Continuously updated · Primary sources only

Compliance violation case library

45,211 documented enforcement actions across 73 regulated industries

Industry
EntityLocationYearIndustryPenaltyDeaths
U.S. Bank National Association , 2022 Community Banks / Credit Unions $37.5M
The Mortgage Law Group, LLP d/b/a The Law Firm of Macey, Aleman & Searns, Consumer First Legal Group LLC, Thomas G. Macey, Jeffrey J. Aleman, Jason Searns, and Harold E. Stafford , 2014 Community Banks / Credit Unions $37.3M
La Joya Independent School District La Joya, TX 2019 K-12 School Districts $37M
Dignity Health Agrees , AZ 2026 Hospitals / Health Systems $37M
Local Physicians Sentenced Again - Must , 2026 Physician Practices $37M
UNITED STATES REACHES $37 MILLION , NY 2023 Clinical Laboratories $37M
United States Reaches $37 Million , NY 2026 Healthcare General $37M
Cuccinelli Announces $37 Million Virginia Medicaid Fraud , VA 2026 Independent Pharmacies $37M
Dignity Health , AZ 2014 Hospitals / Health Systems $37M
Reaches $37 Million , NY 2023 Clinical Laboratories $37M
St. Francis , SC 2023 Hospitals / Health Systems $36.5M
Commonwealth Equity Group, LLC (d/b/a Key Credit Repair); Nikitas Tsoukales (a/k/a Nikitas Tsoukalis) , 2020 Community Banks / Credit Unions $36.2M
Fort Lauderdale Man , FL 2026 Independent Pharmacies $36.2M
Former CEO of Virginia-Based Defense Contractor , VA 2019 Construction Contractors $36M
Medical Device Maker Biocompatibles , PA 2016 Physician Practices $36M
Tempoe, LLC , 2023 Community Banks / Credit Unions $36M
Laboratory Owners Charged In $36M COVID , FL 2026 Clinical Laboratories $36M
Louisiana Department of Children and Family Services , AK 2020 Municipal Government $36M
Medical Device Maker Biocompatibles Pleads Guilty to Misbranding and Agrees , PA 2026 DME Suppliers $36M
Attorney General Abbott Recovers $36.34 Million for State of Texas , TX 2026 Independent Pharmacies $36M
Massachusetts Doctor Agrees To , MA 2026 Physician Practices $35.5M
Drug Maker Aegerion Agrees to Plead Guilty; , MA 2026 Independent Pharmacies $35M
Carondelet Health Network , AZ 2026 Hospitals / Health Systems $35M
Mallinckrodt , FL 2017 Independent Pharmacies $35M
Former General Counsel of Company That Operates Health Maintenance Organizations in Several States Sentenced to Prison f , 2026 Healthcare General $35M
Four Men Indicted for Their Roles in $35 Million Pharmacy Compounded Medication Scheme , NJ 2026 Independent Pharmacies $35M
MedStar Health , MD 2026 Hospitals / Health Systems $35M
Nomura Securities International , CT 2023 Community Banks / Credit Unions $35M
Former General Manager for Defense Contractor , OR 2025 Construction Contractors $35M
Florida Man Admits Role in $35 Million Pharmacy Compounded Medication Scheme , FL 2026 Independent Pharmacies $35M
Pennsylvania Man Admits Role in $35 Million Pharmacy Compounded Medication Scheme , NJ 2026 Independent Pharmacies $35M
and Consumer Financial Protection Bureau Reach $35 Million , OH 2013 Community Banks / Credit Unions $35M
Tennessee Business Owner Convicted of $35M Fraud Scheme , TN 2026 Healthcare General $35M
Two Los Angeles Pharmacy Owners Found Guilty in Multimillion , 2026 Independent Pharmacies $35M
Oakland County Doctor and Owner of Michigan Hemotology and Oncology Centers Charged in $35 Million Medicare Fraud Scheme , MI 2026 Physician Practices $35M
Shutterstock, Inc. , 2026 Technology $35M
RBS Securities Inc. , CT 2017 Community Banks / Credit Unions $35M
Drug Maker Aegerion , MA 2017 Independent Pharmacies $35M
Georgia Hospital System And Physician , GA 2015 Hospitals / Health Systems $35M
Respironics , PA 2026 DME Suppliers $34.8M
Two Florida Men Charged for $34.8M Fraud Scheme Targeting Medicare Beneficiaries , FL 2026 DME Suppliers $34.8M
Settles False Claims Act Allegations Against 21st Century Oncology For Nearly $34.7 Million , FL 2016 Physician Practices $34.7M
Hilcorp San Juan , NM 2024 Municipal Government $34.6M
Hearing Aid Company Eargo Inc. , CA 2022 Municipal Government $34.4M
GE Capital Retail Bank and CareCredit LLC , 2013 Community Banks / Credit Unions $34.1M
Traditions Health , OK 2026 Home Health / Home Care $34M
Citibank, N.A. , 2016 Community Banks / Credit Unions $34M
Traditions Health Agrees , 2026 Home Health / Home Care $34M
New Orleans Business Owner and Doctor Sentenced to Prison for Roles in $34 Million Medicare Fraud Scheme , 2026 Physician Practices $34M
New Orleans Jury Convicts Company Owner and Doctor for Roles in $34 Million Fraud Scheme , 2026 Physician Practices $34M
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