Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
AMERICAN STATE BANK LUBBOCK, TX 2004 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
Ohio Man , MS 2025 Community Banks / Credit Unions $5,000
INTERNATIONAL BANK OF CALIFORNIA LOS ANGELES, CA 1994 Community Banks / Credit Unions $5,000
OMNI BANK METAIRIE, LA 2010 Community Banks / Credit Unions $5,000
AMERICAN STATE BANK BROKEN BOW, OK 1989 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
CITIZENS BANK & TRUST COMPANY SPRINGHILL, LA 1994 Community Banks / Credit Unions $5,000
SEOUL BANK OF CALIFORNIA LOS ANGELES, CA 1995 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
First NBC Bank NEW ORLEANS, LA 2023 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
LOWELL CO-OPERATIVE BANK LOWELL, MA 2010 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
FARMERS AND MERCHANTS BANK OF WRIGHT CITY WRIGHT CITY, MO 1999 Community Banks / Credit Unions $5,000
BRIDGEVIEW BANK AND TRUST COMPANY BRIDGEVIEW, IL 1998 Community Banks / Credit Unions $5,000
BANK OF SOUTH TEXAS MCALLEN, TX 2010 Community Banks / Credit Unions $5,000
FIRST TUSKEGEE BANK TUSKEGEE, AL 2005 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
MONTGOMERY BANK & TRUST AILEY, GA 2011 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
WEST DES MOINES STATE BANK WEST DES MOINES, IA 2001 Community Banks / Credit Unions $5,000
LABE BANK CHICAGO, IL 2006 Community Banks / Credit Unions $5,000
TRICENTURY BANK SIMPSON, KS 2008 Community Banks / Credit Unions $5,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $5,000
FOUNDATION BANK BELLEVUE, WA 2010 Community Banks / Credit Unions $5,000
SOUTHTRUST BANK OF SOUTH MISSISSIPPI BILOXI, MS 1996 Community Banks / Credit Unions $5,000
The Trust Bank LENOX, GA 2019 Community Banks / Credit Unions $5,000
ROSLYN SAVINGS BANK JERICHO, NY 2002 Community Banks / Credit Unions $5,000
Bank of Louisiana New Orleans, LA 2012 Community Banks / Credit Unions $5,000
HEARTLAND COMMUNITY BANK FRANKLIN, IN 2003 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
HUDSON VALLEY BANK YONKERS, NY 2005 Community Banks / Credit Unions $5,000
Renasant Bank TUPELO, MS 2021 Community Banks / Credit Unions $5,000
INTERNATIONAL BANK OF COMMERCE LAREDO, TX 2003 Community Banks / Credit Unions $5,000
DELAWARE COUNTY BANK AND TRUST COMPANY, THE LEWIS CENTER, OH 2009 Community Banks / Credit Unions $5,000
MERCHANTS AND PLANTERS BANK RAYMOND, MS 2010 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
FARMERS TRUST & SAVINGS BANK BUFFALO CENTER, IA 2009 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
Community First Bank, Inc. Walhalla, SC 2018 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
FIRST UNITED BANK (NKA COMMUNITY TRUST BANK, CHOUDRANT, LA) FARMERVILLE, LA 2009 Community Banks / Credit Unions $5,000
REPUBLIC BANK, INC. DULUTH, MN 2006 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
COMMERCIAL STATE BANK ANDREWS, TX 2011 Community Banks / Credit Unions $5,000
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