Compliance Violation Case Library

3,137 documented enforcement actions across 47 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Kansas City Woman , KS 2026 Community Banks / Credit Unions $1.4M
Meracord LLC and Linda Remsberg , 2013 Community Banks / Credit Unions $1.4M
Leominster Man , MA 2026 Community Banks / Credit Unions $1.4M
HomeStreet Bank SEATTLE, WA 2019 Community Banks / Credit Unions $1.4M
Lobel Financial Corporation , 2020 Community Banks / Credit Unions $1.3M
APPALACHIAN COMMUNITY BANK ELLIJAY, GA 2011 Community Banks / Credit Unions $1.3M
Announces Actions to , TN 2022 Community Banks / Credit Unions $1.3M
Ashburn man , VA 2026 Community Banks / Credit Unions $1.3M
Security National Automotive Acceptance Company, LLC , 2017 Community Banks / Credit Unions $1.3M
Edmond Man , OK 2025 Community Banks / Credit Unions $1.3M
Meridian Title Corporation , 2017 Community Banks / Credit Unions $1.3M
Alma Bank ASTORIA, NY 2019 Community Banks / Credit Unions $1.3M
Cape Elizabeth Man Enters Civil , ME 2025 Community Banks / Credit Unions $1.2M
Creator Of “OnlyFake” Charged And , NY 2026 Community Banks / Credit Unions $1.2M
Cleaning Service Owner , NV 2026 Community Banks / Credit Unions $1.2M
REPUBLIC BANK BLANCHARD, LA 1990 Community Banks / Credit Unions $1.2M
Owner of Jet Charter Company , FL 2021 Community Banks / Credit Unions $1.2M
Fay Servicing, LLC , 2017 Community Banks / Credit Unions $1.1M
American Bank of Oklahoma Tulsa, OK 2017 Community Banks / Credit Unions $1.1M
Third Individual , NC 2025 Community Banks / Credit Unions $1.1M
FORMER PACE RESIDENT , FL 2025 Community Banks / Credit Unions $1.1M
First Bank of Delaware WILMINGTON, DE 2008 Community Banks / Credit Unions $1.1M
American Advisors Group , 2021 Community Banks / Credit Unions $1.1M
Conduent Business Services, LLC , 2017 Community Banks / Credit Unions $1.1M
Merrick Bank South Jordan, UT 2014 Community Banks / Credit Unions $1.1M
Barton Solvents Enters into , IA 2015 Community Banks / Credit Unions $1.1M
Cottonwood Financial, Ltd., d/b/a Cash Store , 2020 Community Banks / Credit Unions $1.1M
OCEAN BANK MIAMI, FL 2011 Community Banks / Credit Unions $1.1M
Raytheon Company , CA 2019 Community Banks / Credit Unions $1.1M
Second Southern Colorado Funeral Home Operator Sentenced To 18 Years In Federal Prison After , CO 2026 Community Banks / Credit Unions $1.1M
Salt Lake City Residential Mortgage Lender Enters Into , UT 2015 Community Banks / Credit Unions $1M
Bank Fraud Co-Conspirator , IN 2025 Community Banks / Credit Unions $1M
New York Man , ME 2025 Community Banks / Credit Unions $1M
Comenity Capital Bank DRAPER, UT 2024 Community Banks / Credit Unions $1M
Brookfield Counselor Sentenced To 30 Months In Federal Prison For Defrauding Medicaid Of More Than $1 Million , CT 2026 Community Banks / Credit Unions $1M
Former Milford Resident , CT 2026 Community Banks / Credit Unions $1M
Romanian Illegal Alien , CA 2025 Community Banks / Credit Unions $1M
Couple , NC 2026 Community Banks / Credit Unions $1M
$1 Million , TX 2013 Community Banks / Credit Unions $1M
Former , NJ 2017 Community Banks / Credit Unions $1M
Pembroke Man , NH 2025 Community Banks / Credit Unions $1M
Former Philadelphia Deputy Sheriff , PA 2025 Community Banks / Credit Unions $1M
Former Suffolk County Corrections Officer , 2025 Community Banks / Credit Unions $1M
RMK Financial Corp. d/b/a Majestic Home Loan or MHL , 2023 Community Banks / Credit Unions $1M
Former Robeson County Sheriff’s Deputy and Family , NC 2026 Community Banks / Credit Unions $1M
World's Foremost Bank Sidney, NE 2014 Community Banks / Credit Unions $1M
Bronx man , CT 2026 Community Banks / Credit Unions $1M
Georgia Woman Sentenced for $1 Million Wire Fraud , GA 2026 Community Banks / Credit Unions $1M
Boston Woman , CT 2026 Community Banks / Credit Unions $1M
Bangor Woman , ME 2026 Community Banks / Credit Unions $1M
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