Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
R-G PREMIER BANK OF PUERTO RICO HATO REY, 2001 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $5,000
CITIZENS STATE BANK OF LULING LULING, TX 2011 Community Banks / Credit Unions $5,000
LOWELL CO-OPERATIVE BANK LOWELL, MA 2010 Community Banks / Credit Unions $5,000
ADMIRE BANK EMPORIA, KS 2002 Community Banks / Credit Unions $5,000
THE BOSTON BANK OF COMMERCE BOSTON, MA 2000 Community Banks / Credit Unions $5,000
AMERICAN BANK CENTER DICKINSON, ND 2011 Community Banks / Credit Unions $5,000
New Millenium Bank New Brunswick, NJ 2012 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
PATRIOTS BANK LIBERTY, MO 2011 Community Banks / Credit Unions $5,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
UNITED BANK ATMORE, AL 2010 Community Banks / Credit Unions $5,000
FIRST PRAIRIE BANK;BANK OF ELBOW LAKE;STATE BANK OF WENDELL BLOOMING PRAIRIE;ELBOW LAKE;WENDELL, 1995 Community Banks / Credit Unions $5,000
AMERICAN STATE BANK BROKEN BOW, OK 1989 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
Alma Bank Astoria, NY 2016 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
INTERNATIONAL BANK OF CALIFORNIA LOS ANGELES, CA 1994 Community Banks / Credit Unions $5,000
Citizens Bank & Trust Company Eastman, GA 2014 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
WEST DES MOINES STATE BANK WEST DES MOINES, IA 2001 Community Banks / Credit Unions $5,000
THE MECHANICS BANK RICHMOND, CA 1999 Community Banks / Credit Unions $5,000
BANK OF HAZELTON HAZELTON, ND 2009 Community Banks / Credit Unions $5,000
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2006 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
DELAWARE COUNTY BANK AND TRUST COMPANY, THE LEWIS CENTER, OH 2009 Community Banks / Credit Unions $5,000
The Trust Bank LENOX, GA 2019 Community Banks / Credit Unions $5,000
ADMIRE BANK EMPORIA, KS 2002 Community Banks / Credit Unions $5,000
FARMERS STATE BANK OF DANFORTH DANFORTH, IL 2011 Community Banks / Credit Unions $5,000
USA BANK PORT CHESTER, NY 2009 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
PREMIER COMMUNITY BANK OF THE EMERALD COAST CRESTVIEW, FL 2011 Community Banks / Credit Unions $5,000
FIRST UNITED BANK (NKA COMMUNITY TRUST BANK, CHOUDRANT, LA) FARMERVILLE, LA 2009 Community Banks / Credit Unions $5,000
Ohio Man , MS 2025 Community Banks / Credit Unions $5,000
INTERNATIONAL BANK OF COMMERCE LAREDO, TX 2003 Community Banks / Credit Unions $5,000
Sussex Bank n/k/a SB One Bank Franklin, NJ 2018 Community Banks / Credit Unions $5,000
HIGHLAND COMMUNITY BANK CHICAGO, IL 2010 Community Banks / Credit Unions $5,000
SOUTHTRUST BANK OF SOUTH MISSISSIPPI BILOXI, MS 1996 Community Banks / Credit Unions $5,000
ROSLYN SAVINGS BANK JERICHO, NY 2002 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
WESTERN STATE BANK DEVILS LAKE, ND 2007 Community Banks / Credit Unions $5,000
COLORADO EAST BANK & TRUST LAMAR, CO 2011 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
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