Compliance Violation Case Library

37 documented enforcement actions across 45 regulated industries

EntityLocationYearIndustryPenaltyDeaths
Voyager Digital, LLC., et al., FTC v. , 2024 Insurance Agencies $1B
President of Insurance Brokerage Firm and CEO of Marketing Company Sentenced in $233M Affordable Care Act Enrollment Fra , 2026 Insurance Agencies $233M
Fiorella Insurance Agency / Related Entities Stuart, FL 2020 Insurance Agencies $180.6M
Assurance IQ, LLC , 2024 Insurance Agencies $145M
Media/Alpha , 2024 Insurance Agencies $145M
(Unnamed Florida Insurance Brokerage) South Florida, FL 2022 Insurance Agencies $133.9M
Executive Vice President Of Insurance Brokerage , FL 2026 Insurance Agencies $133.9M
Fireman's Fund Insurance Company , CA 2015 Insurance Agencies $44M
Employee Benefit Solutions LLC (EBS) New Canaan, CT 2015 Insurance Agencies $40M
U.S. Attorney Announces Charges Against Five Individuals For Over $20 Million Health Care Fraud , NY 2026 Insurance Agencies $20M
Wilson Life Insurance Operations (Owings Mills, MD) Owings Mills, MD 1996 Insurance Agencies $20M
Genworth Mortgage Insurance Corporation , 2013 Insurance Agencies $15M
Mortgage Guaranty Insurance Corporation , 2013 Insurance Agencies $15M
Thomas Insurance, LLC Pensacola, FL 2013 Insurance Agencies $4.8M
Insurance Broker Sentenced for $3.8 Million Fraud Scheme , 2026 Insurance Agencies $3.8M
American Income Life Insurance Company (agents) San Jose, CA 2013 Insurance Agencies $2.8M
Pennsylvania Medicare Advantage Plan Provider Agrees , PA 2026 Insurance Agencies $2.3M
Insurance Broker Found Guilty of 22 Counts in $2 Million Scheme to Defraud Carefirst Bluecross Blueshield , 2026 Insurance Agencies $2M
Hybrid Insurance Agency LLC (Hybrid Insurance Group) Hartford, CT 2013 Insurance Agencies $1.7M
Brian Bartz Insurance Services (sole operator) Rochester, NY 2015 Insurance Agencies $1M
Citizens Disability , 2024 Insurance Agencies $1M
InsuranceTek, Inc. Snohomish, WA 2014 Insurance Agencies $750,000
BL Insurance New Bedford, MA 2023 Insurance Agencies $700,000
Former CFO of Health Insurance Company Sentenced to Prison for Embezzlement , 2026 Insurance Agencies $631,000
CVS Corporation, and Revco D.S., Inc. , 2024 Insurance Agencies $600,000
Monmouth County Woman Charged with Attempting to Steal More Than $500 , 2026 Insurance Agencies $500,000
InsuranceTek, Inc. Snohomish, WA 2003 Insurance Agencies $273,137
Streamline Insurance Services / Broadstreet Insurance Services Lake Forest, CA 2011 Insurance Agencies $183,047
Seneca Birchmore (Independent Insurance Agent) Cincinnati, OH 2019 Insurance Agencies $147,000
Liability Risk Management & Insurance Services, Inc. Bellflower, CA 2022 Insurance Agencies $105,816
Republic Mortgage Insurance Company , 2013 Insurance Agencies $100,000
Steele Rolin Co. Franklin, TN 2011 Insurance Agencies $50,000
Kino Insurance & Tax Services, Inc. South Gate, CA 2011 Insurance Agencies $48,000
Farmers Insurance Woodland Hills, CA 2011 Insurance Agencies $25,000
Draine Sentenced for Abuse , 2026 Insurance Agencies $23,408
Clinica Medica San Miguel Huntington Park, CA 2014 Insurance Agencies $2,244
Premier Insurance Services, Inc. Bakersfield, CA 2012 Insurance Agencies $2,244
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