Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Toyota Motor Credit Corporation , 2023 Community Banks / Credit Unions $60M
Douglas MacKinnon, Amy MacKinnon, Mary-Kate MacKinnon, and Matthew MacKinnon , 2021 Community Banks / Credit Unions $60M
ITT Educational Services, Inc. , 2014 Community Banks / Credit Unions $60M
Reaches $60 Million , DE 2014 Community Banks / Credit Unions $60M
Northern Resolution Group, LLC, Douglas MacKinnon, Mark Gray, Enhanced Acquisitions, LLC, and Delray Capital, LLC, , 2016 Community Banks / Credit Unions $60M
Nearly 78,000 Service Members to Begin Receiving $60 Million Under Department of Justice , DE 2015 Community Banks / Credit Unions $60M
American Express Centurion Bank , 2013 Community Banks / Credit Unions $59.5M
American Express Travel Related Services Company, Inc. , 2013 Community Banks / Credit Unions $59.5M
American Express Bank, FSB , 2013 Community Banks / Credit Unions $59.5M
Prime Capital Ventures CEO , NY 2025 Community Banks / Credit Unions $55M
BrightSpeed Solutions, Inc. and Kevin Howard , 2021 Community Banks / Credit Unions $54M
Regions Bank , AL 2016 Community Banks / Credit Unions $52.4M
Diebold Incorporated , OH 2013 Community Banks / Credit Unions $50M
Société Générale , 2017 Community Banks / Credit Unions $50M
Diebold Inc. , OH 2013 Community Banks / Credit Unions $50M
Attorney’s Office Reaches Forfeiture , FL 2014 Community Banks / Credit Unions $50M
Trustee Program Reaches $50 Million , MI 2015 Community Banks / Credit Unions $50M
Regions Bank , 2015 Community Banks / Credit Unions $49M
United Shore Financial Services LLC , MI 2016 Community Banks / Credit Unions $48M
U.S. Bank National Association , 2014 Community Banks / Credit Unions $48M
Settles False Claims Act Allegations <br /> Against National Home Builder and Mortgage Lender , NC 2009 Community Banks / Credit Unions $48M
Credit Suisse’s Investment Bank in Hong Kong , NY 2018 Community Banks / Credit Unions $47M
Westlake Services, LLC, d/b/a Westlake Financial Services. LLC, and Wilshire Consumer Credit, LLC, d/b/a as Wilshire Commercial Capital, LLC , 2015 Community Banks / Credit Unions $44.1M
James R. Carnes; Melissa C. Carnes; James R. Carnes Revocable Trust; Melissa C. Carnes Revocable Trust , 2023 Community Banks / Credit Unions $43M
South Florida Woman , FL 2013 Community Banks / Credit Unions $42M
Leader of Local Money Laundering Cell , CA 2026 Community Banks / Credit Unions $42M
FDATR, Inc.; Dean Tucci; and Kenneth Wayne Halverson , 2020 Community Banks / Credit Unions $41.1M
LendUp Loans, LLC , 2021 Community Banks / Credit Unions $40.5M
Vincent Howard, Lawrence W. Williamson, Howard Law, P.C., The Williamson Law Firm, LLC, and Williamson &amp; Howard, LLP , 2017 Community Banks / Credit Unions $40M
Academy Mortgage Corporation , CA 2022 Community Banks / Credit Unions $38.5M
Integrity Advance, LLC and James R. Carnes , 2015 Community Banks / Credit Unions $38M
Attorney Announces $3.6 Million , PA 2017 Community Banks / Credit Unions $37.5M
U.S. Bank National Association , 2022 Community Banks / Credit Unions $37.5M
The Mortgage Law Group, LLP d/b/a The Law Firm of Macey, Aleman &amp; Searns, Consumer First Legal Group LLC, Thomas G. Macey, Jeffrey J. Aleman, Jason Searns, and Harold E. Stafford , 2014 Community Banks / Credit Unions $37.3M
Commonwealth Equity Group, LLC (d/b/a Key Credit Repair); Nikitas Tsoukales (a/k/a Nikitas Tsoukalis) , 2020 Community Banks / Credit Unions $36.2M
Tempoe, LLC , 2023 Community Banks / Credit Unions $36M
RBS Securities Inc. , CT 2017 Community Banks / Credit Unions $35M
and Consumer Financial Protection Bureau Reach $35 Million , OH 2013 Community Banks / Credit Unions $35M
Nomura Securities International , CT 2023 Community Banks / Credit Unions $35M
GE Capital Retail Bank and CareCredit LLC , 2013 Community Banks / Credit Unions $34.1M
Citibank, N.A., Department Stores National Bank, and CitiFinancial Servicing, LLC , 2016 Community Banks / Credit Unions $34M
Solomon &amp; Solomon, P.C. , 2016 Community Banks / Credit Unions $34M
Citibank, N.A. , 2016 Community Banks / Credit Unions $34M
Faloni &amp; Associates, LLC , 2016 Community Banks / Credit Unions $34M
Hudson City Savings Bank, F.S.B. Parsippany, NJ 2009 Community Banks / Credit Unions $33M
USASF Servicing, LLC , 2023 Community Banks / Credit Unions $32.6M
First National Bank of Omaha , 2016 Community Banks / Credit Unions $32.3M
City National Bank Los Angeles, CA 2017 Community Banks / Credit Unions $31M
Burlington Financial Group, LLC, Richard Burnham, Katherine Burnham, and Sang Yi , 2021 Community Banks / Credit Unions $30.5M
Prehired, LLC, Prehired Recruiting, LLC, and Prehired Accelerator, LLC , 2023 Community Banks / Credit Unions $30M
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