Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Prospect Mortgage LLC , 2017 Community Banks / Credit Unions $3.5M
Edmiston Marketing, LLC d/b/a Easy Military Travel, Brandon Edmiston , 2019 Community Banks / Credit Unions $3.5M
Louisville Woman , KY 2026 Community Banks / Credit Unions $3.4M
Macon Check Cashing Manager , GA 2026 Community Banks / Credit Unions $3.4M
Harrisburg Woman Sentenced To 41 Months in Prison for Health Care Fraud And Bank Fraud Charges , PA 2025 Community Banks / Credit Unions $3.3M
Sallie Mae Bank Salt Lake City, UT 2014 Community Banks / Credit Unions $3.3M
Sallie Mae Bank Salt Lake City, UT 2014 Community Banks / Credit Unions $3.3M
ESSA Bank & Trust Stroudsburg, PA 2017 Community Banks / Credit Unions $3.3M
Security National Automotive Acceptance Company, LLC. , 2015 Community Banks / Credit Unions $3.3M
Chime Financial, Inc. , 2024 Community Banks / Credit Unions $3.3M
Attorney Announces $3.2 Million , NY 2026 Community Banks / Credit Unions $3.2M
Enova International, Inc. , 2019 Community Banks / Credit Unions $3.2M
Citizens Bank of Pennsylvania Philadelphia, PA 2015 Community Banks / Credit Unions $3M
Fifth Third Bank , 2015 Community Banks / Credit Unions $3M
Global Tel Link Corporation d/b/a ViaPath Technologies; Telmate, LLC d/b/a ViaPath Technologies; and TouchPay Holdings, LLC d/b/a GTL Financial Services , 2024 Community Banks / Credit Unions $3M
Experian Holdings, Inc., Experian Information Solutions, Inc., and ConsumerInfo.com, Inc., dba Experian Consumer Services , 2017 Community Banks / Credit Unions $3M
Fay Servicing, LLC , 2024 Community Banks / Credit Unions $3M
Rockland County Man , NY 2026 Community Banks / Credit Unions $3M
The Bancorp Bank Wilmington, DE 2015 Community Banks / Credit Unions $3M
Queens Man , NJ 2025 Community Banks / Credit Unions $3M
National Credit Adjusters, LLC and Bradley Hochstein , 2018 Community Banks / Credit Unions $3M
Certified Forensic Loan Auditors, LLC, Andrew Lehman, and Michael Carrigan , 2019 Community Banks / Credit Unions $3M
Bucks County , NJ 2016 Community Banks / Credit Unions $2.9M
Brooklyn Church Pastor , NY 2025 Community Banks / Credit Unions $2.9M
Manufacturers and Traders Trust Company , 2014 Community Banks / Credit Unions $2.9M
Ukrainian-Israeli Man , GA 2025 Community Banks / Credit Unions $2.8M
Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp , 2019 Community Banks / Credit Unions $2.7M
Continental Finance Company, LLC , 2015 Community Banks / Credit Unions $2.7M
Hello Digit, LLC , 2022 Community Banks / Credit Unions $2.7M
Labor Organizations , CA 2025 Community Banks / Credit Unions $2.7M
Florida Man , FL 2026 Community Banks / Credit Unions $2.6M
Caterpillar Inc. , CA 2011 Community Banks / Credit Unions $2.5M
False Claims Act Lawsuits Filed Against Two Individuals for Fraudulently Obtaining Pandemic Relief Funds , ME 2025 Community Banks / Credit Unions $2.5M
Ashburn Woman Convicted Of $2.5 Million Pandemic Fraud , 2026 Community Banks / Credit Unions $2.5M
Attorney's Office Announces $2.5 Million , NY 2017 Community Banks / Credit Unions $2.5M
NorCrown Bank LIVINGSTON, NJ 2005 Community Banks / Credit Unions $2.5M
Transworld Systems, Inc. , 2017 Community Banks / Credit Unions $2.5M
False Claims Act Lawsuits Filed Against Three Individuals for Fraudulently Obtaining Pandemic Relief Funds , CO 2024 Community Banks / Credit Unions $2.4M
COLUMBUS BANK AND TRUST COMPANY COLUMBUS, GA 2008 Community Banks / Credit Unions $2.4M
Townstone Financial, Inc. and Barry Sturner , 2020 Community Banks / Credit Unions $2.4M
New Day Financial, LLC , 2024 Community Banks / Credit Unions $2.3M
WEX Bank Midvale, UT 2015 Community Banks / Credit Unions $2.2M
Obtains $600,000 , NC 2019 Community Banks / Credit Unions $2.2M
First NBC Bank NEW ORLEANS, LA 2020 Community Banks / Credit Unions $2.2M
Omni Financial of Nevada, Inc. , 2020 Community Banks / Credit Unions $2.2M
Former , NJ 2018 Community Banks / Credit Unions $2.1M
Lehigh County Man , PA 2025 Community Banks / Credit Unions $2M
Lending Club , CA 2018 Community Banks / Credit Unions $2M
Auto Dealership , PA 2018 Community Banks / Credit Unions $2M
Lone Star National Bank Pharr, TX 2012 Community Banks / Credit Unions $2M
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