Compliance Violation Case Library

3,071 documented enforcement actions across 65 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Archdiocese of New Orleans , LA 2021 Community Banks / Credit Unions $12M
Reaches $12 Million , 2012 Community Banks / Credit Unions $12M
ISRAEL DISCOUNT BANK OF NEW YORK NEW YORK, NY 2006 Community Banks / Credit Unions $12M
Settlement Reached to Clean up Idaho’s St. Maries Creosote Superfund Site , ID 2009 Community Banks / Credit Unions $12M
Long Island Tax Preparer , NY 2026 Community Banks / Credit Unions $12M
USAA Federal Savings Bank , 2019 Community Banks / Credit Unions $12M
Attorney Announces $12 Million , NY 2023 Community Banks / Credit Unions $12M
IBERIABANK , AR 2017 Community Banks / Credit Unions $11.7M
Sutherland Global Services, Inc., Sutherland Mortgage Services, Inc., and Sutherland Government Solutions, Inc. , 2024 Community Banks / Credit Unions $11.5M
NOVAD Management Consulting, LLC , 2024 Community Banks / Credit Unions $11.5M
TransUnion Rental Screening Solutions, Inc. and Trans Union LLC , 2023 Community Banks / Credit Unions $11M
Ocean Bank Miami, FL 2007 Community Banks / Credit Unions $11M
BancorpSouth Bank Tupelo, MS 2011 Community Banks / Credit Unions $10.6M
United States of America and Consumer Financial Protection Bureau v. BancorpSouth Bank , 2016 Community Banks / Credit Unions $10.6M
Performance SLC, LLC, Performance Settlement, LLC and Daniel Crenshaw , 2020 Community Banks / Credit Unions $10.4M
EZCORP, Inc.,Texas EZPAWN, L.P.,Texas EZMONEY, L.P. et al. , 2015 Community Banks / Credit Unions $10M
Global Financial Support, Inc. d/b/a Student Financial Resource Center, d/b/a College Financial Advisory; and Armond Aria a/k/a Armond Amir Aria , 2015 Community Banks / Credit Unions $10M
TMX Finance LLC , 2023 Community Banks / Credit Unions $10M
Chance Edward Gordon d/b/a Gordon & Associates, Abraham Michael Pessar et al. , 2012 Community Banks / Credit Unions $10M
Manager Of Investment Firm , NY 2026 Community Banks / Credit Unions $10M
Sterling Jewelers, Inc. , 2019 Community Banks / Credit Unions $10M
Santander Bank, N.A. , 2016 Community Banks / Credit Unions $10M
Jacksonville Businessman , FL 2026 Community Banks / Credit Unions $10M
Settlement with Dominion Energy Reduces Harmful Pollution in Three States and Downwind Communities , CT 2013 Community Banks / Credit Unions $9.8M
U.S. Equity Advantage, Inc. and Robert M. Steenbergh , 2020 Community Banks / Credit Unions $9.3M
Santander Consumer USA, Inc. , 2018 Community Banks / Credit Unions $9.3M
Greenwich Investment Advisor , CT 2025 Community Banks / Credit Unions $9.1M
Citizens Bank, N.A. , 2020 Community Banks / Credit Unions $9M
Park National Bank Newark, OH 2015 Community Banks / Credit Unions $9M
GreenSky, LLC , 2021 Community Banks / Credit Unions $9M
California Man , CA 2025 Community Banks / Credit Unions $9M
Ameris Bank Jacksonville, FL 2016 Community Banks / Credit Unions $9M
CommunityBank of Texas, National Association Beaumont, TX 2015 Community Banks / Credit Unions $9M
Washington Trust Company Westerly, RI 2016 Community Banks / Credit Unions $9M
TMX Finance LLC , 2016 Community Banks / Credit Unions $9M
Castle & Cooke Mortgage, LLC; Matthew A. Pineda, individually; and Buck L. Hawkins , 2013 Community Banks / Credit Unions $9M
Trustmark National Bank Jackson, MS 2014 Community Banks / Credit Unions $8.8M
RAM Payment, LLC, also dba Reliant; Account Management Systems, LLC, fka Reliant Account Management; Gregory Winters; and Stephen Chaya , 2022 Community Banks / Credit Unions $8.7M
San Diego Woman , CA 2025 Community Banks / Credit Unions $8.5M
Cadence Bank, N.A. Houston, TX 2013 Community Banks / Credit Unions $8.5M
$8.39 Million , NY 2025 Community Banks / Credit Unions $8.4M
American Express Centurion Bank Salt Lake City, UT 2012 Community Banks / Credit Unions $8.3M
Exactech , AL 2025 Community Banks / Credit Unions $8M
Clarity Services, Inc., and Timothy Ranney , 2015 Community Banks / Credit Unions $8M
DriveTime Automotive Group, Inc. and DT Acceptance Corp , 2014 Community Banks / Credit Unions $8M
Los Angeles Check Cashing Store , CA 2026 Community Banks / Credit Unions $8M
Nationwide Biweekly Administration, Inc., Loan Payment Administration LLC, and Daniel S. Lipsky , 2015 Community Banks / Credit Unions $7.9M
The Bancorp Bank WILMINGTON, DE 2019 Community Banks / Credit Unions $7.5M
SMART Payment Plan, LLC , 2020 Community Banks / Credit Unions $7.5M
Florida Attorney Admits Role in $7.5 Million Bank Extortion Scheme , CA 2026 Community Banks / Credit Unions $7.5M
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