Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Advance America #5705 Lincoln, NE 2004 Community Banks / Credit Unions $1,760
1ST STATE BANK SAGINAW, MI 2007 Community Banks / Credit Unions $1,750
PLANTERS & CITIZENS BANK CAMILLA, GA 2004 Community Banks / Credit Unions $1,750
FIRST SECURITY TRUST BANK, INC. FLORENCE, KY 2008 Community Banks / Credit Unions $1,750
BANK STAR OF THE BOOTHEEL STEELE, MO 2002 Community Banks / Credit Unions $1,750
FIRST TRI-COUNTY BANK SWANTON, NE 2002 Community Banks / Credit Unions $1,750
UNITED BANK OF MICHIGAN GRAND RAPIDS, MI 2006 Community Banks / Credit Unions $1,750
NEW HORIZONS BANK EAST ELLIJAY, GA 2007 Community Banks / Credit Unions $1,750
BANK OF ONTARIO ONTARIO, WI 2011 Community Banks / Credit Unions $1,740
The State Bank Fenton, MI 2012 Community Banks / Credit Unions $1,740
AMESBURY COOPERATIVE BANK, THE AMESBURY, MA 1990 Community Banks / Credit Unions $1,712
TSB BANK LOMIRA, WI 2001 Community Banks / Credit Unions $1,700
TSB BANK LOMIRA, WI 2008 Community Banks / Credit Unions $1,700
FIRST STATE BANK OF EDNA EDNA, KS 1990 Community Banks / Credit Unions $1,700
AMERICAN STATE BANK TULSA, OK 1993 Community Banks / Credit Unions $1,693
FIRST STATE BANK TAHLEQUAH, OK 2011 Community Banks / Credit Unions $1,680
IOWA STATE BANK CALMAR, IA 1990 Community Banks / Credit Unions $1,659
LAFAYETTE COMMUNITY BANK LAFAYETTE, IN 2008 Community Banks / Credit Unions $1,650
FIRST CAROLINA BANK & TRUST COMPANY SANFORD, NC 1993 Community Banks / Credit Unions $1,650
AMERICAN BANK & TRUST EDMOND, OK 2001 Community Banks / Credit Unions $1,650
NECEDAH BANK, THE NECEDAH, WI 2009 Community Banks / Credit Unions $1,650
NEBRASKA STATE BANK OF OMAHA OMAHA, NE 2002 Community Banks / Credit Unions $1,650
FIRST COMMONWEALTH BANK OF PRESTONSBURG, INC., THE PRESTONSBURG, KY 2009 Community Banks / Credit Unions $1,650
THE PARK BANK MADISON, WI 2010 Community Banks / Credit Unions $1,650
COMMUNITY BANK OF OAK PARK RIVER FOREST OAK PARK, IL 1999 Community Banks / Credit Unions $1,642
ORMSBY STATE BANK ORMSBY, MN 1997 Community Banks / Credit Unions $1,620
Springfield State Bank Springfield, KY 2012 Community Banks / Credit Unions $1,600
BANK OF HERRIN, THE HERRIN, IL 2009 Community Banks / Credit Unions $1,600
Mayville Savings Bank Mayville, WI 2017 Community Banks / Credit Unions $1,600
FIRST STATE BANK NEW BRAUNFELS, TX 2001 Community Banks / Credit Unions $1,600
CHELSEA SAVINGS BANK BELLE PLAINE, IA 2006 Community Banks / Credit Unions $1,600
DEKALB COMMUNITY BANK SMITHVILLE, TN 2002 Community Banks / Credit Unions $1,600
WISCONSIN COMMUNITY BANK COTTAGE GROVE, WI 2004 Community Banks / Credit Unions $1,600
WAKULLA BANK CRAWFORDVILLE, FL 2003 Community Banks / Credit Unions $1,600
LAKE CITIES STATE BANK LAKE DALLAS, TX 1993 Community Banks / Credit Unions $1,583
BANK OF MADISON, THE MADISON, NE 2008 Community Banks / Credit Unions $1,575
SECURANT BANK & TRUST MENOMONEE FALLS, WI 2009 Community Banks / Credit Unions $1,550
METROPOLITAN BANK AND TRUST COMPANY CHICAGO, IL 2009 Community Banks / Credit Unions $1,550
AMERICAN BANK FOND DU LAC, WI 2010 Community Banks / Credit Unions $1,550
BANK OF WAUSAU WAUSAU, WI 2006 Community Banks / Credit Unions $1,550
THE PEOPLES STATE BANK OF NEWTON NEWTON, IL 2010 Community Banks / Credit Unions $1,540
American Bank of Oklahoma Collinsville, OK 2012 Community Banks / Credit Unions $1,540
CENTRAL VALLEY COMMUNITY BANK FRESNO, CA 2010 Community Banks / Credit Unions $1,540
WASHINGTON STATE BANK WASHINGTON, LA 2004 Community Banks / Credit Unions $1,500
WASHINGTON STATE BANK WASHINGTON, LA 2004 Community Banks / Credit Unions $1,500
COMMUNITY FIRST BANK BUTLER, MO 2010 Community Banks / Credit Unions $1,500
READY STATE BANK HIALEAH, FL 1997 Community Banks / Credit Unions $1,500
STATE BANK, THE FENTON, MI 2009 Community Banks / Credit Unions $1,500
DAKOTA COUNTY STATE BANK SOUTH SIOUX CITY, NE 2010 Community Banks / Credit Unions $1,500
BANK OF TYLER TYLER, TX 1993 Community Banks / Credit Unions $1,500
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