3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| Tarboro Savings Bank, SSB | TARBORO, NC | 2022 | Community Banks / Credit Unions | $1,500 | |
| Spring Valley Bank | WYOMING, OH | 2024 | Community Banks / Credit Unions | $1,500 | |
| PULASKI SAVINGS BANK | CHICAGO, IL | 2011 | Community Banks / Credit Unions | $1,500 | |
| WASHINGTON STATE BANK | WASHINGTON, LA | 2004 | Community Banks / Credit Unions | $1,500 | |
| CITIZENS BANK | MOORESVILLE, IN | 2005 | Community Banks / Credit Unions | $1,500 | |
| MUTUAL COMMUNITY SAVINGS BANK, SSB | DURHAM, NC | 2000 | Community Banks / Credit Unions | $1,500 | |
| SOLON STATE BANK | SOLON, IA | 2009 | Community Banks / Credit Unions | $1,500 | |
| BANK OF TYLER | TYLER, TX | 1993 | Community Banks / Credit Unions | $1,500 | |
| THE QUAD COUNTY STATE BANK | VIBURNUM, MO | 2001 | Community Banks / Credit Unions | $1,500 | |
| THE EXCHANGE BANK | SKIATOOK, OK | 2001 | Community Banks / Credit Unions | $1,500 | |
| ASAHI BANK OF CALIFORNIA | LOS ANGELES, CA | 1999 | Community Banks / Credit Unions | $1,500 | |
| First & Peoples Bank and Trust Company | RUSSELL, KY | 2024 | Community Banks / Credit Unions | $1,500 | |
| DAKOTA COUNTY STATE BANK | SOUTH SIOUX CITY, NE | 2010 | Community Banks / Credit Unions | $1,500 | |
| LOUISA COMMUNITY BANK | LOUISA, KY | 2011 | Community Banks / Credit Unions | $1,500 | |
| ROYAL BANK DE PUERTO RICO | SAN JUAN, | 1993 | Community Banks / Credit Unions | $1,500 | |
| USA BANK | PORT CHESTER, NY | 2009 | Community Banks / Credit Unions | $1,500 | |
| SUNRAY STATE BANK | SUNRAY, TX | 1992 | Community Banks / Credit Unions | $1,500 | |
| UNITED COMMUNITY BANK;FIRST CENTRAL BANK | LENOIR CITY;LENOIR CITY, | 2004 | Community Banks / Credit Unions | $1,500 | |
| THE FIRST STATE BANK OF GRAND CHAIN | GRAND CHAIN, IL | 1996 | Community Banks / Credit Unions | $1,500 | |
| BANK OF AGRICULTURE AND COMMERCE | STOCKTON, CA | 2010 | Community Banks / Credit Unions | $1,500 | |
| WASHINGTON STATE BANK | WASHINGTON, LA | 2004 | Community Banks / Credit Unions | $1,500 | |
| CASTROVILLE STATE BANK | CASTROVILLE, TX | 2011 | Community Banks / Credit Unions | $1,500 | |
| FIRST CITIZENS BANK | GLENNVILLE, GA | 1998 | Community Banks / Credit Unions | $1,500 | |
| PEOPLES SECURITY BANK | LOUISA, KY | 2010 | Community Banks / Credit Unions | $1,500 | |
| FIRST CITIZENS BANK | PRESQUE ISLE, ME | 1998 | Community Banks / Credit Unions | $1,500 | |
| The First State Bank | Camargo, OK | 2014 | Community Banks / Credit Unions | $1,500 | |
| BOSTON PRIVATE BANK & TRUST COMPANY | BOSTON, MA | 1992 | Community Banks / Credit Unions | $1,500 | |
| CSB State Bank | Cynthiana, IN | 2012 | Community Banks / Credit Unions | $1,500 | |
| HUDSON UNITED BANK | UNION CITY, NJ | 1994 | Community Banks / Credit Unions | $1,500 | |
| BANK WINDSOR | NERSTRAND, MN | 1990 | Community Banks / Credit Unions | $1,500 | |
| WASHINGTON STATE BANK | WASHINGTON, LA | 2004 | Community Banks / Credit Unions | $1,500 | |
| INDEPENDENT FARMERS BANK | MAYSVILLE, MO | 2009 | Community Banks / Credit Unions | $1,500 | |
| STATE BANK, THE | FENTON, MI | 2009 | Community Banks / Credit Unions | $1,500 | |
| WINNSBORO BANK & TRUST | WINNSBORO, TX | 1998 | Community Banks / Credit Unions | $1,500 | |
| KARLSTAD STATE BANK | KARLSTAD, MN | 1993 | Community Banks / Credit Unions | $1,459 | |
| NEW EAST BANK OF NEW BERN | NEW BERN, NC | 1993 | Community Banks / Credit Unions | $1,418 | |
| THE SIMSBURY BANK & TRUST COMPANY | SIMSBURY, CT | 1996 | Community Banks / Credit Unions | $1,411 | |
| THE NEW WASHINGTON STATE BANK | NEW WASHINGTON, IN | 2010 | Community Banks / Credit Unions | $1,400 | |
| STATE BANK OF NAUVOO | NAUVOO, IL | 2007 | Community Banks / Credit Unions | $1,400 | |
| HIGHLAND BANK | ST. MICHAEL, MN | 2008 | Community Banks / Credit Unions | $1,400 | |
| FIRST MOUNTAIN BANK | BIG BEAR LAKE, CA | 2001 | Community Banks / Credit Unions | $1,400 | |
| CENTIER BANK | WHITING, IN | 2008 | Community Banks / Credit Unions | $1,400 | |
| SOUTHPORT BANK | KENOSHA, WI | 2004 | Community Banks / Credit Unions | $1,400 | |
| MCHENRY SAVINGS BANK | MCHENRY, IL | 2007 | Community Banks / Credit Unions | $1,400 | |
| CITIZENS INDEPENDENT BANK | SAINT LOUIS PARK, MN | 2010 | Community Banks / Credit Unions | $1,400 | |
| STERLING STATE BANK | AUSTIN, MN | 2008 | Community Banks / Credit Unions | $1,400 | |
| COMMUNITY BUSINESS BANK | SAUK CITY, WI | 2009 | Community Banks / Credit Unions | $1,400 | |
| MONTEREY COUNTY BANK | MONTEREY, CA | 2008 | Community Banks / Credit Unions | $1,400 | |
| GUARANTY BANK OF CALIFORNIA | LOS ANGELES, CA | 1991 | Community Banks / Credit Unions | $1,394 | |
| LYNDON GUARANTY BANK OF NEW YORK | ROCHESTER, NY | 1999 | Community Banks / Credit Unions | $1,380 |