Continuously updated · Primary sources only

Compliance violation case library

45,211 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Thrivent Trust Company Appleton, WI 2014 Community Banks / Credit Unions $300
CRESTED BUTTE STATE BANK CRESTED BUTTE, CO 1993 Community Banks / Credit Unions $300
FIRST BANK WADLEY, AL 1997 Community Banks / Credit Unions $300
1st Trust Bank, Inc. Hazard, KY 2012 Community Banks / Credit Unions $300
TOMPKINS COUNTY TRUST COMPANY ITHACA, NY 1994 Community Banks / Credit Unions $300
THE STOCKMANS BANK OF HARMAN HARMAN, WV 1993 Community Banks / Credit Unions $232
BANK OF INOLA INOLA, OK 1993 Community Banks / Credit Unions $211
BANK OF GREELEYVILLE GREELEYVILLE, SC 1993 Community Banks / Credit Unions $200
PARADISE FINANCE, INC. HONOLULU, HI 1991 Community Banks / Credit Unions $200
Columbia Savings and Loan Association Milwaukee, WI 2015 Community Banks / Credit Unions $127
Attorney General Swanson Asks Federal Agency to Investigate Complaints against Humana by Medicare Patients , MN 2026 Healthcare / General $0
Former Wellcare Chief Executive Sentenced for Health Care Fraud , FL 2026 Healthcare General $0
Woman Sentenced To 3 Years In Federal Prison For Health Care Fraud Schemes , CT 2026 Healthcare General $0
Attorney General Ford Announces Sentencing of Medicaid Provider , NV 2018 Healthcare General $0
AG Yost’s Health Care Fraud Section Earns National Recognition for Its Effectiveness , OH 2026 Healthcare / General $0
Bellevue women , 2026 Healthcare / General $0
Coffee Co. Woman Charged With TennCare Drug Fraud , 2026 Healthcare / General $0
Sacramento Area Home Health Care and Hospice Agencies Owner Sentenced to 18 Months in Prison for Conspiring to Defraud M , 2026 Home Health / Home Care $0
Indian River County Certified Nursing Assistant Arrested for Battery of a Senior Citizen , FL 2026 Healthcare / General $0
Obion Co. Man Charged with TennCare Drug Fraud , 2026 Physician Practices $0
New York City Employee Charged in Manhattan Federal Court with Medicaid Fraud , NY 2026 Healthcare General $0
Michigan Doctor And Two Co-Conspirators , MI 2019 Physician Practices $0
Putnam Co. Man Charged with TennCare Fraud , 2026 Healthcare / General $0
Southern California Man Accused of Health Care Fraud , CA 2026 Independent Pharmacies $0
AG Healey Announces Criminal Charges Against Superintendent and Former Medical Director of Holyoke Soldiers? Home for Th , 2026 Healthcare General $0
Lebanon Doctor Sentenced on Federal Drug Distribution Charges , VA 2026 Physician Practices $0
Baltimore County Woman Admits to Impersonating Nurses, , MD 2026 Healthcare General $0
Claiborne Co. Woman Charged With TennCare Drug Fraud , TN 2026 Healthcare / General $0
Justice Department Takes Action Against COVID , 2026 Healthcare General $0
Crittenden County Woman , 2026 Healthcare General $0
Weakley Co. Man Charged with TennCare Drug Fraud , 2026 Physician Practices $0
Charges Filed Against Northern California Physician For Unlawfully Dispensing Oxycodone , CA 2012 Physician Practices $0
Mid , 2026 Healthcare / General $0
VCA Amherst Animal Hospital (Patrick Gries, D.V.M.) Amherst, VA 1994 Veterinary Practices $0
Trussville Man Sentenced In Multi , 2026 Healthcare General $0
Montana Physician Agrees to Voluntary Exclusion , MT 2011 Physician Practices $0
Two Dyer Co. Women Charged With TennCare Drug Fraud , TN 2026 Healthcare / General $0
Michael E. Smith, D.V.M. Ohio, OH 2012 Veterinary Practices $0
Owner of Child Autism Services Agency , CT 2026 Healthcare General $0
Missouri Man , MO 2026 Healthcare General $0
Two New Jersey Doctors Sentenced To Prison For Taking Bribes In Test , NJ 2026 Physician Practices $0
Camden County Man , 2026 Healthcare General $0
Three More Defendants Sentenced for Their Roles in Wide , GA 2026 Healthcare General $0
Huntsville Doctor Charged with Health Care Fraud Conspiracy , 2026 Physician Practices $0
Former Optometrist Case Ends with Apology to Citizens of South Dakota in Medicaid Fraud Case , SD 2026 Healthcare / General $0
Attorney General Josh Stein Fights to Protect Health Care for North Carolinians , 2026 Healthcare / General $0
Medical Equipment Company Owner and Biller , TX 2026 DME Suppliers $0
Owner of Counseling Agency and Supervising Manager Sentenced on Healthcare and Wire Fraud Charges , 2026 Healthcare General $0
Former CEO/Owner of Home Health Care Provider , 2026 Home Health / Home Care $0
A.G. Schneiderman Announces A Larceny Plea By A Rochester Man For Billing Medicaid For Aide Services Not Provided To A M , 2026 Home Health / Home Care $0
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