Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
MONTGOMERY BANK & TRUST AILEY, GA 2011 Community Banks / Credit Unions $5,000
LABE BANK CHICAGO, IL 2006 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
LOWELL CO-OPERATIVE BANK LOWELL, MA 2010 Community Banks / Credit Unions $5,000
CITIZENS STATE BANK OF LULING LULING, TX 2011 Community Banks / Credit Unions $5,000
Renasant Bank TUPELO, MS 2021 Community Banks / Credit Unions $5,000
Stockman Bank of Montana MILES CITY, MT 2023 Community Banks / Credit Unions $5,000
FIRST UNITED BANK (NKA COMMUNITY TRUST BANK, CHOUDRANT, LA) FARMERVILLE, LA 2009 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
SEOUL BANK OF CALIFORNIA LOS ANGELES, CA 1995 Community Banks / Credit Unions $5,000
BANK OF WILLIAMSBURG WILLIAMSBURG, KY 1996 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
COMMUNITY BANK ALTON, IA 2010 Community Banks / Credit Unions $5,000
FIRST ACADIANA BANK EUNICE, LA 1993 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
ROCK HILL BANK AND TRUST ROCK HILL, SC 2004 Community Banks / Credit Unions $5,000
OMNI BANK METAIRIE, LA 2010 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
Community First Bank, Inc. Walhalla, SC 2018 Community Banks / Credit Unions $5,000
MERRIMAC SAVINGS BANK MERRIMAC, MA 2010 Community Banks / Credit Unions $5,000
SEOUL BANK OF CALIFORNIA LOS ANGELES, CA 1995 Community Banks / Credit Unions $5,000
R-G Premier Bank of Puerto Rico Hato Rey, PR 2015 Community Banks / Credit Unions $5,000
R-G PREMIER BANK OF PUERTO RICO HATO REY, 2001 Community Banks / Credit Unions $5,000
MERCHANTS AND PLANTERS BANK RAYMOND, MS 2010 Community Banks / Credit Unions $5,000
Voyager Bank Eden Prairie, MN 2014 Community Banks / Credit Unions $5,000
PEOPLES STATE BANK AUGUSTA, WI 1994 Community Banks / Credit Unions $5,000
COFFEE COUNTY BANK MANCHESTER, TN 1995 Community Banks / Credit Unions $5,000
FIRST TRUST BANK OF ILLINOIS KANKAKEE, IL 2002 Community Banks / Credit Unions $5,000
ELDERTON STATE BANK ELDERTON, PA 2004 Community Banks / Credit Unions $5,000
COAST COMMERCIAL BANK SANTA CRUZ, CA 1998 Community Banks / Credit Unions $5,000
CORNERSTONE COMMUNITY BANK CHATTANOOGA, TN 2001 Community Banks / Credit Unions $5,000
BANK OF HAZELTON HAZELTON, ND 2009 Community Banks / Credit Unions $5,000
AMERICAN STATE BANK LUBBOCK, TX 2004 Community Banks / Credit Unions $5,000
WESTBOROUGH SAVINGS BANK WESTBOROUGH, MA 2006 Community Banks / Credit Unions $5,000
CITIZENS COMMUNITY BANK RIDGEWOOD, NJ 2010 Community Banks / Credit Unions $5,000
MICHIGAN COMMERCE BANK ANN ARBOR, MI 2011 Community Banks / Credit Unions $5,000
BANCO BILBAO VIZCAYA ARGENTARIA PUERTO RICO SAN JUAN, 2003 Community Banks / Credit Unions $5,000
CENTRAL BANK AND TRUST COMPANY LEXINGTON, KY 2006 Community Banks / Credit Unions $5,000
Edgebrook Bank Chicago, IL 2018 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
Pan Pacific Bank Fremont, CA 2012 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $5,000
GUARANTY BANK & TRUST COMPANY NEW ROADS, LA 1995 Community Banks / Credit Unions $5,000
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