Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Virtual Asset Trading Platform , CA 2025 Community Banks / Credit Unions $29.7M
CitiFinancial Servicing, LLC (DE), CitiFinancial Company (DE), CitiFinancial Services, Inc. (MN), and CitiFinancial, Inc. (WV) , 2017 Community Banks / Credit Unions $28.8M
CitiMortgage, Inc. , 2017 Community Banks / Credit Unions $28.8M
Navy Federal Credit Union , 2016 Community Banks / Credit Unions $28.5M
Navy Federal Credit Union Vienna, VA 2013 Community Banks / Credit Unions $28.5M
Stamford Man , CT 2025 Community Banks / Credit Unions $28.4M
TD Bank, N.A. , 2024 Community Banks / Credit Unions $28M
Michael Harper, Ben Wilcox, Marc Hoffman et al. , 2014 Community Banks / Credit Unions $27.7M
Hudson City Savings Bank, F.S.B. , 2015 Community Banks / Credit Unions $27M
New York Small Business Lender , NY 2010 Community Banks / Credit Unions $26.3M
Chairman of the Board of Puerto Rican Bank , FL 2025 Community Banks / Credit Unions $26M
TD Bank Insider , NJ 2026 Community Banks / Credit Unions $26M
Citibank, N.A. , 2023 Community Banks / Credit Unions $25.9M
Former Bank CEO , FL 2026 Community Banks / Credit Unions $25.3M
Discover Bank, The Student Loan Corporation, and Discover Products, Inc. , 2020 Community Banks / Credit Unions $25M
TCF National Bank , 2017 Community Banks / Credit Unions $25M
Shinhan Bank America New York, NY 2016 Community Banks / Credit Unions $25M
Trustee Program Announces Successful Conclusion Of Nationwide , MA 2013 Community Banks / Credit Unions $25M
and Consumer Financial Protection Bureau Reach Groundbreaking , CA 2015 Community Banks / Credit Unions $24M
Portfolio Recovery Associates, LLC , 2023 Community Banks / Credit Unions $24M
American Honda Finance Corporation , 2015 Community Banks / Credit Unions $24M
Bridgepoint Education, Inc. , 2016 Community Banks / Credit Unions $23.5M
Trident Mortgage Company, LP , 2022 Community Banks / Credit Unions $22M
Toyota Motor Credit Corporation , 2016 Community Banks / Credit Unions $21.9M
Five Companies , NJ 2009 Community Banks / Credit Unions $21.4M
U.S. Bank National Association , 2023 Community Banks / Credit Unions $21M
Reaches $21 Million , VA 2012 Community Banks / Credit Unions $21M
CBW Bank WEIR, KS 2025 Community Banks / Credit Unions $20.5M
CBW Bank WEIR, KS 2024 Community Banks / Credit Unions $20.4M
Florida Businessman Patrick Walsh and Affiliated Companies , FL 2025 Community Banks / Credit Unions $20.1M
OneMain Financial Holdings, LLC; OneMain Financial Group, LLC; OneMain Financial (HI), Inc.; OneMain Financial, Inc.; OneMain Financial of Minnesota, Inc. , 2023 Community Banks / Credit Unions $20M
Department of Justice Announces Compensation for Servicemembers as Part of , 2011 Community Banks / Credit Unions $20M
Monster Loans, Lend Tech Loans, and Student Loan Debt Relief Companies , 2020 Community Banks / Credit Unions $20M
Justice Department, Consumer Financial Protection Bureau, and Three State Attorneys General Reach , DE 2022 Community Banks / Credit Unions $20M
Amerisave Mortgage Corp., Novo Appraisal Management Co., and Patrick Markert , 2014 Community Banks / Credit Unions $19.3M
Portfolio Recovery Associates, LLC , 2015 Community Banks / Credit Unions $19M
My Loan Doctor LLC and Edgar Radjabli , 2020 Community Banks / Credit Unions $19M
RPM Mortgage, Inc. and Erwin Robert Hirt , 2015 Community Banks / Credit Unions $19M
Hyundai Capital America , 2022 Community Banks / Credit Unions $19M
Discover Bank, the Student Loan Corporation, and Discover Products, Inc. , 2015 Community Banks / Credit Unions $18.5M
RBS Citizens Financial Group, Inc. ( N/K/A) Citizens Financial Group, Inc.), RBS Citizens, N.A. ( N/K/A Citizens Bank, N.A.), and Citizens Bank of Pennsylvania , 2015 Community Banks / Credit Unions $18.5M
and Consumer Financial Protection Bureau Reach , OH 2015 Community Banks / Credit Unions $18M
Announces Bankruptcy , DE 2011 Community Banks / Credit Unions $18M
Settlement Agent Found Guilty of Federal Charges In Multi-Million Dollar Mortgage Fraud Scheme , MD 2015 Community Banks / Credit Unions $16M
Manhattan Attorney And EPA Announce , NY 2014 Community Banks / Credit Unions $16M
Settlement Agent Sentenced to Six Years in Prison In Multi-Million Dollar Mortgage Fraud Scheme , MD 2015 Community Banks / Credit Unions $16M
Federal Debt Assistance Association, LLC, Financial Document Assistance Administration, Inc., Clear Solutions, Inc., Robert Pantoulis, David Piccione, and Vincent Piccione , 2017 Community Banks / Credit Unions $16M
OceanFirst Bank, N.A. Red Bank, NJ 2018 Community Banks / Credit Unions $15.1M
First Bank of Delaware Wilmington, DE 2012 Community Banks / Credit Unions $15M
Radian Guaranty, Inc. , 2013 Community Banks / Credit Unions $15M
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