Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Nationstar Mortgage LLC , 2017 Community Banks / Credit Unions $1.8M
Ring of Thieves , FL 2026 Community Banks / Credit Unions $1.7M
Phoenix Financial Services, LLC , 2023 Community Banks / Credit Unions $1.7M
The Sues Reunion Mortgage and its Owner, President, and Designated Broker under the False Claims Act , 2013 Community Banks / Credit Unions $1.6M
Manager at Long Island Company , NY 2025 Community Banks / Credit Unions $1.6M
Files False Claims Act Complaint Against Klickitat County Farm-Owner Rick T. Gray for Defrauding Federal Crop Insurance , WA 2021 Community Banks / Credit Unions $1.6M
Trans-Fast Remittance LLC , 2020 Community Banks / Credit Unions $1.6M
Specialized Loan Servicing, LLC , 2020 Community Banks / Credit Unions $1.5M
Triton Management Group, Inc. , 2018 Community Banks / Credit Unions $1.5M
Trustee Program’s , NY 2013 Community Banks / Credit Unions $1.5M
VyStar Credit Union Jacksonville, FL 2022 Community Banks / Credit Unions $1.5M
Metro Bank Lemoyne, PA 2012 Community Banks / Credit Unions $1.5M
Prime Credit, L.L.C., IMC Capital, L.L.C., Commercial Credit Consultants, Blake Johnson, Eric Schlegel, Park View Law, and Arthur Barens , 2017 Community Banks / Credit Unions $1.5M
Jacksonville Minister , FL 2026 Community Banks / Credit Unions $1.5M
New Century Financial Services, Inc. , 2016 Community Banks / Credit Unions $1.5M
VyStar Credit Union , 2024 Community Banks / Credit Unions $1.5M
Two Men , CA 2025 Community Banks / Credit Unions $1.5M
Chime, Inc. d/b/a Sendwave , 2023 Community Banks / Credit Unions $1.5M
Bank of England ENGLAND, AR 2024 Community Banks / Credit Unions $1.5M
Draper & Kramer Mortgage Corporation , 2025 Community Banks / Credit Unions $1.5M
Prince George’s County Man , MD 2025 Community Banks / Credit Unions $1.5M
Suburban Chicago Man Sentenced To More Than Five Years In Prison For $1.5 Million COVID , 2021 Community Banks / Credit Unions $1.5M
Secures , AK 2025 Community Banks / Credit Unions $1.5M
First National Community Bank Dunmore, PA 2005 Community Banks / Credit Unions $1.5M
Pressler & Pressler, LLP, Sheldon H. Pressler, and Gerard J. Felt , 2016 Community Banks / Credit Unions $1.5M
Attorney Reaches $1.47 Million Civil Fraud , NY 2024 Community Banks / Credit Unions $1.5M
BounceBack, Inc. and Gale Krieg , 2020 Community Banks / Credit Unions $1.4M
Ukrainian , AZ 2025 Community Banks / Credit Unions $1.4M
Texas and Maryland women , MD 2026 Community Banks / Credit Unions $1.4M
Announces , NJ 2010 Community Banks / Credit Unions $1.4M
Connecticut CPA , CT 2025 Community Banks / Credit Unions $1.4M
Kansas City Woman , KS 2026 Community Banks / Credit Unions $1.4M
Meracord LLC and Linda Remsberg , 2013 Community Banks / Credit Unions $1.4M
Leominster Man , MA 2026 Community Banks / Credit Unions $1.4M
HomeStreet Bank SEATTLE, WA 2019 Community Banks / Credit Unions $1.4M
Lobel Financial Corporation , 2020 Community Banks / Credit Unions $1.3M
APPALACHIAN COMMUNITY BANK ELLIJAY, GA 2011 Community Banks / Credit Unions $1.3M
Announces Actions to , TN 2022 Community Banks / Credit Unions $1.3M
Ashburn man , VA 2026 Community Banks / Credit Unions $1.3M
Meridian Title Corporation , 2017 Community Banks / Credit Unions $1.3M
Security National Automotive Acceptance Company, LLC , 2017 Community Banks / Credit Unions $1.3M
Edmond Man , OK 2025 Community Banks / Credit Unions $1.3M
Alma Bank ASTORIA, NY 2019 Community Banks / Credit Unions $1.3M
Cape Elizabeth Man Enters Civil , ME 2025 Community Banks / Credit Unions $1.2M
Creator Of “OnlyFake” Charged And , NY 2026 Community Banks / Credit Unions $1.2M
Cleaning Service Owner , NV 2026 Community Banks / Credit Unions $1.2M
REPUBLIC BANK BLANCHARD, LA 1990 Community Banks / Credit Unions $1.2M
Owner of Jet Charter Company , FL 2021 Community Banks / Credit Unions $1.2M
Fay Servicing, LLC , 2017 Community Banks / Credit Unions $1.1M
American Bank of Oklahoma Tulsa, OK 2017 Community Banks / Credit Unions $1.1M
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