Unions | $7,300 | |
| THE PEOPLES BANK OF BULLITT COUNTY | SHEPHERDSVILLE, KY | 2011 | Community Banks / Credit Unions | $7,250 | |
| The Savings Bank | Circleville, OH | 2017 | Community Banks / Credit Unions | $7,200 | |
| COMMUNITY BANK OF CENTRAL WISCONSIN | COLBY, WI | 2009 | Community Banks / Credit Unions | $7,200 | |
| ALLIANCE BANK | LAKE CITY, MN | 2010 | Community Banks / Credit Unions | $7,190 | |
| BANK OF BLUFFS | BLUFFS, IL | 2010 | Community Banks / Credit Unions | $7,150 | |
| AMERICAN STATE BANK | LAWRENCEBURG, IN | 2005 | Community Banks / Credit Unions | $7,125 | |
| TSB Bank | Lomira, WI | 2016 | Community Banks / Credit Unions | $7,100 | |
| AMERICAN BANK CENTER FIRST;BANK CENTER FIRST | BISMARCK;BISMARCK, | 2006 | Community Banks / Credit Unions | $7,050 |