3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| WEST DES MOINES STATE BANK | WEST DES MOINES, IA | 2001 | Community Banks / Credit Unions | $5,000 | |
| CORNERSTONE COMMUNITY BANK | CHATTANOOGA, TN | 2001 | Community Banks / Credit Unions | $5,000 | |
| FIRST UNITED BANK (NKA COMMUNITY TRUST BANK, CHOUDRANT, LA) | FARMERVILLE, LA | 2009 | Community Banks / Credit Unions | $5,000 | |
| LOWELL CO-OPERATIVE BANK | LOWELL, MA | 2010 | Community Banks / Credit Unions | $5,000 | |
| CITIZENS STATE BANK OF LULING | LULING, TX | 2011 | Community Banks / Credit Unions | $5,000 | |
| BANK OF WILLIAMSBURG | WILLIAMSBURG, KY | 1996 | Community Banks / Credit Unions | $5,000 | |
| First NBC Bank | NEW ORLEANS, LA | 2023 | Community Banks / Credit Unions | $5,000 | |
| FARMERS TRUST & SAVINGS BANK | BUFFALO CENTER, IA | 2009 | Community Banks / Credit Unions | $5,000 | |
| WILLAMETTE VALLEY BANK | SALEM, OR | 2008 | Community Banks / Credit Unions | $4,900 | |
| Farmers & Merchants Bank | Tomah, WI | 2012 | Community Banks / Credit Unions | $4,900 | |
| SOUTHERN HERITAGE BANK | CLEVELAND, TN | 2003 | Community Banks / Credit Unions | $4,900 | |
| FIRST STATE BANK | MONTICELLO, IL | 2009 | Community Banks / Credit Unions | $4,850 | |
| Wheeler County State Bank | Alamo, GA | 2012 | Community Banks / Credit Unions | $4,840 | |
| GATEWAY BUSINESS BANK | CERRITOS, CA | 2007 | Community Banks / Credit Unions | $4,840 | |
| THE PEOPLE'S BANK OF FLEMING COUNTY | FLEMINGSBURG, KY | 2007 | Community Banks / Credit Unions | $4,830 | |
| SPENCER SAVINGS BANK | SPENCER, MA | 2009 | Community Banks / Credit Unions | $4,805 | |
| CITIZENS STATE BANK | CADOTT, WI | 2008 | Community Banks / Credit Unions | $4,800 | |
| THE BANK FOR SAVINGS | MALDEN, MA | 1990 | Community Banks / Credit Unions | $4,800 | |
| MADISON BANK AND TRUST COMPANY | CHICAGO, IL | 1990 | Community Banks / Credit Unions | $4,800 | |
| UNITED VALLEY BANK | CAVALIER, ND | 2008 | Community Banks / Credit Unions | $4,800 | |
| PEOPLES BANK | ELKHORN, WI | 2009 | Community Banks / Credit Unions | $4,800 | |
| UNITED BANK & TRUST COMPANY | VERSAILLES, KY | 2010 | Community Banks / Credit Unions | $4,800 | |
| Community State Bank | Saint Charles, MI | 2013 | Community Banks / Credit Unions | $4,770 | |
| Casey State Bank | Casey, IL | 2012 | Community Banks / Credit Unions | $4,750 | |
| FIRST NEIGHBORHOOD BANK | SPENCER, WV | 2010 | Community Banks / Credit Unions | $4,750 | |
| THE CITIZENS BANK | MOREHEAD, KY | 2010 | Community Banks / Credit Unions | $4,700 | |
| GRANTS STATE BANK | GRANTS, NM | 2010 | Community Banks / Credit Unions | $4,700 | |
| INVESTORS COMMUNITY BANK | MANITOWOC, WI | 2010 | Community Banks / Credit Unions | $4,650 | |
| The Bank of Harlan | Harlan, KY | 2012 | Community Banks / Credit Unions | $4,620 | |
| PEOPLES BANK OF KENTUCKY, INC., | FLEMINGSBURG, KY | 2009 | Community Banks / Credit Unions | $4,620 | |
| UNION STATE BANK | KEWAUNEE, WI | 2007 | Community Banks / Credit Unions | $4,600 | |
| River Cities Bank | WISCONSIN RAPIDS, WI | 2019 | Community Banks / Credit Unions | $4,600 | |
| COMMERCE BANK & TRUST COMPANY | WORCESTER, MA | 2004 | Community Banks / Credit Unions | $4,600 | |
| FIRST STATE BANK | SHELTON, NE | 2007 | Community Banks / Credit Unions | $4,600 | |
| THE PEOPLES BANK | BILOXI, MS | 2006 | Community Banks / Credit Unions | $4,600 | |
| FIRST BANK OF KANSAS CITY | KANSAS CITY, MO | 2007 | Community Banks / Credit Unions | $4,600 | |
| BANK OF CROCKER | WAYNESVILLE, MO | 2007 | Community Banks / Credit Unions | $4,550 | |
| The Rockhold, Brown & Company Bank | Bainbridge, OH | 2015 | Community Banks / Credit Unions | $4,550 | |
| FARMERS & MERCHANTS BANK & TRUST | MARINETTE, WI | 2011 | Community Banks / Credit Unions | $4,540 | |
| CAPITOL THRIFT AND LOAN ASSOCIATION | NAPA, CA | 1999 | Community Banks / Credit Unions | $4,500 | |
| First Nations Bank | Chicago, IL | 2012 | Community Banks / Credit Unions | $4,500 | |
| ALLIANCE BANK | CAPE GIRARDEAU, MO | 2003 | Community Banks / Credit Unions | $4,500 | |
| OCONEE STATE BANK | WATKINSVILLE, GA | 2004 | Community Banks / Credit Unions | $4,500 | |
| INDEPENDENCE BANK OF CHICAGO | CHICAGO, IL | 1993 | Community Banks / Credit Unions | $4,500 | |
| BITTERROOT VALLEY BANK | LOLO, MT | 2007 | Community Banks / Credit Unions | $4,500 | |
| The Grant County Bank | Petersburg, WV | 2022 | Community Banks / Credit Unions | $4,500 | |
| MCINTOSH STATE BANK | JACKSON, GA | 2007 | Community Banks / Credit Unions | $4,500 | |
| HOMESTAR BANK AND FINANCIAL SERVICES | MANTENO, IL | 2011 | Community Banks / Credit Unions | $4,500 | |
| Pinnacle Bank, Inc. | PIKEVILLE, KY | 2025 | Community Banks / Credit Unions | $4,500 | |
| AZTECAMERICA BANK | BERWYN, IL | 2011 | Community Banks / Credit Unions | $4,500 |