Compliance Violation Case Library

3,071 documented enforcement actions across 65 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Fifth Third Bank , 2015 Community Banks / Credit Unions $3M
Citizens Bank of Pennsylvania Philadelphia, PA 2015 Community Banks / Credit Unions $3M
Bucks County , NJ 2016 Community Banks / Credit Unions $2.9M
Brooklyn Church Pastor , NY 2025 Community Banks / Credit Unions $2.9M
Manufacturers and Traders Trust Company , 2014 Community Banks / Credit Unions $2.9M
Ukrainian-Israeli Man , GA 2025 Community Banks / Credit Unions $2.8M
Hello Digit, LLC , 2022 Community Banks / Credit Unions $2.7M
Continental Finance Company, LLC , 2015 Community Banks / Credit Unions $2.7M
Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp , 2019 Community Banks / Credit Unions $2.7M
Labor Organizations , CA 2025 Community Banks / Credit Unions $2.7M
Florida Man , FL 2026 Community Banks / Credit Unions $2.6M
Caterpillar Inc. , CA 2011 Community Banks / Credit Unions $2.5M
False Claims Act Lawsuits Filed Against Two Individuals for Fraudulently Obtaining Pandemic Relief Funds , ME 2025 Community Banks / Credit Unions $2.5M
Attorney's Office Announces $2.5 Million , NY 2017 Community Banks / Credit Unions $2.5M
Transworld Systems, Inc. , 2017 Community Banks / Credit Unions $2.5M
Ashburn Woman Convicted Of $2.5 Million Pandemic Fraud , 2026 Community Banks / Credit Unions $2.5M
NorCrown Bank LIVINGSTON, NJ 2005 Community Banks / Credit Unions $2.5M
False Claims Act Lawsuits Filed Against Three Individuals for Fraudulently Obtaining Pandemic Relief Funds , CO 2024 Community Banks / Credit Unions $2.4M
COLUMBUS BANK AND TRUST COMPANY COLUMBUS, GA 2008 Community Banks / Credit Unions $2.4M
Townstone Financial, Inc. and Barry Sturner , 2020 Community Banks / Credit Unions $2.4M
New Day Financial, LLC , 2024 Community Banks / Credit Unions $2.3M
WEX Bank Midvale, UT 2015 Community Banks / Credit Unions $2.2M
First NBC Bank NEW ORLEANS, LA 2020 Community Banks / Credit Unions $2.2M
Obtains $600,000 , NC 2019 Community Banks / Credit Unions $2.2M
Omni Financial of Nevada, Inc. , 2020 Community Banks / Credit Unions $2.2M
Former , NJ 2018 Community Banks / Credit Unions $2.1M
Auto Dealership , PA 2018 Community Banks / Credit Unions $2M
New Day Financial, LLC , 2015 Community Banks / Credit Unions $2M
Lehigh County Man , PA 2025 Community Banks / Credit Unions $2M
Woodland Hills Film Production Accountant , 2026 Community Banks / Credit Unions $2M
Daniel A. Rosen, Inc., d/b/a Credit Repair Cloud, and Daniel Rosen , 2021 Community Banks / Credit Unions $2M
The Bancorp Bank Wilmington, DE 2018 Community Banks / Credit Unions $2M
Head Of Annandale , VA 2014 Community Banks / Credit Unions $2M
Lending Club , CA 2018 Community Banks / Credit Unions $2M
Lone Star National Bank Pharr, TX 2012 Community Banks / Credit Unions $2M
Comenity Bank Wilmington, DE 2015 Community Banks / Credit Unions $2M
The First State Bank Camargo, OK 2016 Community Banks / Credit Unions $1.9M
California Agricultural Companies and Their Owner , CA 2023 Community Banks / Credit Unions $1.8M
Romanian National Set to , FL 2025 Community Banks / Credit Unions $1.8M
Umpqua Bank ROSEBURG, OR 2021 Community Banks / Credit Unions $1.8M
Romanian National , FL 2025 Community Banks / Credit Unions $1.8M
Low VA Rates, LLC , 2020 Community Banks / Credit Unions $1.8M
Former Office Manager , MD 2025 Community Banks / Credit Unions $1.8M
Civil Complaint And , 2019 Community Banks / Credit Unions $1.8M
Secures Third , FL 2025 Community Banks / Credit Unions $1.8M
Nationstar Mortgage LLC , 2017 Community Banks / Credit Unions $1.8M
Freedom Mortgage Corporation , 2019 Community Banks / Credit Unions $1.8M
MoneyLion Technologies Inc., ML Plus, LLC, and other subsidiaries , 2022 Community Banks / Credit Unions $1.8M
WEX Bank Midvale, UT 2015 Community Banks / Credit Unions $1.8M
Iowa Farmer , IA 2025 Community Banks / Credit Unions $1.8M
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