Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
NANTUCKET SAVINGS BANK NANTUCKET, MA 1991 Community Banks / Credit Unions $600
SAN JOAQUIN BANK BAKERSFIELD, CA 2006 Community Banks / Credit Unions $600
HUSTISFORD STATE BANK HUSTISFORD, WI 1997 Community Banks / Credit Unions $600
PIKE COUNTY BANK MURFREESBORO, AR 1993 Community Banks / Credit Unions $600
THE CITIZENS BANK OF PILOT GROVE PILOT GROVE, MO 1998 Community Banks / Credit Unions $600
BENTON STATE BANK BENTON, AR 1993 Community Banks / Credit Unions $600
SEABOARD SAVINGS BANK, INC. SSB PLYMOUTH, NC 1994 Community Banks / Credit Unions $600
FIDELITY BANK OF FLORIDA MERRITT ISLAND, FL 1998 Community Banks / Credit Unions $600
THE STATE BANK RICHMOND, MO 1998 Community Banks / Credit Unions $584
FIRST STATE BANK OF GOLVA GOLVA, ND 1996 Community Banks / Credit Unions $567
RURAL AMERICAN BANK OF ISLE ISLE, MN 1991 Community Banks / Credit Unions $559
RELIANCE BANK WHITE PLAINS, NY 1997 Community Banks / Credit Unions $515
BRILL STATE BANK BRILL, WI 1998 Community Banks / Credit Unions $507
USA BANK PORT CHESTER, NY 2010 Community Banks / Credit Unions $500
BANK OF RIO VISTA RIO VISTA, CA 1998 Community Banks / Credit Unions $500
CITIZENS BANK of APPLETON CITY APPLETON CITY, MO 1998 Community Banks / Credit Unions $493
PREFERRED BANK LOS ANGELES, CA 2006 Community Banks / Credit Unions $450
FIRST PEOPLES BANK PINE MOUNTAIN, GA 1992 Community Banks / Credit Unions $450
MATTOON STATE BANK MATTOON, WI 1996 Community Banks / Credit Unions $450
AMERICAN RIVIERA BANK SANTA BARBARA, CA 2009 Community Banks / Credit Unions $440
STATE BANK OF NAUVOO NAUVOO, IL 1997 Community Banks / Credit Unions $410
STATE BANK OF KEYESPORT KEYESPORT, IL 1995 Community Banks / Credit Unions $400
BANK OF SWANTON SWANTON, NE 1994 Community Banks / Credit Unions $400
SECURITY STATE BANK OF HAMMOND HAMMOND, MN 1994 Community Banks / Credit Unions $389
The Pitney Bowes Bank, Inc. Salt Lake City, UT 2013 Community Banks / Credit Unions $347
COMMUNITY BANK OF UTICA UTICA, IL 1996 Community Banks / Credit Unions $302
CITIZENS BANK GAINESBORO, TN 1996 Community Banks / Credit Unions $300
FARMERS STATE BANK OF SUBLETTE SUBLETTE, IL 1995 Community Banks / Credit Unions $300
Simmesport State Bank Simmesport, LA 2012 Community Banks / Credit Unions $300
1st Trust Bank, Inc. Hazard, KY 2012 Community Banks / Credit Unions $300
NORWALK SAVINGS SOCIETY NORWALK, CT 1993 Community Banks / Credit Unions $300
SUMMIT STATE BANK ROHNERT PARK, CA 2000 Community Banks / Credit Unions $300
TOMPKINS COUNTY TRUST COMPANY ITHACA, NY 1994 Community Banks / Credit Unions $300
SUNWEST BANK OF GALLUP GALLUP, NM 1993 Community Banks / Credit Unions $300
BANK OF DOWNING DOWNING, MO 1993 Community Banks / Credit Unions $300
FIRST BANK WADLEY, AL 1997 Community Banks / Credit Unions $300
NORTHERN CENTRAL BANK WILLIAMSPORT, PA 1993 Community Banks / Credit Unions $300
First Virginia Community Bank Fairfax, VA 2012 Community Banks / Credit Unions $300
Thrivent Trust Company Appleton, WI 2014 Community Banks / Credit Unions $300
CRESTED BUTTE STATE BANK CRESTED BUTTE, CO 1993 Community Banks / Credit Unions $300
THE STOCKMANS BANK OF HARMAN HARMAN, WV 1993 Community Banks / Credit Unions $232
BANK OF INOLA INOLA, OK 1993 Community Banks / Credit Unions $211
BANK OF GREELEYVILLE GREELEYVILLE, SC 1993 Community Banks / Credit Unions $200
PARADISE FINANCE, INC. HONOLULU, HI 1991 Community Banks / Credit Unions $200
Columbia Savings and Loan Association Milwaukee, WI 2015 Community Banks / Credit Unions $127
Choice Financial Group Fargo, ND 2022 Community Banks / Credit Unions $0
Car Repair Shop Owner and His Son Admit To Drug Trafficking and Armed Commercial Burglaries , MD 2026 Community Banks / Credit Unions $0
Live Life Federal Credit Union Fraser, MI 2019 Community Banks / Credit Unions $0
Inter-American Federal Credit Union Brooklyn, NY 2017 Community Banks / Credit Unions $0
Delaware County Nightclub Owners , DE 2006 Community Banks / Credit Unions $0
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