Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
PEACH STATE BANK &TRUST GAINESVILLE, GA 2010 Community Banks / Credit Unions $4,000
ADVANTAGE BANK SPENCER, OK 2010 Community Banks / Credit Unions $4,000
STATE BANK WONDER LAKE, IL 2009 Community Banks / Credit Unions $4,000
BANK STAR PACIFIC, MO 2011 Community Banks / Credit Unions $4,000
YADKIN VALLEY BANK AND TRUST ELKIN, NC 2003 Community Banks / Credit Unions $4,000
Mountain Valley Bank DUNLAP, TN 2021 Community Banks / Credit Unions $4,000
Range Bank MARQUETTE, MI 2023 Community Banks / Credit Unions $4,000
DURHAM TRUST COMPANY DURHAM, NH 1994 Community Banks / Credit Unions $4,000
HOME SAVINGS, INC. SSB THOMASVILLE, NC 1998 Community Banks / Credit Unions $4,000
GRANT SQUARE BANK AND TRUST COMPANY OKLAHOMA CITY, OK 1992 Community Banks / Credit Unions $4,000
BANK OF ODESSA ODESSA, MO 2006 Community Banks / Credit Unions $4,000
STAR FINANCIAL BANK INDIANAPOLIS, IN 1996 Community Banks / Credit Unions $4,000
GATEWAY BANK OF ST. LOUIS ST. LOUIS, MO 2008 Community Banks / Credit Unions $4,000
BANK OF ST. ELIZABETH SAINT ELIZABETH, MO 2010 Community Banks / Credit Unions $4,000
SECURITY BANK RICH HILL, MO 2009 Community Banks / Credit Unions $4,000
The State Bank of Bartley Bartley, NE 2012 Community Banks / Credit Unions $4,000
WALDO STATE BANK WALDO, WI 2009 Community Banks / Credit Unions $3,990
SUMMIT BANK PRESCOTT, AZ 2009 Community Banks / Credit Unions $3,960
Pilot Grove Savings Bank Pilot Grove, IA 2014 Community Banks / Credit Unions $3,960
EUREKA SAVINGS BANK LA SALLE, IL 2008 Community Banks / Credit Unions $3,950
BANKORION ORION, IL 2010 Community Banks / Credit Unions $3,950
SUSSEX BANK FRANKLIN, NJ 2008 Community Banks / Credit Unions $3,940
MIDDLESEX SAVINGS BANK NATICK, MA 2010 Community Banks / Credit Unions $3,940
STANDARD BANK & TRUST COMPANY DUNN, NC 1992 Community Banks / Credit Unions $3,900
SECURITY BANK & TRUST COMPANY BLACKWELL, OK 1992 Community Banks / Credit Unions $3,900
BANK OF PRAIRIE DU SAC PRAIRIE DU SAC, WI 2008 Community Banks / Credit Unions $3,900
THE SAVINGS BANK OF ROCKLAND COUNTY MONSEY, NY 1991 Community Banks / Credit Unions $3,900
UNION BANK, THE BEULAH, ND 2008 Community Banks / Credit Unions $3,850
FIRST STATE BANK, SOUTHWEST INDIANA TELL CITY, IN 2003 Community Banks / Credit Unions $3,850
UNITED SOUTHERN BANK HOPKINSVILLE, KY 2010 Community Banks / Credit Unions $3,850
WISCONSIN STATE BANK RANDOM LAKE, WI 2008 Community Banks / Credit Unions $3,800
SICILY ISLAND STATE BANK SICILY ISLAND, LA 2010 Community Banks / Credit Unions $3,800
STATE BANK OF HILDRETH, THE HILDRETH, NE 2008 Community Banks / Credit Unions $3,800
INDEPENDENCE BANK OF KENTUCKY OWENSBORO, KY 2008 Community Banks / Credit Unions $3,800
INDEPENDENCE BANK NEW ALBANY, IN 2001 Community Banks / Credit Unions $3,800
Tioga-Franklin Savings Bank PHILADELPHIA, PA 2025 Community Banks / Credit Unions $3,750
RIVERBANK, THE WYOMING, MN 2008 Community Banks / Credit Unions $3,750
PACIFIC VALLEY BANK SALINAS, CA 2010 Community Banks / Credit Unions $3,740
PACIFIC INTERNATIONAL BANK SEATTLE, WA 2009 Community Banks / Credit Unions $3,740
Earlham Savings Bank West Des Moines, IA 2012 Community Banks / Credit Unions $3,740
MINNWEST BANK LUVERNE LUVERNE, MN 2008 Community Banks / Credit Unions $3,725
PEOPLES STATE BANK OF CHANDLERVILLE CHANDLERVILLE, IL 2004 Community Banks / Credit Unions $3,700
STATE BANK OF LIZTON LIZTON, IN 2010 Community Banks / Credit Unions $3,700
NEKOOSA PORT EDWARDS STATE BANK NEKOOSA, WI 2011 Community Banks / Credit Unions $3,700
EASTWOOD BANK KASSON, MN 2011 Community Banks / Credit Unions $3,695
THE VILLAGE BANK SAINT GEORGE, UT 2011 Community Banks / Credit Unions $3,690
The Business Bank Appleton, WI 2012 Community Banks / Credit Unions $3,665
MOUNTAIN VALLEY BANK DUNLAP, TN 2008 Community Banks / Credit Unions $3,655
THE CITIZENS SAVINGS BANK MARTINS FERRY, OH 2010 Community Banks / Credit Unions $3,650
PEOPLES BANK & TRUST COMPANY OF HAZARD HAZARD, KY 2007 Community Banks / Credit Unions $3,600
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