Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
MERIDIAN BANK PAOLI, PA 2009 Community Banks / Credit Unions $2,370
CASEY COUNTY BANK, INC., THE LIBERTY, KY 2009 Community Banks / Credit Unions $2,350
HOYNE SAVINGS BANK CHICAGO, IL 2008 Community Banks / Credit Unions $2,350
PETEFISH, SKILES & CO., VIRGINIA, IL 2009 Community Banks / Credit Unions $2,350
BANK OF NEVADA LAS VEGAS, NV 2010 Community Banks / Credit Unions $2,350
BANK OF THE WEST, THE THOMAS, OK 2010 Community Banks / Credit Unions $2,310
PEOPLES STATE BANK WAUSAU, WI 2008 Community Banks / Credit Unions $2,310
KODABANK DRAYTON, ND 2011 Community Banks / Credit Unions $2,310
BANK OF CAVE CITY CAVE CITY, AR 2011 Community Banks / Credit Unions $2,310
THE BUSINESS BANK APPLETON, WI 2009 Community Banks / Credit Unions $2,310
SUNFIRST BANK ST. GEORGE, UT 2011 Community Banks / Credit Unions $2,300
TREATY OAK BANK AUSTIN, TX 2011 Community Banks / Credit Unions $2,300
SUNMARK COMMUNITY BANK HAWKINSVILLE, GA 2008 Community Banks / Credit Unions $2,275
IOWA STATE BANK DES MOINES, IA 2010 Community Banks / Credit Unions $2,270
FIRST BANK AND TRUST COMPANY CLEVELAND, TX 1991 Community Banks / Credit Unions $2,250
ALLIANCE BANK MONDOVI, WI 2006 Community Banks / Credit Unions $2,250
Home Bank and Trust Company Eureka, KS 2022 Community Banks / Credit Unions $2,250
First Choice Bank Lawrenceville, NJ 2016 Community Banks / Credit Unions $2,250
CENTURY BANK AND TRUST MILLEDGEVILLE, GA 2010 Community Banks / Credit Unions $2,250
Sherwood Community Bank CREIGHTON, MO 2022 Community Banks / Credit Unions $2,250
COMMUNITY CENTRAL BANK MOUNT CLEMENS, MI 2009 Community Banks / Credit Unions $2,250
COMMUNITY BANK OF MARYLAND BOWIE, MD 2001 Community Banks / Credit Unions $2,250
CHESTER COUNTY BANK HENDERSON, TN 1991 Community Banks / Credit Unions $2,234
SENATH STATE BANK SENATH, MO 1991 Community Banks / Credit Unions $2,206
CHESNEE STATE BANK CHESNEE, SC 1991 Community Banks / Credit Unions $2,204
PEOPLES BANK AND TRUST COMPANY RYAN, OK 1995 Community Banks / Credit Unions $2,202
THE BUSINESS BANK OF FOX RIVER VALLEY APPLETON, WI 2006 Community Banks / Credit Unions $2,200
SLOAN STATE BANK SLOAN, IA 2008 Community Banks / Credit Unions $2,200
SAEHAN BANK LOS ANGELES, CA 2010 Community Banks / Credit Unions $2,200
MAINSTREET BANK FOREST LAKE, MN 2009 Community Banks / Credit Unions $2,200
THE PEOPLES STATE BANK;THE PEOPLES COMMUNITY BANK MAZOMANIE;MAZOMANIE, 2005 Community Banks / Credit Unions $2,150
ROANOKE RAPIDS SAVINGS BANK, SSB ROANOKE RAPIDS, NC 2002 Community Banks / Credit Unions $2,150
COVENANT BANK HADDONFIELD, NJ 1998 Community Banks / Credit Unions $2,100
EXCHANGE BANK OF SCHMIDT & KOESTER MARYSVILLE, KS 1991 Community Banks / Credit Unions $2,100
FIRST STATE BANK BELMOND, IA 1992 Community Banks / Credit Unions $2,100
SPRING VALLEY CITY BANK SPRING VALLEY, IL 1992 Community Banks / Credit Unions $2,100
Bank of Monticello Monticello, WI 2012 Community Banks / Credit Unions $2,100
PHILO EXCHANGE BANK PHILO, IL 1999 Community Banks / Credit Unions $2,100
WOOD & HUSTON BANK MARSHALL, MO 2004 Community Banks / Credit Unions $2,100
FIRST SAVINGS BANK DANVILLE, IL 1996 Community Banks / Credit Unions $2,100
RIVERHILLS BANK NEW RICHMOND, OH 2010 Community Banks / Credit Unions $2,100
WASHINGTON MUTUAL BANK SEATTLE, WA 1998 Community Banks / Credit Unions $2,100
RUSSELL STATE BANK RUSSELL, KS 1991 Community Banks / Credit Unions $2,100
ADVANTA FINANCIAL CORPORATION MURRAY, UT 1998 Community Banks / Credit Unions $2,100
WESTERN BANK LAS CRUCES, NM 1998 Community Banks / Credit Unions $2,100
THE BANK OF MOUNTAIN VIEW MOUNTAIN VIEW, MO 1996 Community Banks / Credit Unions $2,100
COMMUNITY PRIDE BANK ISANTI, MN 2007 Community Banks / Credit Unions $2,100
FIRST BANK LEXINGTON, TN 1991 Community Banks / Credit Unions $2,100
THE STOCK EXCHANGE BANK WOODWARD, OK 1992 Community Banks / Credit Unions $2,100
BANCO FINANCIERO DE PUERTO RICO PONCE, 1996 Community Banks / Credit Unions $2,100
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