Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
SMITHFIELD STATE BANK OF SMITHFIELD, PA. SMITHFIELD, PA 2005 Community Banks / Credit Unions $100,000
First International Bank Plano, TX 2014 Community Banks / Credit Unions $100,000
FDIC Enforcement , 2009 Community Banks / Credit Unions $100,000
Northwestern Bank Traverse City, MI 2013 Community Banks / Credit Unions $100,000
BloomTech Inc., d/b/a Bloom Institute of Technology or BloomTech, f/k/a Lambda, Inc.; and Austen Allred , 2024 Community Banks / Credit Unions $100,000
Former CEO of Souktel, Inc., , DE 2022 Community Banks / Credit Unions $100,000
Paul Taylor, Paul Taylor Homes Limited, and Paul Taylor Corp , 2013 Community Banks / Credit Unions $100,000
Transportation Alliance Bank, Inc. Ogden, UT 2016 Community Banks / Credit Unions $100,000
Payday Loan Debt Solution, Inc., and Sanjeet Parvani , 2012 Community Banks / Credit Unions $100,000
BANK OF AGRICULTURE AND COMMERCE STOCKTON, CA 2009 Community Banks / Credit Unions $100,000
FIRST CENTRAL SAVINGS BANK GLEN COVE, NY 2010 Community Banks / Credit Unions $100,000
Gunnison Valley Bank GUNNISON, UT 2023 Community Banks / Credit Unions $100,000
Dwolla, Inc. , 2016 Community Banks / Credit Unions $100,000
Northwestern Bank Traverse City, MI 2013 Community Banks / Credit Unions $100,000
First Federal Savings Bank of Elizabethtown Elizabethtown, KY 2013 Community Banks / Credit Unions $100,000
FRONTIER STATE BANK OKLAHOMA CITY, OK 1994 Community Banks / Credit Unions $100,000
CITIZENS BANK AND TRUST COMPANY OF CHICAGO CHICAGO, IL 2010 Community Banks / Credit Unions $100,000
Zero Parallel, LLC , 2017 Community Banks / Credit Unions $100,000
APPLIED BANK WILMINGTON, DE 2011 Community Banks / Credit Unions $100,000
ILLINI BANK OF SANGAMON COUNTY SPRINGFIELD, IL 1992 Community Banks / Credit Unions $99,000
TRANSPORTATION ALLIANCE BANK, INC. ODGEN, UT 2010 Community Banks / Credit Unions $97,500
Commonwealth Financial Systems, Inc. , 2023 Community Banks / Credit Unions $95,000
Truist Bank CHARLOTTE, NC 2025 Community Banks / Credit Unions $94,000
Truist Bank CHARLOTTE, NC 2023 Community Banks / Credit Unions $93,677
Woman , 2025 Community Banks / Credit Unions $91,000
UMPQUA BANK ROSEBURG, OR 2008 Community Banks / Credit Unions $90,240
Banamex USA Century City, CA 2017 Community Banks / Credit Unions $90,000
THE FIRST SECURITY BANK BEAVER, OK 2016 Community Banks / Credit Unions $90,000
FIRST BANK & TRUST BROOKINGS, SD 2009 Community Banks / Credit Unions $90,000
BANK OF IDAHO IDAHO FALLS, ID 2010 Community Banks / Credit Unions $90,000
Truist Bank CHARLOTTE, NC 2025 Community Banks / Credit Unions $87,621
First Bank of Beverly Hills Calabasas, CA 2015 Community Banks / Credit Unions $85,000
Cadence Bank TUPELO, MS 2023 Community Banks / Credit Unions $85,000
THE CITIZENS BANK OF LOGAN, OHIO LOGAN, OH 2016 Community Banks / Credit Unions $85,000
David Eghbali , 2016 Community Banks / Credit Unions $85,000
Paramount Bank HAZELWOOD, MO 2023 Community Banks / Credit Unions $85,000
1st Alliance Lending, LLC (First Alliance) , 2014 Community Banks / Credit Unions $83,000
MARKLEBANK MARKLE, IN 2011 Community Banks / Credit Unions $82,500
FHI 360 , NC 2026 Community Banks / Credit Unions $82,000
Fidelity Mortgage Corporation and Mark Figert , 2014 Community Banks / Credit Unions $81,076
Guaranty Bank and Trust Company BELZONI, MS 2024 Community Banks / Credit Unions $80,500
COMMUNITY BANK BLOUNTSVILLE, AL 2003 Community Banks / Credit Unions $80,000
Justice Dept. Obtains $80,000 , CA 2019 Community Banks / Credit Unions $80,000
Obtains $80,000 , CA 2019 Community Banks / Credit Unions $80,000
Woodbridge Coins and Jewelry Exchange, Inc. d/b/a Woodbridge Gold & Pawn , 2017 Community Banks / Credit Unions $79,000
NORTHWEST SAVINGS BANK WARREN, PA 2011 Community Banks / Credit Unions $78,155
Forbright Bank POTOMAC, MD 2025 Community Banks / Credit Unions $75,500
FIRST STATE BANK ABERNATHY, TX 2003 Community Banks / Credit Unions $75,000
CENTRAL PROGRESSIVE BANK LACOMBE, LA 2010 Community Banks / Credit Unions $75,000
Northwestern Bank Traverse City, MI 2015 Community Banks / Credit Unions $75,000
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