Compliance Violation Case Library

1,000 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Neosho Woman , MO 2017 Municipal Government $4M
Small Business Investment Company , NY 2025 Municipal Government $4M
MIDDLETOWN AIRFIELD SITE , 1994 Municipal Government $4M
Disbarred Lawyer Found Guilty of Multiple Felonies for Stealing Client , AZ 2021 Municipal Government $3.9M
Department of Justice Opposes Unfair Attorney Fee Arrangement in Class Action , IL 2019 Municipal Government $3.8M
Obtains $1.25 Million , OK 2021 Municipal Government $3.8M
Reaches $5 Million , CA 2014 Municipal Government $3.8M
Two , MD 2025 Municipal Government $3.8M
Government , CT 2015 Municipal Government $3.6M
City of Seattle , WA 2016 Municipal Government $3.5M
Former Executive of Commercial Roofing Company , FL 2026 Municipal Government $3.5M
Lynchburg Store Owner , 2026 Municipal Government $3.5M
Allergan , MD 2018 Municipal Government $3.5M
Georgia Non-Profit Entity , FL 2025 Municipal Government $3.5M
Youth Rehabilitation Center , AL 2022 Municipal Government $3.5M
Surgical Care Affiliates And Orlando Surgery Center , FL 2021 Municipal Government $3.4M
Head of Consulting Firm Eclipse Capital Partners , PA 2025 Municipal Government $3.3M
Justice Department, EPA and State of Colorado , CO 2022 Municipal Government $3.3M
Williams-Sonoma Ordered , CA 2024 Municipal Government $3.2M
Owner of New Jersey Company Admits to Evading Customs Duties and His Company , NJ 2024 Municipal Government $3.1M
California Attorneys Charged With Misappropriating , CA 2023 Municipal Government $3.1M
Four Pennsylvania-Based Companies and Two Individuals , PA 2016 Municipal Government $3M
Proposed Class Action , IL 2019 Municipal Government $3M
Settlement with and Pennsylvania Requires Consol Energy to Implement Water Management Upgrades to Protect Ohio River , OH 2016 Municipal Government $3M
Martin County Man , FL 2026 Municipal Government $3M
Announces , NY 2013 Municipal Government $2.9M
Chinese-Owned Concrete Equipment Manufacturer , MN 2025 Municipal Government $2.9M
Dauphin County Man , PA 2026 Municipal Government $2.9M
Food Products Manufacturer FrieslandCampina , DE 2023 Municipal Government $2.9M
Manhattan Attorney Announces $2.775 Million , NY 2020 Municipal Government $2.8M
Whitehall Borough Resident , FL 2026 Municipal Government $2.8M
Red Ventures, LLC And MYMOVE, LLC , NC 2023 Municipal Government $2.8M
General Electric Hitachi Nuclear Energy Americas , NC 2014 Municipal Government $2.7M
Placer County Man , 2025 Municipal Government $2.7M
Sentient Science , NY 2018 Municipal Government $2.7M
Michigan Small Business, Slifco Electric, LLC, , MI 2025 Municipal Government $2.6M
GPS Manufacturer , AZ 2024 Municipal Government $2.6M
Government Reaches $2.5 Million , 2016 Municipal Government $2.5M
Justice Department, EPA and State of Colorado Announce , CO 2020 Municipal Government $2.5M
PennEnergy Resources , PA 2024 Municipal Government $2.4M
Texas Couple , CA 2026 Municipal Government $2.4M
Department of Justice Grantee , GA 2014 Municipal Government $2.4M
Credit Repair Company , TX 2014 Municipal Government $2.4M
Textile importer , GA 2018 Municipal Government $2.3M
Three Importers , CA 2015 Municipal Government $2.3M
Dell and Iron Bow , AL 2024 Municipal Government $2.3M
Samsung Electronics America , MD 2014 Municipal Government $2.3M
Online Seller of Infant Formula , KS 2025 Municipal Government $2.3M
Citation Companies , CO 2017 Municipal Government $2.3M
South Charleston Man , VA 2026 Municipal Government $2.3M
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