Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
TransUnion, Trans Union LLC, and TransUnion Interactive, Inc. , 2023 Community Banks / Credit Unions $5M
Citizens Bank of Pennsylvania Philadelphia, PA 2013 Community Banks / Credit Unions $5M
Fifth Third Bank, N.A. , 2024 Community Banks / Credit Unions $5M
Freedom Debt Relief, LLC and Andrew Housser , 2017 Community Banks / Credit Unions $5M
Security Group, Inc., Security Finance Corporation of Spartanburg, Professional Financial Services Corp., et al. , 2018 Community Banks / Credit Unions $5M
ACE Cash Express, Inc. , 2014 Community Banks / Credit Unions $5M
JPL Recovery Solutions, LLC; Check Security Associates, LLC (dba Warner Location Services, Pinnacle Location Services, and Orchard Payment Processing Systems); ROC Asset Solutions LLC (dba API Recovery Solutions and Northern Information Services); Regency , 2020 Community Banks / Credit Unions $5M
Federal Court Approves , 2023 Community Banks / Credit Unions $5M
FirstCash, Inc., Cash America West, Inc., and First Cash Subsidiaries , 2021 Community Banks / Credit Unions $5M
Seterus, Inc. and Kyanite Services, Inc. , 2020 Community Banks / Credit Unions $4.9M
CommerceWest Bank Admits Bank Secrecy Act Violation and Reaches $4.9 Million , CA 2015 Community Banks / Credit Unions $4.9M
Columbus Bank and Trust Company COLUMBUS, GA 2008 Community Banks / Credit Unions $4.8M
Jacksonville Man , FL 2025 Community Banks / Credit Unions $4.8M
JPMorgan Chase Bank, N.A. , 2017 Community Banks / Credit Unions $4.6M
Former Ohio Senate Candidate , OH 2025 Community Banks / Credit Unions $4.5M
First of a pair of men charged in massive stolen goods trafficking scheme enters guilty plea , OR 2025 Community Banks / Credit Unions $4.5M
Second of pair of men operating massive stolen goods trafficking scheme , OR 2025 Community Banks / Credit Unions $4.5M
Baltimore County Serial Fraudster Sentenced to Five Years in Federal Prison and Ordered , MD 2026 Community Banks / Credit Unions $4.3M
Utah-Based Lender , CO 2016 Community Banks / Credit Unions $4.3M
Mortgage Lender , MI 2014 Community Banks / Credit Unions $4.2M
Prospect Mortgage, LLC , CA 2017 Community Banks / Credit Unions $4.2M
Reaches $4 Million , CA 2016 Community Banks / Credit Unions $4.1M
Florida Real Estate Broker , FL 2023 Community Banks / Credit Unions $4M
Railroad Company , SC 2010 Community Banks / Credit Unions $4M
JPay, LLC , 2021 Community Banks / Credit Unions $4M
Nissan Motor Acceptance Corporation , 2020 Community Banks / Credit Unions $4M
Final man , TX 2025 Community Banks / Credit Unions $4M
Freedom Mortgage Corporation , 2023 Community Banks / Credit Unions $4M
UNITED COMMERCIAL BANK SAN FRANCISCO, CA 2011 Community Banks / Credit Unions $3.9M
Kansas City Man , KS 2026 Community Banks / Credit Unions $3.9M
Conduent Education Services, LLC , 2019 Community Banks / Credit Unions $3.9M
Equifax Inc. and Equifax Consumer Services LLC , 2017 Community Banks / Credit Unions $3.8M
Timemark, Inc., Timothy Lenihan, Sr., Mark Nagler, and Casey Gassaway , 2020 Community Banks / Credit Unions $3.8M
STATE BANK OF INDIA;STATE BANK OF INDIA PARK AVENUE BRANCH;STATE BANK OF INDIA BROADWAY BRANCH;STATE BANK OF INDIA CHICAGO BRANCH;STATE BANK OF INDIA FLUSHING BRANCH N/A;NEW YORK;NEW YORK;CHICAGO;FLUSHING, 2001 Community Banks / Credit Unions $3.8M
Citibank, N.A. , 2017 Community Banks / Credit Unions $3.8M
Pittsburgh Investment Manager , PA 2026 Community Banks / Credit Unions $3.7M
Sierra Pacific Mortgage , 2019 Community Banks / Credit Unions $3.7M
Beko Technologies , GA 2025 Community Banks / Credit Unions $3.7M
Attorney Announces $3.64 Million , NY 2022 Community Banks / Credit Unions $3.6M
Flurish, Inc., d/b/a LendUp , 2016 Community Banks / Credit Unions $3.6M
American Express Centurion Bank Salt Lake City, UT 2013 Community Banks / Credit Unions $3.6M
Chevron , TX 2026 Community Banks / Credit Unions $3.6M
Reaches Lending Discrimination , FL 2012 Community Banks / Credit Unions $3.6M
Willamette Legacy, LLC dba Keller Williams Mid-Willamette , 2017 Community Banks / Credit Unions $3.5M
Student Loan Pro, Judith Noh, Syed Faisal Gilani, and FNZA Marketing, LLC , 2021 Community Banks / Credit Unions $3.5M
Main Street Personal Finance, Inc., ACAC, Inc. d/b/a Approved Cash Advance, and Quik Lend, Inc. , 2020 Community Banks / Credit Unions $3.5M
FORMER TALLAHASSEE MAN , FL 2025 Community Banks / Credit Unions $3.5M
RGC Services, Inc. dba Re/Max Gold Coast Realtors , 2017 Community Banks / Credit Unions $3.5M
Prospect Mortgage LLC , 2017 Community Banks / Credit Unions $3.5M
Bank of Mingo Williamson, WV 2015 Community Banks / Credit Unions $3.5M
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