Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
ENTERPRISE BANK CLAYTON, MO 2002 Community Banks / Credit Unions $5,150
WESTERN STATE BANK, THE GARDEN CITY, KS 2008 Community Banks / Credit Unions $5,150
DMB COMMUNITY BANK DE FOREST, WI 2007 Community Banks / Credit Unions $5,100
Ocala Woman , 2025 Community Banks / Credit Unions $5,075
FOX RIVER STATE BANK BURLINGTON, WI 2011 Community Banks / Credit Unions $5,050
PremierBank Fort Atkinson, WI 2013 Community Banks / Credit Unions $5,020
WEST POINTE BANK OSHKOSH, WI 2010 Community Banks / Credit Unions $5,005
STATE BANK OF SPEER SPEER, IL 2010 Community Banks / Credit Unions $5,005
Renasant Bank TUPELO, MS 2021 Community Banks / Credit Unions $5,000
CITIZENS BANK & TRUST COMPANY SPRINGHILL, LA 1994 Community Banks / Credit Unions $5,000
Stockman Bank of Montana MILES CITY, MT 2023 Community Banks / Credit Unions $5,000
INTERNATIONAL BANK OF CALIFORNIA LOS ANGELES, CA 1994 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
ADMIRE BANK EMPORIA, KS 2002 Community Banks / Credit Unions $5,000
ROCK HILL BANK AND TRUST ROCK HILL, SC 2004 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
THE KANSAS STATE BANK OTTAWA, KS 2011 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
OMNI BANK METAIRIE, LA 2010 Community Banks / Credit Unions $5,000
LOWELL CO-OPERATIVE BANK LOWELL, MA 2010 Community Banks / Credit Unions $5,000
Citizens Bank & Trust Company Eastman, GA 2014 Community Banks / Credit Unions $5,000
FIRST PRAIRIE BANK;BANK OF ELBOW LAKE;STATE BANK OF WENDELL BLOOMING PRAIRIE;ELBOW LAKE;WENDELL, 1995 Community Banks / Credit Unions $5,000
AMERICAN STATE BANK LUBBOCK, TX 2004 Community Banks / Credit Unions $5,000
CITIZENS STATE BANK OF LULING LULING, TX 2011 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
SAVANNA-THOMSON STATE BANK THOMSON, IL 2003 Community Banks / Credit Unions $5,000
MONTGOMERY BANK & TRUST AILEY, GA 2011 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
REPUBLIC BANK, INC. DULUTH, MN 2006 Community Banks / Credit Unions $5,000
MERRIMAC SAVINGS BANK MERRIMAC, MA 2010 Community Banks / Credit Unions $5,000
SAVINGS INSTITUTE WILLIMANTIC, CT 1999 Community Banks / Credit Unions $5,000
ROSLYN SAVINGS BANK JERICHO, NY 2002 Community Banks / Credit Unions $5,000
United Commercial Bank San Francisco, CA 2013 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
COLORADO EAST BANK & TRUST LAMAR, CO 2011 Community Banks / Credit Unions $5,000
WESTERN STATE BANK DEVILS LAKE, ND 2007 Community Banks / Credit Unions $5,000
Ohio Man , MS 2025 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
CENTRAL BANK AND TRUST COMPANY LEXINGTON, KY 2006 Community Banks / Credit Unions $5,000
The Trust Bank LENOX, GA 2019 Community Banks / Credit Unions $5,000
DELAWARE COUNTY BANK AND TRUST COMPANY, THE LEWIS CENTER, OH 2009 Community Banks / Credit Unions $5,000
HIGHLAND COMMUNITY BANK CHICAGO, IL 2010 Community Banks / Credit Unions $5,000
INTERNATIONAL BANK OF COMMERCE LAREDO, TX 2003 Community Banks / Credit Unions $5,000
SOUTHTRUST BANK OF SOUTH MISSISSIPPI BILOXI, MS 1996 Community Banks / Credit Unions $5,000
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2006 Community Banks / Credit Unions $5,000
BRIDGEVIEW BANK AND TRUST COMPANY BRIDGEVIEW, IL 1998 Community Banks / Credit Unions $5,000
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