Compliance Violation Case Library

3,071 documented enforcement actions across 65 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Prospect Mortgage, LLC , CA 2017 Community Banks / Credit Unions $4.2M
Reaches $4 Million , CA 2016 Community Banks / Credit Unions $4.1M
Florida Real Estate Broker , FL 2023 Community Banks / Credit Unions $4M
Final man , TX 2025 Community Banks / Credit Unions $4M
Railroad Company , SC 2010 Community Banks / Credit Unions $4M
Nissan Motor Acceptance Corporation , 2020 Community Banks / Credit Unions $4M
JPay, LLC , 2021 Community Banks / Credit Unions $4M
Freedom Mortgage Corporation , 2023 Community Banks / Credit Unions $4M
UNITED COMMERCIAL BANK SAN FRANCISCO, CA 2011 Community Banks / Credit Unions $3.9M
Kansas City Man , KS 2026 Community Banks / Credit Unions $3.9M
Conduent Education Services, LLC , 2019 Community Banks / Credit Unions $3.9M
Equifax Inc. and Equifax Consumer Services LLC , 2017 Community Banks / Credit Unions $3.8M
Timemark, Inc., Timothy Lenihan, Sr., Mark Nagler, and Casey Gassaway , 2020 Community Banks / Credit Unions $3.8M
STATE BANK OF INDIA;STATE BANK OF INDIA PARK AVENUE BRANCH;STATE BANK OF INDIA BROADWAY BRANCH;STATE BANK OF INDIA CHICAGO BRANCH;STATE BANK OF INDIA FLUSHING BRANCH N/A;NEW YORK;NEW YORK;CHICAGO;FLUSHING, 2001 Community Banks / Credit Unions $3.8M
Citibank, N.A. , 2017 Community Banks / Credit Unions $3.8M
Pittsburgh Investment Manager , PA 2026 Community Banks / Credit Unions $3.7M
Sierra Pacific Mortgage , 2019 Community Banks / Credit Unions $3.7M
Beko Technologies , GA 2025 Community Banks / Credit Unions $3.7M
Attorney Announces $3.64 Million , NY 2022 Community Banks / Credit Unions $3.6M
Flurish, Inc., d/b/a LendUp , 2016 Community Banks / Credit Unions $3.6M
American Express Centurion Bank Salt Lake City, UT 2013 Community Banks / Credit Unions $3.6M
Chevron , TX 2026 Community Banks / Credit Unions $3.6M
Reaches Lending Discrimination , FL 2012 Community Banks / Credit Unions $3.6M
Willamette Legacy, LLC dba Keller Williams Mid-Willamette , 2017 Community Banks / Credit Unions $3.5M
Planet Home Lending, LLC , 2017 Community Banks / Credit Unions $3.5M
RGC Services, Inc. dba Re/Max Gold Coast Realtors , 2017 Community Banks / Credit Unions $3.5M
Student Loan Pro, Judith Noh, Syed Faisal Gilani, and FNZA Marketing, LLC , 2021 Community Banks / Credit Unions $3.5M
FORMER TALLAHASSEE MAN , FL 2025 Community Banks / Credit Unions $3.5M
Main Street Personal Finance, Inc., ACAC, Inc. d/b/a Approved Cash Advance, and Quik Lend, Inc. , 2020 Community Banks / Credit Unions $3.5M
Bank of Mingo Williamson, WV 2015 Community Banks / Credit Unions $3.5M
Prospect Mortgage LLC , 2017 Community Banks / Credit Unions $3.5M
Edmiston Marketing, LLC d/b/a Easy Military Travel, Brandon Edmiston , 2019 Community Banks / Credit Unions $3.5M
Louisville Woman , KY 2026 Community Banks / Credit Unions $3.4M
Macon Check Cashing Manager , GA 2026 Community Banks / Credit Unions $3.4M
Harrisburg Woman Sentenced To 41 Months in Prison for Health Care Fraud And Bank Fraud Charges , PA 2025 Community Banks / Credit Unions $3.3M
Sallie Mae Bank Salt Lake City, UT 2014 Community Banks / Credit Unions $3.3M
Sallie Mae Bank Salt Lake City, UT 2014 Community Banks / Credit Unions $3.3M
ESSA Bank & Trust Stroudsburg, PA 2017 Community Banks / Credit Unions $3.3M
Security National Automotive Acceptance Company, LLC. , 2015 Community Banks / Credit Unions $3.3M
Chime Financial, Inc. , 2024 Community Banks / Credit Unions $3.3M
Enova International, Inc. , 2019 Community Banks / Credit Unions $3.2M
Attorney Announces $3.2 Million , NY 2026 Community Banks / Credit Unions $3.2M
Certified Forensic Loan Auditors, LLC, Andrew Lehman, and Michael Carrigan , 2019 Community Banks / Credit Unions $3M
Global Tel Link Corporation d/b/a ViaPath Technologies; Telmate, LLC d/b/a ViaPath Technologies; and TouchPay Holdings, LLC d/b/a GTL Financial Services , 2024 Community Banks / Credit Unions $3M
Queens Man , NJ 2025 Community Banks / Credit Unions $3M
Experian Holdings, Inc., Experian Information Solutions, Inc., and ConsumerInfo.com, Inc., dba Experian Consumer Services , 2017 Community Banks / Credit Unions $3M
Fay Servicing, LLC , 2024 Community Banks / Credit Unions $3M
National Credit Adjusters, LLC and Bradley Hochstein , 2018 Community Banks / Credit Unions $3M
Rockland County Man , NY 2026 Community Banks / Credit Unions $3M
Citizens Bank of Pennsylvania Philadelphia, PA 2015 Community Banks / Credit Unions $3M
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