Compliance Violation Case Library

3,071 documented enforcement actions across 65 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Bridgepoint Education, Inc. , 2016 Community Banks / Credit Unions $23.5M
Trident Mortgage Company, LP , 2022 Community Banks / Credit Unions $22M
Toyota Motor Credit Corporation , 2016 Community Banks / Credit Unions $21.9M
Five Companies , NJ 2009 Community Banks / Credit Unions $21.4M
U.S. Bank National Association , 2023 Community Banks / Credit Unions $21M
Reaches $21 Million , VA 2012 Community Banks / Credit Unions $21M
CBW Bank WEIR, KS 2025 Community Banks / Credit Unions $20.5M
CBW Bank WEIR, KS 2024 Community Banks / Credit Unions $20.4M
Florida Businessman Patrick Walsh and Affiliated Companies , FL 2025 Community Banks / Credit Unions $20.1M
Monster Loans, Lend Tech Loans, and Student Loan Debt Relief Companies , 2020 Community Banks / Credit Unions $20M
Justice Department, Consumer Financial Protection Bureau, and Three State Attorneys General Reach , DE 2022 Community Banks / Credit Unions $20M
Department of Justice Announces Compensation for Servicemembers as Part of , 2011 Community Banks / Credit Unions $20M
OneMain Financial Holdings, LLC; OneMain Financial Group, LLC; OneMain Financial (HI), Inc.; OneMain Financial, Inc.; OneMain Financial of Minnesota, Inc. , 2023 Community Banks / Credit Unions $20M
Amerisave Mortgage Corp., Novo Appraisal Management Co., and Patrick Markert , 2014 Community Banks / Credit Unions $19.3M
RPM Mortgage, Inc. and Erwin Robert Hirt , 2015 Community Banks / Credit Unions $19M
My Loan Doctor LLC and Edgar Radjabli , 2020 Community Banks / Credit Unions $19M
Portfolio Recovery Associates, LLC , 2015 Community Banks / Credit Unions $19M
Hyundai Capital America , 2022 Community Banks / Credit Unions $19M
RBS Citizens Financial Group, Inc. ( N/K/A) Citizens Financial Group, Inc.), RBS Citizens, N.A. ( N/K/A Citizens Bank, N.A.), and Citizens Bank of Pennsylvania , 2015 Community Banks / Credit Unions $18.5M
Discover Bank, the Student Loan Corporation, and Discover Products, Inc. , 2015 Community Banks / Credit Unions $18.5M
Announces Bankruptcy , DE 2011 Community Banks / Credit Unions $18M
and Consumer Financial Protection Bureau Reach , OH 2015 Community Banks / Credit Unions $18M
Settlement Agent Sentenced to Six Years in Prison In Multi-Million Dollar Mortgage Fraud Scheme , MD 2015 Community Banks / Credit Unions $16M
Federal Debt Assistance Association, LLC, Financial Document Assistance Administration, Inc., Clear Solutions, Inc., Robert Pantoulis, David Piccione, and Vincent Piccione , 2017 Community Banks / Credit Unions $16M
Settlement Agent Found Guilty of Federal Charges In Multi-Million Dollar Mortgage Fraud Scheme , MD 2015 Community Banks / Credit Unions $16M
Manhattan Attorney And EPA Announce , NY 2014 Community Banks / Credit Unions $16M
OceanFirst Bank, N.A. Red Bank, NJ 2018 Community Banks / Credit Unions $15.1M
Equifax, Inc. and Equifax Information Services LLC , 2025 Community Banks / Credit Unions $15M
Fifth Third Bank, National Association , 2020 Community Banks / Credit Unions $15M
United Guaranty Corporation , 2013 Community Banks / Credit Unions $15M
First Bank of Delaware Wilmington, DE 2012 Community Banks / Credit Unions $15M
Enova International, Inc. , 2023 Community Banks / Credit Unions $15M
Trustee Program Reaches , TX 2020 Community Banks / Credit Unions $15M
Santander Consumer USA Inc. , 2020 Community Banks / Credit Unions $15M
GST Factoring, Inc., Champion Marketing Solutions, LLC, Rick Graff, Gregory Trimarche, Scott Freda, Amanda Johanson, David Mize, Jacob Slaughter, and Daniel Ruggiero , 2020 Community Banks / Credit Unions $15M
Radian Guaranty, Inc. , 2013 Community Banks / Credit Unions $15M
Trustee Program Reaches $15 million , 2019 Community Banks / Credit Unions $15M
Finance of America Mortgage , NY 2018 Community Banks / Credit Unions $14.5M
The Hayner Hoyt Corporation , NY 2016 Community Banks / Credit Unions $14.4M
Discover Bank Greenwood, DE 2012 Community Banks / Credit Unions $14.2M
Cash America International, Inc. , 2013 Community Banks / Credit Unions $14M
TransUnion Interactive, Inc., TransUnion, LLC, and TransUnion , 2017 Community Banks / Credit Unions $13.9M
Universal American Mortgage Company, LLC , CA 2018 Community Banks / Credit Unions $13.2M
Universal American Mortgage Company LLC (UAMC) , CA 2018 Community Banks / Credit Unions $13.2M
Investment advisor , GA 2026 Community Banks / Credit Unions $13M
Settlement Reached to Expedite Cleanup for Walpole, Massachusetts, Superfund Site , DE 2010 Community Banks / Credit Unions $13M
Lakeland Bank Oak Ridge, NJ 2015 Community Banks / Credit Unions $13M
UniRush LLC and Mastercard International Incorporated , 2017 Community Banks / Credit Unions $13M
American Honda Finance Corporation , 2025 Community Banks / Credit Unions $12.8M
Apple Bank for Savings MANHASSET, NY 2020 Community Banks / Credit Unions $12.5M
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