Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
Port Huron Resident , MI 2026 Community Banks / Credit Unions $900,000
Former Non-Profit Executive Director and City Development Official , MI 2025 Community Banks / Credit Unions $900,000
All American Check Cashing, Inc., Mid-State Finance, Inc. (d/b/a Thrifty Check Advance), and Michael Gray , 2016 Community Banks / Credit Unions $899,350
Kansas City Woman , KS 2025 Community Banks / Credit Unions $881,324
Yorba Capital Management, LLC and Daniel Portilla, Jr. , 2021 Community Banks / Credit Unions $860,000
FCO Holding, Inc., Fair Collections & Outsourcing, Inc., Fair Collections & Outsourcing of New England, Inc., FCO Worldwide, Inc. and Michael E. Sobota , 2019 Community Banks / Credit Unions $850,000
PLAINS COMMERCE BANK HOVEN, SD 2010 Community Banks / Credit Unions $850,000
BEACH BANK MIAMI BEACH, FL 2006 Community Banks / Credit Unions $800,000
United International Bank Flushing, NY 2014 Community Banks / Credit Unions $785,286
Two , AZ 2026 Community Banks / Credit Unions $768,900
Envios de Valores La Nacional Corp. , 2020 Community Banks / Credit Unions $750,000
SettleIt, Inc. , 2021 Community Banks / Credit Unions $750,000
Former Southern Maryland , MD 2021 Community Banks / Credit Unions $735,825
Franklin Loan Corporation , 2014 Community Banks / Credit Unions $730,000
Candy Kern-Fuller, Howard Sutter III, and Upstate Law Group LLC , 2020 Community Banks / Credit Unions $725,000
Settlement Agent , VA 2021 Community Banks / Credit Unions $715,000
Settlement Agent Sentenced for Misappropriating Closing Funds , VA 2021 Community Banks / Credit Unions $715,000
Newton Psychologist , MA 2025 Community Banks / Credit Unions $700,000
Y King S Corp., d/b/a Herbies Auto Sales , 2016 Community Banks / Credit Unions $700,000
Springstone Financial, LLC , 2015 Community Banks / Credit Unions $700,000
Performant Recovery, Inc. , 2024 Community Banks / Credit Unions $700,000
Lead Defendant in Multi-State SNAP and PUA Fraud Conspiracy , CT 2026 Community Banks / Credit Unions $700,000
Servicio UniTeller, Inc. , 2022 Community Banks / Credit Unions $700,000
Cazenovia Man , NY 2026 Community Banks / Credit Unions $686,000
First Bank & Trust BROOKINGS, SD 2008 Community Banks / Credit Unions $685,000
Private Asset Manager, Majority Owner , NY 2024 Community Banks / Credit Unions $680,000
Permanent Injunction and $650,000 Civil Penalty Imposed on Experian Consumer Services for Allegedly Sending Commercial E , CA 2023 Community Banks / Credit Unions $650,000
Experian Consumer Services , CA 2023 Community Banks / Credit Unions $650,000
WEX Bank SANDY, UT 2024 Community Banks / Credit Unions $650,000
Prime Choice Funding, Inc. , 2020 Community Banks / Credit Unions $645,000
Cross River Bank Teaneck, NJ 2018 Community Banks / Credit Unions $641,750
Capital One CEO , PA 2021 Community Banks / Credit Unions $637,950
Country Club , AZ 2024 Community Banks / Credit Unions $631,400
ClearPath Lending, Inc. , 2020 Community Banks / Credit Unions $625,000
RD Legal Funding, LLC, RD Legal Finance, LLC, RD Legal Funding Partners, LP, and Roni Dersovitz , 2017 Community Banks / Credit Unions $600,000
LIBERTY BANK OF NEW YORK NEW YORK, NY 2006 Community Banks / Credit Unions $600,000
Alder Holdings, LLC , 2020 Community Banks / Credit Unions $600,000
Wilmington Restaurant Owner , DE 2025 Community Banks / Credit Unions $600,000
First California Bank Westlake Village, CA 2013 Community Banks / Credit Unions $600,000
Reaches , AL 2009 Community Banks / Credit Unions $600,000
Bank of Morton Morton, MS 2020 Community Banks / Credit Unions $600,000
Bank of Morton MORTON, MS 2023 Community Banks / Credit Unions $600,000
Former State Representative , CT 2025 Community Banks / Credit Unions $599,810
Works & Lentz, Inc.; Works & Lentz of Tulsa, Inc., and Harry A. Lentz, Jr. , 2017 Community Banks / Credit Unions $577,135
3rd Generation, Inc. d/b/a California Auto Finance , 2021 Community Banks / Credit Unions $565,813
Genuine Title, LLC; Brandon Glickstein; Gary Klopp; Adam Mandelberg; William J. Peterson, III; Angela Pobletts; Jay Zukerberg; All County Settlements, LLC; BTS Management and Consulting, LLC; Carroll Abstracts, Inc.; MARC, LLC; Mortgage Services, LLC; and , 2015 Community Banks / Credit Unions $562,500
Former Compton Politician , 2025 Community Banks / Credit Unions $560,525
Hudson Man Sentenced to Federal Prison for 21 Months for Stealing COVID Relief Funds and , 2024 Community Banks / Credit Unions $542,000
Bank of Louisiana New Orleans, LA 2013 Community Banks / Credit Unions $540,000
First-ever False Claims Act , OK 2022 Community Banks / Credit Unions $523,331
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