Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Farmers Bank and Trust Company, Princeton, Kentucky Princeton, KY 2013 Community Banks / Credit Unions $6,250
UniBank for Savings Whitinsville, MA 2015 Community Banks / Credit Unions $6,250
MID-WISCONSIN BANK MEDFORD, WI 2008 Community Banks / Credit Unions $6,250
First State Bank of Decatur Decatur, MI 2014 Community Banks / Credit Unions $6,200
Kaplan State Bank Kaplan, LA 2013 Community Banks / Credit Unions $6,160
TAMPA STATE BANK, THE TAMPA, KS 2009 Community Banks / Credit Unions $6,150
Upper Marlboro Man , MD 2025 Community Banks / Credit Unions $6,135
FARMERS STATE BANK OF ALTO PASS, ILL ALTO PASS, IL 2008 Community Banks / Credit Unions $6,100
Community Bank CBD Delavan, WI 2013 Community Banks / Credit Unions $6,100
The Pitney Bowes Bank, Inc. SALT LAKE CITY, UT 2024 Community Banks / Credit Unions $6,097
METRO BANK LEMOYNE, PA 2010 Community Banks / Credit Unions $6,075
CITIZENS BANK CARTHAGE, TN 2008 Community Banks / Credit Unions $6,000
SEVIER COUNTY BANK SEVIERVILLE, TN 2003 Community Banks / Credit Unions $6,000
WESTERN STATE BANK WATERLOO, NE 2001 Community Banks / Credit Unions $6,000
FIRST GASTON BANK OF NORTH CAROLINA GASTONIA, NC 2006 Community Banks / Credit Unions $6,000
ACE CHECK CASHING STORE NO. 10 PHILADELPHIA, PA 2008 Community Banks / Credit Unions $6,000
Laona State Bank Laona, WI 2017 Community Banks / Credit Unions $6,000
Security State Bank FARWELL, TX 2022 Community Banks / Credit Unions $6,000
SECURITY STATE BANK, THE WELLINGTON, KS 2008 Community Banks / Credit Unions $6,000
MIDDLE GEORGIA BANK BYRON, GA 1996 Community Banks / Credit Unions $6,000
BANK OF LEE'S SUMMIT LEE'S SUMMIT, MO 2006 Community Banks / Credit Unions $6,000
HERITAGE BANK OF SCHAUMBURG SCHAUMBURG, IL 2011 Community Banks / Credit Unions $6,000
Peoples Trust and Savings Bank Riverside, IA 2017 Community Banks / Credit Unions $6,000
Citizens Bank Minnesota New Ulm, MN 2022 Community Banks / Credit Unions $6,000
STATE BANK WONDER LAKE, IL 2011 Community Banks / Credit Unions $6,000
WESTSOUND BANK BREMERTON, WA 2006 Community Banks / Credit Unions $6,000
CATAHOULA-LASALLE BANK JONESVILLE, LA 2010 Community Banks / Credit Unions $6,000
REGENT BANK DAVIE, FL 2011 Community Banks / Credit Unions $6,000
KENTUCKY BANK PARIS, KY 2005 Community Banks / Credit Unions $6,000
Citizens State Bank HUDSON, WI 2024 Community Banks / Credit Unions $6,000
The Citizens State Bank of Cheney, Kansas Cheney, KS 2012 Community Banks / Credit Unions $6,000
FIRST PEOPLES BANK OF TENNESSEE JEFFERSON CITY, TN 2004 Community Banks / Credit Unions $6,000
MORTON COMMUNITY BANK MORTON, IL 2001 Community Banks / Credit Unions $6,000
TEXAS BANK HENDERSON, TX 2011 Community Banks / Credit Unions $6,000
COLONY BANK WORTH SYLVESTER, GA 2005 Community Banks / Credit Unions $6,000
ALLEGIANCE BANK OF NORTH AMERICA BALA CYNWYD, PA 2010 Community Banks / Credit Unions $5,975
BANK OF ANGUILLA ANGUILLA, MS 2007 Community Banks / Credit Unions $5,900
BANK OF COMMERCE, THE AMMON, ID 2008 Community Banks / Credit Unions $5,900
THE OLD FORT BANKING COMPANY OLD FORT, OH 2012 Community Banks / Credit Unions $5,815
JEFFERSON BANK OF MISSOURI JEFFERSON CITY, MO 2007 Community Banks / Credit Unions $5,800
First Security Bank of Owensboro, Inc. Owensboro, KY 2012 Community Banks / Credit Unions $5,800
First Bank, Upper Michigan Gladstone, MI 2013 Community Banks / Credit Unions $5,790
WATERSTONE BANK, SSB WAUWATOSA, WI 2010 Community Banks / Credit Unions $5,775
BANK OF COWETA NEWNAN, GA 2010 Community Banks / Credit Unions $5,720
FAIRBANKS INTERNATIONAL HOLDREGE, NE 2007 Community Banks / Credit Unions $5,652
AMBANK SILVER CITY, NM 2010 Community Banks / Credit Unions $5,600
Announces , GA 2009 Community Banks / Credit Unions $5,600
BANK OF MONTICELLO MONTICELLO, GA 2010 Community Banks / Credit Unions $5,600
THE UNION BANK BEULAH, ND 2003 Community Banks / Credit Unions $5,600
FARMERS & MERCHANTS BANK OF KENDALL KENDALL, WI 2006 Community Banks / Credit Unions $5,555
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