Compliance Violation Case Library

3,137 documented enforcement actions across 47 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Woodland Hills Film Production Accountant , 2026 Community Banks / Credit Unions $2M
Lone Star National Bank Pharr, TX 2012 Community Banks / Credit Unions $2M
Head Of Annandale , VA 2014 Community Banks / Credit Unions $2M
The Bancorp Bank Wilmington, DE 2018 Community Banks / Credit Unions $2M
New Day Financial, LLC , 2015 Community Banks / Credit Unions $2M
Auto Dealership , PA 2018 Community Banks / Credit Unions $2M
The First State Bank Camargo, OK 2016 Community Banks / Credit Unions $1.9M
Low VA Rates, LLC , 2020 Community Banks / Credit Unions $1.8M
Romanian National Set to , FL 2025 Community Banks / Credit Unions $1.8M
California Agricultural Companies and Their Owner , CA 2023 Community Banks / Credit Unions $1.8M
Umpqua Bank ROSEBURG, OR 2021 Community Banks / Credit Unions $1.8M
Romanian National , FL 2025 Community Banks / Credit Unions $1.8M
Former Office Manager , MD 2025 Community Banks / Credit Unions $1.8M
Civil Complaint And , 2019 Community Banks / Credit Unions $1.8M
Iowa Farmer , IA 2025 Community Banks / Credit Unions $1.8M
WEX Bank Midvale, UT 2015 Community Banks / Credit Unions $1.8M
MoneyLion Technologies Inc., ML Plus, LLC, and other subsidiaries , 2022 Community Banks / Credit Unions $1.8M
Freedom Mortgage Corporation , 2019 Community Banks / Credit Unions $1.8M
Realty Connect USA Long Island, Inc. , 2023 Community Banks / Credit Unions $1.8M
Secures Third , FL 2025 Community Banks / Credit Unions $1.8M
Nationstar Mortgage LLC , 2017 Community Banks / Credit Unions $1.8M
Ring of Thieves , FL 2026 Community Banks / Credit Unions $1.7M
Phoenix Financial Services, LLC , 2023 Community Banks / Credit Unions $1.7M
The Sues Reunion Mortgage and its Owner, President, and Designated Broker under the False Claims Act , 2013 Community Banks / Credit Unions $1.6M
Files False Claims Act Complaint Against Klickitat County Farm-Owner Rick T. Gray for Defrauding Federal Crop Insurance , WA 2021 Community Banks / Credit Unions $1.6M
Manager at Long Island Company , NY 2025 Community Banks / Credit Unions $1.6M
Trans-Fast Remittance LLC , 2020 Community Banks / Credit Unions $1.6M
Triton Management Group, Inc. , 2018 Community Banks / Credit Unions $1.5M
Two Men , CA 2025 Community Banks / Credit Unions $1.5M
Suburban Chicago Man Sentenced To More Than Five Years In Prison For $1.5 Million COVID , 2021 Community Banks / Credit Unions $1.5M
New Century Financial Services, Inc. , 2016 Community Banks / Credit Unions $1.5M
First National Community Bank Dunmore, PA 2005 Community Banks / Credit Unions $1.5M
Prime Credit, L.L.C., IMC Capital, L.L.C., Commercial Credit Consultants, Blake Johnson, Eric Schlegel, Park View Law, and Arthur Barens , 2017 Community Banks / Credit Unions $1.5M
Chime, Inc. d/b/a Sendwave , 2023 Community Banks / Credit Unions $1.5M
Metro Bank Lemoyne, PA 2012 Community Banks / Credit Unions $1.5M
Pressler & Pressler, LLP, Sheldon H. Pressler, and Gerard J. Felt , 2016 Community Banks / Credit Unions $1.5M
Bank of England ENGLAND, AR 2024 Community Banks / Credit Unions $1.5M
VyStar Credit Union Jacksonville, FL 2022 Community Banks / Credit Unions $1.5M
Secures , AK 2025 Community Banks / Credit Unions $1.5M
Jacksonville Minister , FL 2026 Community Banks / Credit Unions $1.5M
Prince George’s County Man , MD 2025 Community Banks / Credit Unions $1.5M
Trustee Program’s , NY 2013 Community Banks / Credit Unions $1.5M
Draper & Kramer Mortgage Corporation , 2025 Community Banks / Credit Unions $1.5M
VyStar Credit Union , 2024 Community Banks / Credit Unions $1.5M
Attorney Reaches $1.47 Million Civil Fraud , NY 2024 Community Banks / Credit Unions $1.5M
BounceBack, Inc. and Gale Krieg , 2020 Community Banks / Credit Unions $1.4M
Texas and Maryland women , MD 2026 Community Banks / Credit Unions $1.4M
Announces , NJ 2010 Community Banks / Credit Unions $1.4M
Ukrainian , AZ 2025 Community Banks / Credit Unions $1.4M
Connecticut CPA , CT 2025 Community Banks / Credit Unions $1.4M
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