Continuously updated · Primary sources only

Compliance violation case library

3,071 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
BANK OF SOUTH TEXAS MCALLEN, TX 2011 Community Banks / Credit Unions $75,000
Community Bank of Oak Park River Forest Oak Park, IL 2012 Community Banks / Credit Unions $75,000
City Bank Lubbock, TX 2013 Community Banks / Credit Unions $75,000
CENTRAL PROGRESSIVE BANK LACOMBE, LA 2010 Community Banks / Credit Unions $75,000
First State Bank Crawford, NJ 2013 Community Banks / Credit Unions $75,000
Top Notch Funding II, LLC, Rory Donadio, and John “Gene” Cavalli , 2017 Community Banks / Credit Unions $75,000
Silver State Bank Henderson, NV 2014 Community Banks / Credit Unions $75,000
PREMIER BUSINESS BANK LOS ANGELES, CA 2011 Community Banks / Credit Unions $75,000
FIRST STATE BANK ABERNATHY, TX 2003 Community Banks / Credit Unions $75,000
GREENBANK GREENEVILLE, TN 2011 Community Banks / Credit Unions $75,000
Transportation Alliance Bank, Inc. Ogden, UT 2015 Community Banks / Credit Unions $75,000
BANK OF THE WEST;FARMERS TRUST & SAVINGS BANK SAN FRANCISCO;EARLING, 2009 Community Banks / Credit Unions $75,000
COMMONWEALTH CO-OPERATIVE BANK BOSTON, MA 2009 Community Banks / Credit Unions $75,000
Gunnison Valley Bank GUNNISON, UT 2023 Community Banks / Credit Unions $75,000
Baltimore Man Sentenced to Prison for Armed Commercial Burglaries and a Home Invasion Robbery , MD 2026 Community Banks / Credit Unions $75,000
SILVER STATE BANK HENDERSON, NV 2011 Community Banks / Credit Unions $75,000
United Security Bank Sparta, GA 2013 Community Banks / Credit Unions $75,000
Pinnacle Bank Lincoln, NE 2012 Community Banks / Credit Unions $75,000
UNION STATE BANK NANUET, NY 2006 Community Banks / Credit Unions $75,000
COASTAL BANK OF GEORGIA, THE BRUNSWICK, GA 2010 Community Banks / Credit Unions $74,580
Dundee Bank OMAHA, NE 2020 Community Banks / Credit Unions $70,000
UNION CREDIT BANK MIAMI, FL 2006 Community Banks / Credit Unions $70,000
International Finance Bank Miami, FL 2014 Community Banks / Credit Unions $70,000
Union Bank & Trust Company Oxford, NC 2016 Community Banks / Credit Unions $70,000
Citizens Business Bank ONTARIO, CA 2024 Community Banks / Credit Unions $70,000
Banamex USA Century City, CA 2017 Community Banks / Credit Unions $70,000
THE OLLA STATE BANK OLLA, LA 1990 Community Banks / Credit Unions $70,000
Alamerica Bank Birmingham, AL 2017 Community Banks / Credit Unions $70,000
New Frontier Bank Greeley, CO 2015 Community Banks / Credit Unions $70,000
Omaha State Bank Omaha, NE 2014 Community Banks / Credit Unions $70,000
German American Bancorp Jasper, IN 2013 Community Banks / Credit Unions $70,000
Princeville State Bank Princeville, IL 2012 Community Banks / Credit Unions $70,000
NEW FRONTIER BANK St. Charles, MO 2014 Community Banks / Credit Unions $70,000
BANK OF THE WEST SAN FRANCISCO, CA 2010 Community Banks / Credit Unions $68,200
FIRSTAR BANK PORTAGE;FIRSTAR BANK MADISON PORTAGE;N.A. MADISON, 1996 Community Banks / Credit Unions $65,000
THE BANK OF ALTON ALTON, IL 1994 Community Banks / Credit Unions $65,000
Hyde Park Savings Bank Boston, MA 2013 Community Banks / Credit Unions $65,000
Newport News man , VA 2026 Community Banks / Credit Unions $62,957
MID-MISSOURI BANK SPRINGFIELD, MO 2011 Community Banks / Credit Unions $62,500
FIRST COMMUNITY BANK OF CRAWFORD COUNTY VAN BUREN, AR 2007 Community Banks / Credit Unions $60,000
Franklin Bank, S.S.B. Houston, TX 2012 Community Banks / Credit Unions $60,000
Truist Bank CHARLOTTE, NC 2024 Community Banks / Credit Unions $59,315
Truist Bank CHARLOTTE, NC 2025 Community Banks / Credit Unions $59,315
THE FIRST STATE BANK HUNTSVILLE, TX 2010 Community Banks / Credit Unions $58,900
First Trust & Savings Bank of Albany, Illinois Albany, IL 2017 Community Banks / Credit Unions $58,232
ILLINI BANK OF SANGAMON COUNTY SPRINGFIELD, IL 1992 Community Banks / Credit Unions $58,000
BRICKYARD BANK LINCOLNWOOD, IL 2001 Community Banks / Credit Unions $55,000
Former Recording Financial Secretary , KS 2025 Community Banks / Credit Unions $55,000
MAIN STREET BANK COVINGTON, GA 2006 Community Banks / Credit Unions $55,000
CATHAY BANK LOS ANGELES, CA 2008 Community Banks / Credit Unions $55,000
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