Compliance Violation Case Library

3,071 documented enforcement actions across 65 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Florida Attorney Admits Role in $7.5 Million Bank Extortion Scheme , CA 2026 Community Banks / Credit Unions $7.5M
Pacific National Bank Miami, FL 2005 Community Banks / Credit Unions $7M
Fairway Independent Mortgage Corporation , 2024 Community Banks / Credit Unions $7M
and Consumer Financial Protection Bureau Reach , AR 2016 Community Banks / Credit Unions $7M
Settles False Claims Act Action against Estate and Trusts of Layton P. Stuart for $4 Million , AR 2015 Community Banks / Credit Unions $6.9M
Manhattan Attorney Charges Debt , NY 2013 Community Banks / Credit Unions $6.6M
Citadel Federal Credit Union Exton, PA 2017 Community Banks / Credit Unions $6.5M
Dealers’ Financial Services, LLC , 2013 Community Banks / Credit Unions $6.5M
U.S. Bank National Association , 2013 Community Banks / Credit Unions $6.5M
Energy Company , OH 2013 Community Banks / Credit Unions $6.5M
Interstate Auto Group, Inc. aka. CarHop, and Universal Acceptance Corporation , 2015 Community Banks / Credit Unions $6.5M
Atlantic Union Bank , 2023 Community Banks / Credit Unions $6.2M
Atlantic Union Bank Richmond, VA 2017 Community Banks / Credit Unions $6.2M
Financial Fraud Enforcement Task Force Announces , DE 2010 Community Banks / Credit Unions $6.1M
Swiss Businessman Extradited to the , NV 2026 Community Banks / Credit Unions $6M
Illinois Man , CO 2025 Community Banks / Credit Unions $6M
Pamrapo Savings Bank, S.L.A. Bayonne, NJ 2005 Community Banks / Credit Unions $6M
Sterling Infosystems, Inc. , 2019 Community Banks / Credit Unions $6M
Money Launderer Sentenced To 30 Months In Prison For Laundering Millions Of Dollars Of Health Care Fraud Proceeds , NY 2026 Community Banks / Credit Unions $6M
Reno Geothermal Power Plant Operator Enters Into $5.5 Million , CA 2016 Community Banks / Credit Unions $5.5M
Former TD Bank Employee , FL 2026 Community Banks / Credit Unions $5.5M
Manitowoc County Woman , WI 2025 Community Banks / Credit Unions $5.4M
Universal Debt & Payment Solutions, LLC, Universal Debt Solutions, LLC, WNY Account Solutions, LLC, and Associated Companies and Individuals , 2015 Community Banks / Credit Unions $5.3M
Carrington Mortgage Services, LLC , 2022 Community Banks / Credit Unions $5.3M
Two vendors , CA 2025 Community Banks / Credit Unions $5.1M
JPL Recovery Solutions, LLC; Check Security Associates, LLC (dba Warner Location Services, Pinnacle Location Services, and Orchard Payment Processing Systems); ROC Asset Solutions LLC (dba API Recovery Solutions and Northern Information Services); Regency , 2020 Community Banks / Credit Unions $5M
Security Group, Inc., Security Finance Corporation of Spartanburg, Professional Financial Services Corp., et al. , 2018 Community Banks / Credit Unions $5M
Pennsylvania Higher Education Assistance Agency, and National Collegiate Student Loan Trusts , 2024 Community Banks / Credit Unions $5M
FirstCash, Inc., Cash America West, Inc., and First Cash Subsidiaries , 2021 Community Banks / Credit Unions $5M
TransUnion, Trans Union LLC, and TransUnion Interactive, Inc. , 2023 Community Banks / Credit Unions $5M
Citizens Bank of Pennsylvania Philadelphia, PA 2013 Community Banks / Credit Unions $5M
Trustee Program Reaches $5 Million , GA 2018 Community Banks / Credit Unions $5M
Fifth Third Bank, N.A. , 2024 Community Banks / Credit Unions $5M
Mother And Son , NV 2026 Community Banks / Credit Unions $5M
Freedom Debt Relief, LLC and Andrew Housser , 2017 Community Banks / Credit Unions $5M
Federal Court Approves , 2023 Community Banks / Credit Unions $5M
Utah-Based Lenders , CO 2016 Community Banks / Credit Unions $5M
Shinhan Bank America NEW YORK, NY 2023 Community Banks / Credit Unions $5M
ACE Cash Express, Inc. , 2014 Community Banks / Credit Unions $5M
Seterus, Inc. and Kyanite Services, Inc. , 2020 Community Banks / Credit Unions $4.9M
CommerceWest Bank Admits Bank Secrecy Act Violation and Reaches $4.9 Million , CA 2015 Community Banks / Credit Unions $4.9M
Columbus Bank and Trust Company COLUMBUS, GA 2008 Community Banks / Credit Unions $4.8M
Jacksonville Man , FL 2025 Community Banks / Credit Unions $4.8M
JPMorgan Chase Bank, N.A. , 2017 Community Banks / Credit Unions $4.6M
Second of pair of men operating massive stolen goods trafficking scheme , OR 2025 Community Banks / Credit Unions $4.5M
First of a pair of men charged in massive stolen goods trafficking scheme enters guilty plea , OR 2025 Community Banks / Credit Unions $4.5M
Former Ohio Senate Candidate , OH 2025 Community Banks / Credit Unions $4.5M
Baltimore County Serial Fraudster Sentenced to Five Years in Federal Prison and Ordered , MD 2026 Community Banks / Credit Unions $4.3M
Utah-Based Lender , CO 2016 Community Banks / Credit Unions $4.3M
Mortgage Lender , MI 2014 Community Banks / Credit Unions $4.2M
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