Compliance Violation Case Library

3,137 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Fifth Third Bank, National Association , 2020 Community Banks / Credit Unions $15M
Enova International, Inc. , 2023 Community Banks / Credit Unions $15M
Radian Guaranty, Inc. , 2013 Community Banks / Credit Unions $15M
Equifax, Inc. and Equifax Information Services LLC , 2025 Community Banks / Credit Unions $15M
United Guaranty Corporation , 2013 Community Banks / Credit Unions $15M
Trustee Program Reaches , TX 2020 Community Banks / Credit Unions $15M
GST Factoring, Inc., Champion Marketing Solutions, LLC, Rick Graff, Gregory Trimarche, Scott Freda, Amanda Johanson, David Mize, Jacob Slaughter, and Daniel Ruggiero , 2020 Community Banks / Credit Unions $15M
Trustee Program Reaches $15 million , 2019 Community Banks / Credit Unions $15M
Finance of America Mortgage , NY 2018 Community Banks / Credit Unions $14.5M
The Hayner Hoyt Corporation , NY 2016 Community Banks / Credit Unions $14.4M
Discover Bank Greenwood, DE 2012 Community Banks / Credit Unions $14.2M
Cash America International, Inc. , 2013 Community Banks / Credit Unions $14M
TransUnion Interactive, Inc., TransUnion, LLC, and TransUnion , 2017 Community Banks / Credit Unions $13.9M
Universal American Mortgage Company, LLC , CA 2018 Community Banks / Credit Unions $13.2M
Universal American Mortgage Company LLC (UAMC) , CA 2018 Community Banks / Credit Unions $13.2M
Investment advisor , GA 2026 Community Banks / Credit Unions $13M
UniRush LLC and Mastercard International Incorporated , 2017 Community Banks / Credit Unions $13M
Lakeland Bank Oak Ridge, NJ 2015 Community Banks / Credit Unions $13M
Settlement Reached to Expedite Cleanup for Walpole, Massachusetts, Superfund Site , DE 2010 Community Banks / Credit Unions $13M
American Honda Finance Corporation , 2025 Community Banks / Credit Unions $12.8M
Apple Bank for Savings MANHASSET, NY 2020 Community Banks / Credit Unions $12.5M
Reaches $12 Million , 2012 Community Banks / Credit Unions $12M
Settlement Reached to Clean up Idaho’s St. Maries Creosote Superfund Site , ID 2009 Community Banks / Credit Unions $12M
ISRAEL DISCOUNT BANK OF NEW YORK NEW YORK, NY 2006 Community Banks / Credit Unions $12M
Attorney Announces $12 Million , NY 2023 Community Banks / Credit Unions $12M
Long Island Tax Preparer , NY 2026 Community Banks / Credit Unions $12M
Archdiocese of New Orleans , LA 2021 Community Banks / Credit Unions $12M
USAA Federal Savings Bank , 2019 Community Banks / Credit Unions $12M
IBERIABANK , AR 2017 Community Banks / Credit Unions $11.7M
Sutherland Global Services, Inc., Sutherland Mortgage Services, Inc., and Sutherland Government Solutions, Inc. , 2024 Community Banks / Credit Unions $11.5M
NOVAD Management Consulting, LLC , 2024 Community Banks / Credit Unions $11.5M
TransUnion Rental Screening Solutions, Inc. and Trans Union LLC , 2023 Community Banks / Credit Unions $11M
Ocean Bank Miami, FL 2007 Community Banks / Credit Unions $11M
BancorpSouth Bank Tupelo, MS 2011 Community Banks / Credit Unions $10.6M
United States of America and Consumer Financial Protection Bureau v. BancorpSouth Bank , 2016 Community Banks / Credit Unions $10.6M
Performance SLC, LLC, Performance Settlement, LLC and Daniel Crenshaw , 2020 Community Banks / Credit Unions $10.4M
Jacksonville Businessman , FL 2026 Community Banks / Credit Unions $10M
Santander Bank, N.A. , 2016 Community Banks / Credit Unions $10M
Sterling Jewelers, Inc. , 2019 Community Banks / Credit Unions $10M
Manager Of Investment Firm , NY 2026 Community Banks / Credit Unions $10M
TMX Finance LLC , 2023 Community Banks / Credit Unions $10M
EZCORP, Inc.,Texas EZPAWN, L.P.,Texas EZMONEY, L.P. et al. , 2015 Community Banks / Credit Unions $10M
Global Financial Support, Inc. d/b/a Student Financial Resource Center, d/b/a College Financial Advisory; and Armond Aria a/k/a Armond Amir Aria , 2015 Community Banks / Credit Unions $10M
Chance Edward Gordon d/b/a Gordon & Associates, Abraham Michael Pessar et al. , 2012 Community Banks / Credit Unions $10M
Settlement with Dominion Energy Reduces Harmful Pollution in Three States and Downwind Communities , CT 2013 Community Banks / Credit Unions $9.8M
U.S. Equity Advantage, Inc. and Robert M. Steenbergh , 2020 Community Banks / Credit Unions $9.3M
Santander Consumer USA, Inc. , 2018 Community Banks / Credit Unions $9.3M
Greenwich Investment Advisor , CT 2025 Community Banks / Credit Unions $9.1M
Citizens Bank, N.A. , 2020 Community Banks / Credit Unions $9M
Castle & Cooke Mortgage, LLC; Matthew A. Pineda, individually; and Buck L. Hawkins , 2013 Community Banks / Credit Unions $9M
← PrevPage 6 of 63Next →