Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Skagit State Bank Burlington, WA 1990 Community Banks / Credit Unions $3,000
Ultima Bank Minnesota Winger, MN 2022 Community Banks / Credit Unions $3,000
COBB AMERICAN BANK AND TRUST COMPANY MARIETTA, GA 1994 Community Banks / Credit Unions $3,000
CITY STATE BANK CENTRAL CITY, IA 2004 Community Banks / Credit Unions $3,000
Platte Valley Bank NORTH BEND, NE 2021 Community Banks / Credit Unions $3,000
Bank of Ann Arbor Ann Arbor, MI 2012 Community Banks / Credit Unions $3,000
FIRST STATE BANK NEW LONDON, WI 1998 Community Banks / Credit Unions $3,000
PROVIDENT SAVINGS BANK JERSEY CITY, NJ 1994 Community Banks / Credit Unions $3,000
SunFirst Bank St. George, UT 2013 Community Banks / Credit Unions $3,000
GARNAVILLO SAVINGS BANK GARNAVILLO, IA 2005 Community Banks / Credit Unions $3,000
CENTURY BANK LUCEDALE, MS 2011 Community Banks / Credit Unions $3,000
FARMERS & MERCHANTS STATE BANK WATERLOO, WI 2010 Community Banks / Credit Unions $3,000
PACIFIC THRIFT AND LOAN COMPANY WOODLAND HILLS, CA 1995 Community Banks / Credit Unions $3,000
FIRST HERITAGE BANK SNOHOMISH, WA 1992 Community Banks / Credit Unions $3,000
THE SEDGWICK STATE BANK SEDGWICK, KS 1995 Community Banks / Credit Unions $3,000
FDIC Enforcement , 1987 Community Banks / Credit Unions $3,000
TRENTON SAVINGS BANK TRENTON, NJ 1991 Community Banks / Credit Unions $3,000
FIRSTSECURE BANK AND TRUST CO. PALOS HILLS, IL 2011 Community Banks / Credit Unions $3,000
1ST STATE BANK SAGINAW, MI 2011 Community Banks / Credit Unions $3,000
NEWDOMINION BANK CHARLOTTE, NC 2011 Community Banks / Credit Unions $3,000
BERKSHIRE BANK PITTSFIELD, MA 2005 Community Banks / Credit Unions $3,000
PRIME SECURITY BANK KARLSTAD, MN 2004 Community Banks / Credit Unions $3,000
HOME STATE BANK LITCHFIELD, MN 2007 Community Banks / Credit Unions $3,000
SCOTT VALLEY BANK YREKA, CA 2001 Community Banks / Credit Unions $3,000
CITYWIDE BANK OF NORTHGLENN NORTHGLENN, CO 1990 Community Banks / Credit Unions $3,000
PEOPLESSOUTH BANK COLQUITT, GA 2005 Community Banks / Credit Unions $3,000
FIRST GUARANTY BANK AND TRUST COMPANY OF JACKSONVILLE JACKSONVILLE, FL 1994 Community Banks / Credit Unions $3,000
COMMUNITY STATE BANK OF MISSOURI BOWLING GREEN, MO 2011 Community Banks / Credit Unions $3,000
FORTUNEBANK ARNOLD, MO 2011 Community Banks / Credit Unions $3,000
WASHINGTON STATE BANK WASHINGTON, LA 2004 Community Banks / Credit Unions $3,000
MERCHANTS BANK NORTH WILKES-BARRE, PA 1992 Community Banks / Credit Unions $3,000
Settlers Bank De Forest, WI 2022 Community Banks / Credit Unions $3,000
STATE BANK OF KINGSVILLE KINGSVILLE, TX 1997 Community Banks / Credit Unions $3,000
FIRST AMERICAN BANK CHICAGO, IL 1991 Community Banks / Credit Unions $3,000
SOLON STATE BANK SOLON, IA 2006 Community Banks / Credit Unions $3,000
CITIZENS BANK HARTSVILLE, TN 2009 Community Banks / Credit Unions $3,000
FIRST BANK OF ROSCOE ROSCOE, IL 1991 Community Banks / Credit Unions $3,000
WASHINGTON SAVINGS BANK LOWELL, MA 1990 Community Banks / Credit Unions $3,000
DIME BANK, THE HONESDALE, PA 2010 Community Banks / Credit Unions $3,000
GN MORTGAGE WEST HILLS, CA 1994 Community Banks / Credit Unions $3,000
AMERICAN BANK, HOUSTON HOUSTON, TX 1992 Community Banks / Credit Unions $3,000
NORTHSIDE BANK OF TAMPA TAMPA, FL 1994 Community Banks / Credit Unions $3,000
STATE STREET BANK AND TRUST COMPANY QUINCY, IL 2010 Community Banks / Credit Unions $2,950
WEST SUBURBAN BANK LOMBARD, IL 2009 Community Banks / Credit Unions $2,950
Gunnison Savings and Loan Association Gunnison, CO 2013 Community Banks / Credit Unions $2,925
VALLEY BANK MINNESOTA JORDAN, MN 2006 Community Banks / Credit Unions $2,900
BENEFICIAL MUTUAL SAVINGS BANK PHILADELPHIA, PA 2009 Community Banks / Credit Unions $2,900
BANK OF LAKE MILLS LAKE MILLS, WI 2004 Community Banks / Credit Unions $2,875
RAINER PACIFIC BANK TACOMA, WA 2009 Community Banks / Credit Unions $2,875
Boone Bank & Trust Co. Boone, IA 2012 Community Banks / Credit Unions $2,860
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