Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
BANK OF MARINGOUIN MARINGOUIN, LA 2011 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
SEOUL BANK OF CALIFORNIA LOS ANGELES, CA 1995 Community Banks / Credit Unions $5,000
ELDERTON STATE BANK ELDERTON, PA 2004 Community Banks / Credit Unions $5,000
COMMERCIAL STATE BANK ANDREWS, TX 2011 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
FARMERS AND MERCHANTS BANK OF WRIGHT CITY WRIGHT CITY, MO 1999 Community Banks / Credit Unions $5,000
BEDFORD LOAN & DEPOSIT BANK BEDFORD, KY 2009 Community Banks / Credit Unions $5,000
RIVER BANK STODDARD, WI 2003 Community Banks / Credit Unions $5,000
CLAY COUNTY BANK CLAY, WV 2003 Community Banks / Credit Unions $5,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $5,000
FRANCES SLOCUM BANK AND TRUST COMPANY, NATIONAL ASSOCIATION WABASH, IN 2004 Community Banks / Credit Unions $5,000
Proficio Bank Cottonwood Heights, UT 2016 Community Banks / Credit Unions $5,000
The Lauderdale County Bank HALLS, TN 2019 Community Banks / Credit Unions $5,000
GOLDEN SECURITY THRIFT AND LOAN ASSOCIATION ALHAMBRA, CA 1994 Community Banks / Credit Unions $5,000
HARTFORD-CARLISLE SAVINGS BANK CARLISLE, IA 2003 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
SEOUL BANK OF CALIFORNIA LOS ANGELES, CA 1995 Community Banks / Credit Unions $5,000
FIRST UNITED BANK (NKA COMMUNITY TRUST BANK, CHOUDRANT, LA) FARMERVILLE, LA 2009 Community Banks / Credit Unions $5,000
Community First Bank, Inc. Walhalla, SC 2018 Community Banks / Credit Unions $5,000
PEOPLES STATE BANK AUGUSTA, WI 1994 Community Banks / Credit Unions $5,000
FIRST TUSKEGEE BANK TUSKEGEE, AL 2005 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
BANCO BILBAO VIZCAYA ARGENTARIA PUERTO RICO SAN JUAN, 2003 Community Banks / Credit Unions $5,000
BANK OF WILLIAMSBURG WILLIAMSBURG, KY 1996 Community Banks / Credit Unions $5,000
FARMERS TRUST & SAVINGS BANK BUFFALO CENTER, IA 2009 Community Banks / Credit Unions $5,000
AMERICAN STATE BANK LUBBOCK, TX 2004 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
HUDSON VALLEY BANK YONKERS, NY 2005 Community Banks / Credit Unions $5,000
AMERICAN STATE BANK SIOUX CENTER, IA 2006 Community Banks / Credit Unions $5,000
PEOPLES STATE BANK PRAIRIE DU CHIEN, WI 1997 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
SLOVAK SAVINGS BANK PITTSBURGH, PA 2009 Community Banks / Credit Unions $5,000
ROCK HILL BANK AND TRUST ROCK HILL, SC 2004 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
Edgebrook Bank Chicago, IL 2018 Community Banks / Credit Unions $5,000
BRIDGE CITY STATE BANK BRIDGE CITY, TX 2003 Community Banks / Credit Unions $5,000
BRIDGEVIEW BANK AND TRUST COMPANY BRIDGEVIEW, IL 1998 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
CENTRAL BANK AND TRUST COMPANY LEXINGTON, KY 2006 Community Banks / Credit Unions $5,000
MICHIGAN COMMERCE BANK ANN ARBOR, MI 2011 Community Banks / Credit Unions $5,000
HEARTLAND COMMUNITY BANK FRANKLIN, IN 2003 Community Banks / Credit Unions $5,000
COAST COMMERCIAL BANK SANTA CRUZ, CA 1998 Community Banks / Credit Unions $5,000
FIRST TRUST BANK OF ILLINOIS KANKAKEE, IL 2002 Community Banks / Credit Unions $5,000
WESTBOROUGH SAVINGS BANK WESTBOROUGH, MA 2006 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
COMMERCE BANK LAREDO, TX 2006 Community Banks / Credit Unions $5,000
COFFEE COUNTY BANK MANCHESTER, TN 1995 Community Banks / Credit Unions $5,000
MERCHANTS AND PLANTERS BANK RAYMOND, MS 2010 Community Banks / Credit Unions $5,000
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