3,071 documented enforcement actions across 73 regulated industries
| Entity | Location | Year | Industry | Penalty | Deaths |
|---|---|---|---|---|---|
| Former OU Football Player Sentenced to the Maximum Penalty for Defrauding Investors of Nearly $900,000 | , OK | 2018 | Community Banks / Credit Unions | $900,000 | |
| Port Huron Resident | , MI | 2026 | Community Banks / Credit Unions | $900,000 | |
| All American Check Cashing, Inc., Mid-State Finance, Inc. (d/b/a Thrifty Check Advance), and Michael Gray | , | 2016 | Community Banks / Credit Unions | $899,350 | |
| Kansas City Woman | , KS | 2025 | Community Banks / Credit Unions | $881,324 | |
| Yorba Capital Management, LLC and Daniel Portilla, Jr. | , | 2021 | Community Banks / Credit Unions | $860,000 | |
| FCO Holding, Inc., Fair Collections & Outsourcing, Inc., Fair Collections & Outsourcing of New England, Inc., FCO Worldwide, Inc. and Michael E. Sobota | , | 2019 | Community Banks / Credit Unions | $850,000 | |
| PLAINS COMMERCE BANK | HOVEN, SD | 2010 | Community Banks / Credit Unions | $850,000 | |
| BEACH BANK | MIAMI BEACH, FL | 2006 | Community Banks / Credit Unions | $800,000 | |
| United International Bank | Flushing, NY | 2014 | Community Banks / Credit Unions | $785,286 | |
| Two | , AZ | 2026 | Community Banks / Credit Unions | $768,900 | |
| Envios de Valores La Nacional Corp. | , | 2020 | Community Banks / Credit Unions | $750,000 | |
| SettleIt, Inc. | , | 2021 | Community Banks / Credit Unions | $750,000 | |
| Former Southern Maryland | , MD | 2021 | Community Banks / Credit Unions | $735,825 | |
| Franklin Loan Corporation | , | 2014 | Community Banks / Credit Unions | $730,000 | |
| Candy Kern-Fuller, Howard Sutter III, and Upstate Law Group LLC | , | 2020 | Community Banks / Credit Unions | $725,000 | |
| Settlement Agent Sentenced for Misappropriating Closing Funds | , VA | 2021 | Community Banks / Credit Unions | $715,000 | |
| Settlement Agent | , VA | 2021 | Community Banks / Credit Unions | $715,000 | |
| Y King S Corp., d/b/a Herbies Auto Sales | , | 2016 | Community Banks / Credit Unions | $700,000 | |
| Performant Recovery, Inc. | , | 2024 | Community Banks / Credit Unions | $700,000 | |
| Springstone Financial, LLC | , | 2015 | Community Banks / Credit Unions | $700,000 | |
| Servicio UniTeller, Inc. | , | 2022 | Community Banks / Credit Unions | $700,000 | |
| Newton Psychologist | , MA | 2025 | Community Banks / Credit Unions | $700,000 | |
| Lead Defendant in Multi-State SNAP and PUA Fraud Conspiracy | , CT | 2026 | Community Banks / Credit Unions | $700,000 | |
| Cazenovia Man | , NY | 2026 | Community Banks / Credit Unions | $686,000 | |
| First Bank & Trust | BROOKINGS, SD | 2008 | Community Banks / Credit Unions | $685,000 | |
| Private Asset Manager, Majority Owner | , NY | 2024 | Community Banks / Credit Unions | $680,000 | |
| Experian Consumer Services | , CA | 2023 | Community Banks / Credit Unions | $650,000 | |
| WEX Bank | SANDY, UT | 2024 | Community Banks / Credit Unions | $650,000 | |
| Permanent Injunction and $650,000 Civil Penalty Imposed on Experian Consumer Services for Allegedly Sending Commercial E | , CA | 2023 | Community Banks / Credit Unions | $650,000 | |
| Prime Choice Funding, Inc. | , | 2020 | Community Banks / Credit Unions | $645,000 | |
| Cross River Bank | Teaneck, NJ | 2018 | Community Banks / Credit Unions | $641,750 | |
| Capital One CEO | , PA | 2021 | Community Banks / Credit Unions | $637,950 | |
| Country Club | , AZ | 2024 | Community Banks / Credit Unions | $631,400 | |
| ClearPath Lending, Inc. | , | 2020 | Community Banks / Credit Unions | $625,000 | |
| RD Legal Funding, LLC, RD Legal Finance, LLC, RD Legal Funding Partners, LP, and Roni Dersovitz | , | 2017 | Community Banks / Credit Unions | $600,000 | |
| Reaches | , AL | 2009 | Community Banks / Credit Unions | $600,000 | |
| Bank of Morton | MORTON, MS | 2023 | Community Banks / Credit Unions | $600,000 | |
| First California Bank | Westlake Village, CA | 2013 | Community Banks / Credit Unions | $600,000 | |
| Alder Holdings, LLC | , | 2020 | Community Banks / Credit Unions | $600,000 | |
| LIBERTY BANK OF NEW YORK | NEW YORK, NY | 2006 | Community Banks / Credit Unions | $600,000 | |
| Wilmington Restaurant Owner | , DE | 2025 | Community Banks / Credit Unions | $600,000 | |
| Bank of Morton | Morton, MS | 2020 | Community Banks / Credit Unions | $600,000 | |
| Former State Representative | , CT | 2025 | Community Banks / Credit Unions | $599,810 | |
| Works & Lentz, Inc.; Works & Lentz of Tulsa, Inc., and Harry A. Lentz, Jr. | , | 2017 | Community Banks / Credit Unions | $577,135 | |
| 3rd Generation, Inc. d/b/a California Auto Finance | , | 2021 | Community Banks / Credit Unions | $565,813 | |
| Genuine Title, LLC; Brandon Glickstein; Gary Klopp; Adam Mandelberg; William J. Peterson, III; Angela Pobletts; Jay Zukerberg; All County Settlements, LLC; BTS Management and Consulting, LLC; Carroll Abstracts, Inc.; MARC, LLC; Mortgage Services, LLC; and | , | 2015 | Community Banks / Credit Unions | $562,500 | |
| Former Compton Politician | , | 2025 | Community Banks / Credit Unions | $560,525 | |
| Hudson Man Sentenced to Federal Prison for 21 Months for Stealing COVID Relief Funds and | , | 2024 | Community Banks / Credit Unions | $542,000 | |
| Bank of Louisiana | New Orleans, LA | 2013 | Community Banks / Credit Unions | $540,000 | |
| First-ever False Claims Act | , OK | 2022 | Community Banks / Credit Unions | $523,331 |