Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
WESTERN STATE BANK, THE GARDEN CITY, KS 2008 Community Banks / Credit Unions $5,150
ADVANTAGE COMMUNITY BANK DORCHESTER, WI 2007 Community Banks / Credit Unions $5,150
DMB COMMUNITY BANK DE FOREST, WI 2007 Community Banks / Credit Unions $5,100
Ocala Woman , 2025 Community Banks / Credit Unions $5,075
FOX RIVER STATE BANK BURLINGTON, WI 2011 Community Banks / Credit Unions $5,050
PremierBank Fort Atkinson, WI 2013 Community Banks / Credit Unions $5,020
WEST POINTE BANK OSHKOSH, WI 2010 Community Banks / Credit Unions $5,005
STATE BANK OF SPEER SPEER, IL 2010 Community Banks / Credit Unions $5,005
THE MECHANICS BANK RICHMOND, CA 1999 Community Banks / Credit Unions $5,000
FIRST TRUST BANK OF ILLINOIS KANKAKEE, IL 2002 Community Banks / Credit Unions $5,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $5,000
COAST COMMERCIAL BANK SANTA CRUZ, CA 1998 Community Banks / Credit Unions $5,000
ROCK HILL BANK AND TRUST ROCK HILL, SC 2004 Community Banks / Credit Unions $5,000
Community First Bank, Inc. Walhalla, SC 2018 Community Banks / Credit Unions $5,000
PEOPLES STATE BANK AUGUSTA, WI 1994 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
FRANCES SLOCUM BANK AND TRUST COMPANY, NATIONAL ASSOCIATION WABASH, IN 2004 Community Banks / Credit Unions $5,000
BRIDGE CITY STATE BANK BRIDGE CITY, TX 2003 Community Banks / Credit Unions $5,000
BRIDGEVIEW BANK AND TRUST COMPANY BRIDGEVIEW, IL 1998 Community Banks / Credit Unions $5,000
MICHIGAN COMMERCE BANK ANN ARBOR, MI 2011 Community Banks / Credit Unions $5,000
FIRST UNITED BANK (NKA COMMUNITY TRUST BANK, CHOUDRANT, LA) FARMERVILLE, LA 2009 Community Banks / Credit Unions $5,000
CENTRAL BANK AND TRUST COMPANY LEXINGTON, KY 2006 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
LABE BANK CHICAGO, IL 2006 Community Banks / Credit Unions $5,000
MONTGOMERY BANK & TRUST AILEY, GA 2011 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
AMERICAN STATE BANK LUBBOCK, TX 2004 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
United Commercial Bank San Francisco, CA 2013 Community Banks / Credit Unions $5,000
R-G Premier Bank of Puerto Rico Hato Rey, PR 2015 Community Banks / Credit Unions $5,000
SAVINGS INSTITUTE WILLIMANTIC, CT 1999 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
RIVER BANK STODDARD, WI 2003 Community Banks / Credit Unions $5,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
BEDFORD LOAN & DEPOSIT BANK BEDFORD, KY 2009 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
FARMERS AND MERCHANTS BANK OF WRIGHT CITY WRIGHT CITY, MO 1999 Community Banks / Credit Unions $5,000
BANCO BILBAO VIZCAYA ARGENTARIA PUERTO RICO SAN JUAN, 2003 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
CITIZENS BANK & TRUST COMPANY SPRINGHILL, LA 1994 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
THE KANSAS STATE BANK OTTAWA, KS 2011 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
GOLDEN SECURITY THRIFT AND LOAN ASSOCIATION ALHAMBRA, CA 1994 Community Banks / Credit Unions $5,000
HARTFORD-CARLISLE SAVINGS BANK CARLISLE, IA 2003 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
The Lauderdale County Bank HALLS, TN 2019 Community Banks / Credit Unions $5,000
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