Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Park National Bank Newark, OH 2015 Community Banks / Credit Unions $9M
Ameris Bank Jacksonville, FL 2016 Community Banks / Credit Unions $9M
Castle & Cooke Mortgage, LLC; Matthew A. Pineda, individually; and Buck L. Hawkins , 2013 Community Banks / Credit Unions $9M
TMX Finance LLC , 2016 Community Banks / Credit Unions $9M
Washington Trust Company Westerly, RI 2016 Community Banks / Credit Unions $9M
California Man , CA 2025 Community Banks / Credit Unions $9M
Citizens Bank, N.A. , 2020 Community Banks / Credit Unions $9M
Trustmark National Bank Jackson, MS 2014 Community Banks / Credit Unions $8.8M
RAM Payment, LLC, also dba Reliant; Account Management Systems, LLC, fka Reliant Account Management; Gregory Winters; and Stephen Chaya , 2022 Community Banks / Credit Unions $8.7M
Cadence Bank, N.A. Houston, TX 2013 Community Banks / Credit Unions $8.5M
San Diego Woman , CA 2025 Community Banks / Credit Unions $8.5M
$8.39 Million , NY 2025 Community Banks / Credit Unions $8.4M
American Express Centurion Bank Salt Lake City, UT 2012 Community Banks / Credit Unions $8.3M
DriveTime Automotive Group, Inc. and DT Acceptance Corp , 2014 Community Banks / Credit Unions $8M
Exactech , AL 2025 Community Banks / Credit Unions $8M
Los Angeles Check Cashing Store , CA 2026 Community Banks / Credit Unions $8M
Clarity Services, Inc., and Timothy Ranney , 2015 Community Banks / Credit Unions $8M
Nationwide Biweekly Administration, Inc., Loan Payment Administration LLC, and Daniel S. Lipsky , 2015 Community Banks / Credit Unions $7.9M
Florida Attorney Admits Role in $7.5 Million Bank Extortion Scheme , CA 2026 Community Banks / Credit Unions $7.5M
The Bancorp Bank Wilmington, DE 2013 Community Banks / Credit Unions $7.5M
The Bancorp Bank WILMINGTON, DE 2019 Community Banks / Credit Unions $7.5M
SMART Payment Plan, LLC , 2020 Community Banks / Credit Unions $7.5M
Fairway Independent Mortgage Corporation , 2024 Community Banks / Credit Unions $7M
Pacific National Bank Miami, FL 2005 Community Banks / Credit Unions $7M
and Consumer Financial Protection Bureau Reach , AR 2016 Community Banks / Credit Unions $7M
Settles False Claims Act Action against Estate and Trusts of Layton P. Stuart for $4 Million , AR 2015 Community Banks / Credit Unions $6.9M
Manhattan Attorney Charges Debt , NY 2013 Community Banks / Credit Unions $6.6M
Citadel Federal Credit Union Exton, PA 2017 Community Banks / Credit Unions $6.5M
Energy Company , OH 2013 Community Banks / Credit Unions $6.5M
Dealers’ Financial Services, LLC , 2013 Community Banks / Credit Unions $6.5M
U.S. Bank National Association , 2013 Community Banks / Credit Unions $6.5M
Interstate Auto Group, Inc. aka. CarHop, and Universal Acceptance Corporation , 2015 Community Banks / Credit Unions $6.5M
Atlantic Union Bank , 2023 Community Banks / Credit Unions $6.2M
Atlantic Union Bank Richmond, VA 2017 Community Banks / Credit Unions $6.2M
Financial Fraud Enforcement Task Force Announces , DE 2010 Community Banks / Credit Unions $6.1M
Sterling Infosystems, Inc. , 2019 Community Banks / Credit Unions $6M
Money Launderer Sentenced To 30 Months In Prison For Laundering Millions Of Dollars Of Health Care Fraud Proceeds , NY 2026 Community Banks / Credit Unions $6M
Swiss Businessman Extradited to the , NV 2026 Community Banks / Credit Unions $6M
Pamrapo Savings Bank, S.L.A. Bayonne, NJ 2005 Community Banks / Credit Unions $6M
Illinois Man , CO 2025 Community Banks / Credit Unions $6M
Former TD Bank Employee , FL 2026 Community Banks / Credit Unions $5.5M
Manitowoc County Woman , WI 2025 Community Banks / Credit Unions $5.4M
Universal Debt & Payment Solutions, LLC, Universal Debt Solutions, LLC, WNY Account Solutions, LLC, and Associated Companies and Individuals , 2015 Community Banks / Credit Unions $5.3M
Carrington Mortgage Services, LLC , 2022 Community Banks / Credit Unions $5.3M
Two vendors , CA 2025 Community Banks / Credit Unions $5.1M
Security Group, Inc., Security Finance Corporation of Spartanburg, Professional Financial Services Corp., et al. , 2018 Community Banks / Credit Unions $5M
Pennsylvania Higher Education Assistance Agency, and National Collegiate Student Loan Trusts , 2024 Community Banks / Credit Unions $5M
Trustee Program Reaches $5 Million , GA 2018 Community Banks / Credit Unions $5M
TransUnion, Trans Union LLC, and TransUnion Interactive, Inc. , 2023 Community Banks / Credit Unions $5M
Freedom Debt Relief, LLC and Andrew Housser , 2017 Community Banks / Credit Unions $5M
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